Compliance Analyst

Compliance Analyst

City of London Full-Time 36000 - 60000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: You'll tackle compliance and risk issues while supporting the Head of Compliance.
  • Company: Join a dynamic firm focused on financial integrity and consumer protection.
  • Benefits: Enjoy flexible working options and a supportive team environment.
  • Why this job: Make a real impact in compliance and risk management while growing your career.
  • Qualifications: No prior experience needed; just a passion for compliance and a keen eye for detail.
  • Other info: Perfect for students looking to kickstart their career in finance and compliance.

The predicted salary is between 36000 - 60000 £ per year.

In this role, you will work on a wide range of compliance, conduct risk and financial crime matters.

Reporting into the Head of Compliance, you will:

  • Take responsibility for consumer duty requirements and queries from MGAs and internally, ensuring regulatory obligations are met.
  • Collate, analyse and present Risk and Compliance MI received from MGAs on a monthly basis.
  • Collate risk metrics from 1st line.

Compliance Analyst employer: High Finance (UK) Limited

As a Compliance Analyst at our esteemed company, you will thrive in a dynamic work environment that prioritises integrity and collaboration. We offer competitive benefits, a supportive culture that encourages professional development, and unique opportunities to engage with industry leaders in the heart of the city. Join us to make a meaningful impact while advancing your career in compliance and risk management.
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Contact Detail:

High Finance (UK) Limited Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Compliance Analyst

✨Tip Number 1

Familiarise yourself with the latest compliance regulations and financial crime trends. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in the field.

✨Tip Number 2

Network with professionals in the compliance sector, especially those who work in similar roles. Attend industry events or join relevant online forums to gain insights and potentially get referrals.

✨Tip Number 3

Prepare to discuss specific examples of how you've handled compliance issues or risk assessments in the past. Real-life scenarios can showcase your problem-solving skills and understanding of compliance matters.

✨Tip Number 4

Research StudySmarter's approach to compliance and risk management. Tailoring your conversation to align with our values and practices can make a strong impression during the interview process.

We think you need these skills to ace Compliance Analyst

Regulatory Knowledge
Risk Assessment
Data Analysis
Attention to Detail
Communication Skills
Report Writing
Problem-Solving Skills
Stakeholder Management
Compliance Monitoring
Financial Crime Awareness
Analytical Skills
Project Management
Adaptability
Team Collaboration

Some tips for your application 🫡

Understand the Role: Familiarise yourself with the responsibilities of a Compliance Analyst. Highlight your understanding of compliance, conduct risk, and financial crime matters in your application.

Tailor Your CV: Make sure your CV reflects relevant experience and skills related to compliance and risk analysis. Use specific examples that demonstrate your ability to meet regulatory obligations and handle consumer duty requirements.

Craft a Strong Cover Letter: Write a compelling cover letter that outlines your motivation for applying and how your background aligns with the job description. Mention your analytical skills and experience in collating and presenting compliance data.

Proofread Your Application: Before submitting, carefully proofread your application materials. Check for any spelling or grammatical errors, and ensure that all information is clear and concise.

How to prepare for a job interview at High Finance (UK) Limited

✨Understand Compliance Regulations

Familiarise yourself with the latest compliance regulations and consumer duty requirements. Being able to discuss these topics confidently will show your potential employer that you are proactive and knowledgeable in the field.

✨Prepare for Scenario-Based Questions

Expect questions that assess your problem-solving skills in compliance scenarios. Think of examples from your past experiences where you successfully navigated compliance challenges, as this will demonstrate your practical understanding of the role.

✨Showcase Analytical Skills

Since the role involves collating and analysing Risk and Compliance MI, be prepared to discuss your analytical skills. Bring examples of how you've used data to inform decisions or improve processes in previous roles.

✨Ask Insightful Questions

Prepare thoughtful questions about the company's compliance culture and how they handle conduct risk and financial crime matters. This not only shows your interest in the role but also helps you gauge if the company aligns with your values.

Compliance Analyst
High Finance (UK) Limited
H
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