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For Companies At a Glance
- Tasks: Support investment funds and capital markets with legal advice and documentation.
- Company: Join a large international financial services group in London.
- Benefits: Competitive salary, diverse projects, and exposure to senior stakeholders.
- Why this job: Make an impact in a dynamic environment with global collaboration.
- Qualifications: 4+ years PQE in asset management or capital markets required.
- Other info: Opportunity for career growth and involvement in complex cross-border matters.
The predicted salary is between 72000 - 108000 £ per year.
Heriot Brown is working with a large international financial services group on an opportunity for a Legal Counsel to join their London team. This role sits within a specialist function supporting investment management, capital markets activity, and alternative risk transfer, offering broad exposure across funds, structured products and cross-border transactions.
The Role
- You’ll work closely with investment, structuring and capital markets teams across Europe and the US, advising on a wide range of activities.
- The work will include:
- Supporting the launch, structuring and governance of investment funds, including alternative strategies
- Advising on capital markets transactions, including structured deals and risk-transfer products
- Drafting, negotiating and overseeing documentation across investment, trading and capital markets activity
- Helping the business navigate UK, EU and US regulatory frameworks (MiFID, AIFMD, broker/dealer requirements, investment adviser rules)
- Managing multi-jurisdictional legal issues and coordinating with external counsel
- Providing input on governance, risk management and regulatory change affecting investment and capital markets operations
- Working with colleagues globally on projects, new initiatives and business expansion plans
- Delivering training and guidance to the business on legal and regulatory developments
This is a varied role with consistent exposure to senior stakeholders and complex cross-border matters.
About You
- The ideal candidate will bring:
- At least 4 years’ PQE in asset management, capital markets, structured products or financial regulation
- Strong experience with cross-border transactions and multi-jurisdictional matters
- Familiarity with regulatory frameworks such as MiFID, AIFMD, or US investment adviser/securities rules
- Excellent drafting and negotiation skills, and the ability to manage complex transactional work
- Confidence operating in a large, matrixed organisation and partnering with teams across different regions
- A proactive, solutions-focused mindset and the ability to communicate clearly with non-lawyers
- Insurance sector exposure is helpful but not essential; they’re open to candidates from private practice or another in-house financial institution.
Interested? For an informal call, click ‘Quick Apply’ or reach out directly to Stephanie Jones — stephanie@heriotbrown.com.
Investment legal counsel @ financial service group employer: Heriot Brown In-House Legal Recruitment
Contact Detail:
Heriot Brown In-House Legal Recruitment Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Investment legal counsel @ financial service group
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector, especially those who work in legal roles. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of regulatory frameworks like MiFID and AIFMD. We want you to be able to discuss how these impact investment management and capital markets with confidence!
✨Tip Number 3
Showcase your drafting and negotiation skills during interviews. Bring examples of complex transactions you've managed, and be ready to discuss how you navigated multi-jurisdictional issues.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive and engaged in their job search.
We think you need these skills to ace Investment legal counsel @ financial service group
Some tips for your application 🫡
Tailor Your CV: Make sure your CV reflects the skills and experiences that match the job description. Highlight your PQE in asset management and capital markets, and don’t forget to mention any cross-border transaction experience!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for this role. Mention your familiarity with regulatory frameworks like MiFID and AIFMD, and how your proactive mindset can benefit the team.
Showcase Your Drafting Skills: Since excellent drafting and negotiation skills are key for this role, consider including examples of complex transactional work you've managed. This will demonstrate your capability and attention to detail.
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and get you on board for an informal chat about this exciting opportunity!
How to prepare for a job interview at Heriot Brown In-House Legal Recruitment
✨Know Your Regulatory Stuff
Make sure you brush up on the key regulatory frameworks like MiFID and AIFMD. Being able to discuss how these regulations impact investment management and capital markets will show that you’re not just familiar with the law, but that you understand its practical implications.
✨Showcase Your Drafting Skills
Prepare examples of your drafting and negotiation work. Bring along some anonymised documents or case studies that highlight your ability to manage complex transactions. This will give you a chance to demonstrate your expertise in a tangible way.
✨Understand Cross-Border Transactions
Since this role involves multi-jurisdictional matters, be ready to discuss your experience with cross-border transactions. Think about specific challenges you've faced and how you navigated them, as this will illustrate your problem-solving skills.
✨Engage with Stakeholders
This position requires working closely with various teams. Prepare to talk about how you’ve successfully partnered with non-legal stakeholders in the past. Highlight your communication skills and how you’ve made legal concepts accessible to others.
