Reference: 4811501Job ID: 5403752Posted: 2026-07-08Closing date: 2026-10-07Location: LondonSalary: 85-105k base plus bonus and benefits (per annum)Job type: PermanentWorking pattern: Full timeIndustry: Banking & Financial Services / Asset ManagementCompany: HaysConsultant: Simeon HallHays office: London-City — 5th Floor, 107 Cheapside,Phone: Email: emerging markets investment management boutique seeks a mid-level Compliance Officer to oversee its activities across the UK and US.
Have you got what it takes to succeed The following information should be read carefully by all candidates.
Reporting to the overseas-based Chief Legal & Compliance Officer and working alongside the CIO, this is a hands-on generalist opportunity, partnering the business with proactive regulatory advice and responding to queries.
The successful applicant will be expected to keep abreast of developing regulations impacting the firm and advising portfolio management accordingly. xohmjla
Duties span the entire breadth from compliance policy and procedures, investment guidelines, third party due diligence and AML.
Candidates are sought with a minimum of six years' buyside compliance, including working knowledge of SEC rules and filings as a necessity, additionally to FCA.
This is an excellent opportunity with a clear pathway for progression to a global role over the long term.
#4811501
- Simeon Hall
Compliance Officer, Investment Boutique in Vauxhall employer: Hays
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