At a Glance
- Tasks: Oversee compliance activities and provide regulatory advice in a dynamic investment environment.
- Company: Global emerging markets investment management boutique with a focus on innovation.
- Benefits: Competitive salary, bonuses, and comprehensive benefits package.
- Other info: Exciting chance to work closely with senior leadership in a collaborative atmosphere.
- Why this job: Join a hands-on role with clear progression opportunities in a global setting.
- Qualifications: Minimum six years' buyside compliance experience and knowledge of SEC and FCA regulations.
The predicted salary is between 85000 - 105000 £ per year.
Global emerging markets investment management boutique seeks a mid-level Compliance Officer to oversee its activities across the UK and US. Reporting to the overseas-based Chief Legal & Compliance Officer and working alongside the CIO, this is a hands-on generalist opportunity, partnering the business with proactive regulatory advice and responding to queries. The successful applicant will be expected to keep abreast of developing regulations impacting the firm and advising portfolio management accordingly.
Duties span the entire breadth from compliance policy and procedures, investment guidelines, third party due diligence and AML. Candidates are sought with a minimum of six years’ buyside compliance, including working knowledge of SEC rules and filings as a necessity, additionally to FCA. This is an excellent opportunity with a clear pathway for progression to a global role over the long term.
Compliance Officer, Investment Boutique in London employer: Hays
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