Financial Regulation Lawyer (4+PQE)

The Opportunity This top 100 national law firm is looking for a Financial Regulation Lawyer to join their growing Banking, Finance & Insolvency department. The Team The team advises clients across the financial institutions sector. The team typically advises on the regulatory perimeter, authorisations, governance and conduct (including SMCR and Consumer Duty), conduct of business (including investment and insurance regulation, consumer lending and safeguarding), regulatory capital, compliance policies/procedures and customer documentation, distribution and commercial agreements including outsourcings and financial crime prevention laws and provides regulatory support to the corporate and commercial teams. The team’s client base includes high street, investment and digital banks, payment services providers and EMIs, fintechs, wealth management and investment firms, insurers, consumer and mortgage lenders and primary and secondary intermediaries. The Ideal Candidate 4 – 10PQE Thorough knowledge and experience of the regulatory perimeter and regulated activities A detailed knowledge of the FCA rules Proven experience gained from working within a financial regulatory team A focus on payments, financial crime, electronic money and FinTech.