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For Companies At a Glance
- Tasks: Support the Head of Compliance with advisory, monitoring, and training on compliance matters.
- Company: Join a stable and culturally distinct foreign bank in London.
- Benefits: Enjoy a dynamic work environment with opportunities for professional growth.
- Why this job: Make an impact in compliance while working in a supportive and innovative culture.
- Qualifications: Five years of regulatory compliance experience in wholesale financial services is required.
- Other info: Experience in data protection, outsourcing risk, or SM&CR is a plus.
The predicted salary is between 43200 - 72000 £ per year.
Job Description
The London branch of this highly stable and distinctively cultured foreign bank seeks a Compliance Assurance Officer to support its Head of Compliance. This role spans compliance advisory, monitoring and risk frameworks, with a particular focus upon UK data protection, outsourcing/third party risk management and SM&CR. As such, duties encompass delivery of training to staff and the review of policy & procedures relating to these areas of focus. Candidates are sought with at least five years' regulatory compliance experience gained in a wholesale financial services setting, a significant portion of which should be within a small to medium-sized commercial/corporate bank. Regulatory working knowledge of FCA/PRA outsourcing/third party risk management (SS2/21) is necessary.
Hays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job you accept the T&C's, Privacy Policy and Disclaimers which can be found at hays.co.uk
Compliance Assurance Officer, Banking employer: Hays
Contact Detail:
Hays Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Assurance Officer, Banking
✨Tip Number 1
Network with professionals in the banking and compliance sectors. Attend industry events or webinars to connect with people who work in similar roles, as they can provide insights and potentially refer you to opportunities at their organisations.
✨Tip Number 2
Stay updated on the latest regulations and compliance trends, especially those related to UK data protection and SM&CR. This knowledge will not only help you in interviews but also demonstrate your commitment to the field.
✨Tip Number 3
Prepare to discuss specific examples from your past experience that highlight your expertise in compliance assurance. Be ready to explain how you've successfully managed risks or improved compliance processes in previous roles.
✨Tip Number 4
Research the bank's culture and values before your interview. Understanding their approach to compliance and risk management will allow you to tailor your responses and show how you align with their mission.
We think you need these skills to ace Compliance Assurance Officer, Banking
Some tips for your application 🫡
Understand the Role: Read the job description thoroughly to grasp the key responsibilities and requirements. Focus on compliance advisory, monitoring, and risk frameworks, especially in relation to UK data protection and SM&CR.
Highlight Relevant Experience: In your CV and cover letter, emphasise your regulatory compliance experience, particularly within wholesale financial services. Make sure to mention any specific experience with data protection, outsourcing, or third-party risk management.
Tailor Your Application: Customise your application materials to reflect the skills and experiences that align with the job. Use keywords from the job description to demonstrate your fit for the Compliance Assurance Officer role.
Showcase Training Delivery Skills: Since the role involves delivering training to staff, include examples of any previous training or mentoring experiences you have had. Highlight your ability to communicate complex compliance topics effectively.
How to prepare for a job interview at Hays
✨Know Your Compliance Regulations
Make sure you have a solid understanding of UK data protection laws, outsourcing/third party risk management, and the Senior Managers and Certification Regime (SM&CR). Be prepared to discuss how these regulations impact the banking sector and provide examples from your past experience.
✨Demonstrate Your Training Skills
Since the role involves delivering training to staff, think about how you can showcase your ability to communicate complex compliance topics clearly. Prepare to share examples of training sessions you've conducted and the positive outcomes that resulted.
✨Highlight Relevant Experience
With at least five years of regulatory compliance experience required, be ready to discuss specific projects or initiatives you've led in a wholesale financial services setting. Focus on your contributions to compliance frameworks and any improvements you've implemented.
✨Prepare Questions for Them
Interviews are a two-way street, so prepare insightful questions about the bank's compliance culture and challenges they face. This shows your genuine interest in the role and helps you assess if the company is the right fit for you.