Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Join a dynamic team ensuring compliance in investment banking and private equity.
- Company: Global leader in institutional financial services with a strong compliance culture.
- Benefits: Competitive salary, career growth opportunities, and exposure to senior stakeholders.
- Why this job: Make a real impact in a fast-paced environment while developing your compliance expertise.
- Qualifications: At least one year of compliance experience in a financial services setting.
- Other info: Ideal for tenacious individuals looking to thrive in a collaborative atmosphere.
The predicted salary is between 36000 - 60000 £ per year.
Job Description
Global institutional financial services provider seeks a high calibre Compliance Analyst to join its exceptional Legal & Compliance team. The role reports to the EMEA compliance lead and counsel, closely partnering the front office with business lines spanning investment banking, institutional sales and private equity amongst others. The successful candidate will join a close-knit team in a role encompassing breadth of responsibility and exposure to senior stakeholders, with duties ranging from AML to trade surveillance, compliance monitoring and regulatory horizon scanning to review of contracts, NDA's and other legal documents. Candidates are sought from a wholesale financial services setting, sell or buy side, with at least one year's compliance experience strictly gained in a 2nd line of defence role. An educational background in law is preferred, though not essential if the quality of experience outweighs. Candidates need to be tenacious and bring energy to what is a very dynamic environment and fabulous platform for steep career growth.
Hays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job you accept the T&C's, Privacy Policy and Disclaimers which can be found at hays.co.uk
Compliance Analyst, Institutional FS - Hays employer: Hays
Contact Detail:
Hays Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Analyst, Institutional FS - Hays
✨Tip Number 1
Network like a pro! Reach out to people in the industry, especially those already working at Hays or similar firms. A friendly chat can open doors and give you insights that might just set you apart from the competition.
✨Tip Number 2
Prepare for the interview by brushing up on your compliance knowledge. Be ready to discuss AML, trade surveillance, and regulatory changes. Show us you’re not just ticking boxes but genuinely passionate about the field!
✨Tip Number 3
Don’t underestimate the power of follow-ups! After your interview, drop a quick thank-you email to express your appreciation. It keeps you fresh in their minds and shows your enthusiasm for the role.
✨Tip Number 4
Apply through our website! It’s the best way to ensure your application gets seen. Plus, it shows you’re serious about joining our team and makes it easier for us to connect with you directly.
We think you need these skills to ace Compliance Analyst, Institutional FS - Hays
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Analyst role. Highlight your relevant experience in compliance, especially from a wholesale financial services setting. We want to see how your background aligns with the responsibilities mentioned in the job description.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for our team. Mention specific skills or experiences that relate to AML, trade surveillance, or compliance monitoring. We love seeing your personality come through!
Showcase Your Tenacity: In a dynamic environment like ours, we value tenacity. Use your application to demonstrate how you've tackled challenges in previous roles. Share examples that show your energy and commitment to compliance – we want to know you can thrive here!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re proactive – a quality we admire!
How to prepare for a job interview at Hays
✨Know Your Compliance Basics
Make sure you brush up on key compliance concepts, especially those relevant to the financial services sector. Understand AML regulations, trade surveillance practices, and the importance of compliance monitoring. This will show that you're not just familiar with the role but genuinely interested in it.
✨Showcase Your Experience
Prepare to discuss your previous compliance roles in detail. Highlight specific examples where you've successfully navigated challenges or contributed to compliance initiatives. This is your chance to demonstrate how your experience aligns with the requirements of the position.
✨Engage with the Team's Dynamics
Since this role involves working closely with senior stakeholders and a close-knit team, be ready to discuss how you collaborate and communicate effectively. Share examples of how you've built relationships in past roles, as this will illustrate your ability to fit into their dynamic environment.
✨Ask Insightful Questions
Prepare thoughtful questions about the company's compliance strategies and future challenges. This not only shows your enthusiasm for the role but also your proactive approach to understanding the business. It’s a great way to demonstrate your analytical skills and genuine interest in the position.
