At a Glance
- Tasks: Review trading alerts and analyse data to ensure compliance with regulations.
- Company: Join a global financial organisation with a strong focus on compliance.
- Benefits: 12-month contract with potential for extension, competitive salary, and professional growth.
- Other info: Work in a collaborative team and develop your project management skills.
- Why this job: Make a real impact by ensuring ethical trading practices in a dynamic environment.
- Qualifications: Previous experience in compliance and strong communication skills are preferred.
The predicted salary is between 30000 - 40000 € per year.
We are working with a global financial organisation to recruit multiple compliance surveillance analysts to work on the surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviours that may violate regulatory rules or internal policies and procedures. These roles will be for 12 months with a possibility of extension or permanent positions.
Key Responsibilities
- Reviewing and investigating trading alerts for firm, employees, and clients
- Documenting findings clearly and escalating issues when needed
- Analysing trade data and support responses to regulators
- Communicating results to management and working with compliance, legal, and audit teams
- Handling general tasks like enquiries, hotlines, data entry, and following compliance rules
To be successful in this role, you will be expected to possess the following skills/experience:
- Previous relevant experience preferred
- Some knowledge of Compliance laws, rules, regulations, risks and typologies
- Excellent written and verbal communication skills
- Must be a self-starter, flexible, innovative and adaptive
- Demonstrated interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
- Strong project management and organizational skills and capability to handle multiple projects at one time
- Proficient in MS Office applications (Excel, Word, PowerPoint)
This role will require you to be in the Belfast office 3 days per week. Only candidates with the ability to attend the office will be considered.
If you're interested in this role, please forward an up-to-date copy of your CV. If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion about your career.
Compliance surveillance analyst in Belfast employer: Hays Technology
Join a global financial organisation that values integrity and innovation, offering compliance surveillance analysts a dynamic work environment in Belfast. With a strong emphasis on employee growth, you will have access to ongoing training and development opportunities, while collaborating with diverse teams to ensure regulatory compliance. Enjoy a supportive culture that encourages flexibility and creativity, making it an excellent place for those seeking meaningful and rewarding careers.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance surveillance analyst in Belfast
✨Tip Number 1
Network like a pro! Reach out to people in the compliance field on LinkedIn or at industry events. A friendly chat can lead to opportunities that aren’t even advertised yet.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of compliance laws and regulations. We recommend having specific examples ready to showcase your experience with trading alerts and investigations.
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation and reiterate your interest in the role. It keeps you fresh in their minds.
✨Tip Number 4
Apply through our website for the best chance! We’re always looking for talented individuals like you, and applying directly can sometimes give you an edge over other candidates.
We think you need these skills to ace Compliance surveillance analyst in Belfast
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Compliance Surveillance Analyst role. Highlight relevant experience and skills that match the job description, especially your knowledge of compliance laws and regulations.
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for the role. Mention specific experiences that demonstrate your analytical skills and ability to communicate findings clearly.
Showcase Your Communication Skills:Since excellent written and verbal communication is key for this role, ensure your application is clear and concise. Avoid jargon and make your points easy to understand – we want to see your ability to communicate effectively!
Apply Through Our Website:We encourage you to apply through our website for a smoother process. It’s the best way for us to receive your application and keep track of all the amazing candidates like you!
How to prepare for a job interview at Hays Technology
✨Know Your Compliance Stuff
Brush up on compliance laws, rules, and regulations relevant to the financial sector. Being able to discuss specific examples of how you've navigated compliance issues in the past will show that you’re not just familiar with the theory but can apply it in practice.
✨Showcase Your Analytical Skills
Prepare to discuss your experience with analysing trade data and investigating alerts. Think of a couple of scenarios where you successfully identified issues or trends, and be ready to explain your thought process and the outcomes.
✨Communicate Clearly
Since you'll need to document findings and communicate results to management, practice articulating complex information in a clear and concise manner. Consider doing mock interviews with a friend to refine your communication style.
✨Demonstrate Team Spirit
This role involves working closely with compliance, legal, and audit teams. Be prepared to share examples of how you've collaborated with others in previous roles, highlighting your interpersonal skills and ability to work across different levels of an organisation.
