At a Glance
- Tasks: Review trading alerts and investigate compliance issues in a dynamic financial environment.
- Company: Global financial organisation with a focus on compliance and regulatory standards.
- Benefits: Competitive hourly pay, potential for contract extension, and career growth opportunities.
- Other info: Work in a collaborative office environment three days a week in Belfast.
- Why this job: Join a vital team ensuring compliance and make a real impact in the financial sector.
- Qualifications: Previous experience in compliance preferred; strong communication and project management skills required.
The predicted salary is between 50000 - 65000 £ per year.
We are working with a global financial organisation to recruit multiple Compliance Surveillance Analysts to join the surveillance team responsible for the design, implementation, and oversight of a suite of surveillance activities designed to detect behaviours that may violate regulatory rules or internal policies and procedures. These roles are initially for 12 months, with the possibility of extension or permanent opportunities.
Key Responsibilities
- Reviewing and investigating trading alerts for the firm, employees, and clients.
- Documenting findings clearly and escalating issues when required.
- Analysing trade data and supporting responses to regulators.
- Communicating results to management and working with compliance, legal, and audit teams.
- Handling general tasks such as inquiries, hotlines, data entry, and ensuring compliance with internal rules and procedures.
Skills and Experience
- Previous relevant experience preferred.
- Some knowledge of compliance laws, rules, regulations, risks, and typologies.
- Excellent written and verbal communication skills.
- Self-starter with a flexible, innovative, and adaptable approach.
- Strong interpersonal skills with the ability to work collaboratively with people at all levels of the organisation.
- Strong project management and organisational skills, with the ability to manage multiple projects simultaneously.
- Proficiency in Microsoft Office applications, including Excel, Word, and PowerPoint.
Location
This role requires attendance in the Belfast office three days per week. Only candidates who can meet this requirement will be considered.
Apply
If you're interested in this role, please forward an up-to-date copy of your CV. If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion about your career.
Compliance surveillance analyst employer: HAYS Specialist Recruitment
As a Production Operative at our company, you will be part of a dynamic and supportive team dedicated to excellence in manufacturing. We offer competitive benefits, a positive work culture that values collaboration and innovation, and ample opportunities for personal and professional growth. Located in a thriving area, our workplace fosters a sense of community and pride in producing high-quality equipment that makes a difference.
Contact Details:
HAYS Specialist Recruitment Recruitment Team
