Compliance Associate - Central Compliance

Compliance Associate - Central Compliance

Full-Time 36000 - 60000 £ / year (est.) No working from home possible
Hayfin Capital Management

At a Glance

  • Tasks: Support compliance operations and enhance our compliance culture across the business.
  • Company: Join Hayfin, a leading firm in alternative investments with a strong compliance focus.
  • Benefits: Competitive salary, professional development, and a dynamic work environment.
  • Other info: Collaborative atmosphere with opportunities to grow your compliance expertise.
  • Why this job: Be part of a team that shapes compliance practices and drives positive change.
  • Qualifications: 4-5 years of compliance experience and knowledge of UK regulations required.

The predicted salary is between 36000 - 60000 £ per year.

We are looking for a Compliance Associate to join Hayfin’s Central Compliance team. This is a broad exposure role supporting the day-to-day delivery and continued evolution of our compliance framework across the business. You will work across advisory, monitoring and regulatory matters, partnering with teams firmwide and contributing to a strong, forward-looking compliance culture.

Responsibilities

  • Supporting Code of Ethics oversight, certifications and compliance systems
  • Acting as a first point of contact for employee compliance queries
  • Assisting with regulatory reporting and management information
  • Contributing to monitoring reviews, thematic work and control testing
  • Supporting policy updates, regulatory change projects and wider compliance initiatives
  • Delivering compliance onboarding and supporting ongoing training

Requirements

  • Ideally 4-5 years’ compliance experience within an alternative investment manager or private markets / private credit firm
  • Strong knowledge of the UK regulatory framework for asset management businesses
  • Experience across areas such as monitoring, Code of Ethics, SM&CR or regulatory change is advantageous
  • Clear communicator with sound judgement and strong attention to detail
  • Organised and comfortable managing multiple priorities in a fast-paced environment
  • Collaborative, proactive and keen to broaden your exposure across the Compliance function

Compliance Associate - Central Compliance employer: Hayfin Capital Management

Hayfin is an exceptional employer that fosters a dynamic and inclusive work culture, where compliance professionals can thrive. With a strong commitment to employee development, you will have access to ongoing training and growth opportunities while contributing to a forward-looking compliance framework in the heart of London. Join us to be part of a collaborative team that values your expertise and encourages innovation in the compliance landscape.

Hayfin Capital Management

Contact Details:

Hayfin Capital Management Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Compliance Associate - Central Compliance

Join Compliance Communities

Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!

Attend Industry Conferences

Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.

Leverage Your University Career Services

If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.

Showcase Your Knowledge Online

Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Hayfin Capital Management looking for candidates who are engaged and informed.

We think you need these skills to ace Compliance Associate - Central Compliance

Compliance Experience
Knowledge of UK Regulatory Framework
Monitoring
Code of Ethics Oversight
Regulatory Reporting
Management Information
Attention to Detail

Some tips for your application 🫡

Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!

Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.

Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!

Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Hayfin Capital Management. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!

How to prepare for a job interview at Hayfin Capital Management

Master the Regulations

Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!

Show Your Analytical Skills

Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!

Know Your Tools

Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!

Align with Company Culture

Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Hayfin Capital Management’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!