Compliance Associate - Central Compliance
Compliance Associate - Central Compliance

Compliance Associate - Central Compliance

Full-Time 36000 - 60000 £ / year (est.) No home office possible
Hayfin Capital Management

At a Glance

  • Tasks: Support compliance operations and enhance our compliance culture across the business.
  • Company: Join Hayfin, a leading firm in alternative investments with a strong compliance focus.
  • Benefits: Competitive salary, professional development, and a dynamic work environment.
  • Why this job: Be part of a team that shapes compliance practices and drives positive change.
  • Qualifications: 4-5 years of compliance experience and knowledge of UK regulations required.
  • Other info: Collaborative atmosphere with opportunities to grow your compliance expertise.

The predicted salary is between 36000 - 60000 £ per year.

We are looking for a Compliance Associate to join Hayfin’s Central Compliance team. This is a broad exposure role supporting the day-to-day delivery and continued evolution of our compliance framework across the business. You will work across advisory, monitoring and regulatory matters, partnering with teams firmwide and contributing to a strong, forward-looking compliance culture.

Responsibilities

  • Supporting Code of Ethics oversight, certifications and compliance systems
  • Acting as a first point of contact for employee compliance queries
  • Assisting with regulatory reporting and management information
  • Contributing to monitoring reviews, thematic work and control testing
  • Supporting policy updates, regulatory change projects and wider compliance initiatives
  • Delivering compliance onboarding and supporting ongoing training

Requirements

  • Ideally 4-5 years’ compliance experience within an alternative investment manager or private markets / private credit firm
  • Strong knowledge of the UK regulatory framework for asset management businesses
  • Experience across areas such as monitoring, Code of Ethics, SM&CR or regulatory change is advantageous
  • Clear communicator with sound judgement and strong attention to detail
  • Organised and comfortable managing multiple priorities in a fast-paced environment
  • Collaborative, proactive and keen to broaden your exposure across the Compliance function

Compliance Associate - Central Compliance employer: Hayfin Capital Management

Hayfin is an exceptional employer that fosters a dynamic and inclusive work culture, where compliance professionals can thrive. With a strong commitment to employee development, you will have access to ongoing training and growth opportunities while contributing to a forward-looking compliance framework in the heart of London. Join us to be part of a collaborative team that values your expertise and encourages innovation in the compliance landscape.
Hayfin Capital Management

Contact Detail:

Hayfin Capital Management Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Compliance Associate - Central Compliance

✨Tip Number 1

Network like a pro! Reach out to current or former employees at Hayfin on LinkedIn. A friendly chat can give us insider info about the company culture and maybe even a referral!

✨Tip Number 2

Prepare for the interview by brushing up on your knowledge of the UK regulatory framework. We want to show that we’re not just familiar with compliance but that we can also contribute to a strong compliance culture.

✨Tip Number 3

Practice common compliance interview questions. Think about how our experience aligns with their needs, especially in areas like monitoring and regulatory change. Confidence is key!

✨Tip Number 4

Don’t forget to apply through our website! It’s the best way to ensure our application gets noticed. Plus, it shows we’re genuinely interested in being part of the team.

We think you need these skills to ace Compliance Associate - Central Compliance

Compliance Experience
Knowledge of UK Regulatory Framework
Monitoring
Code of Ethics Oversight
Regulatory Reporting
Management Information
Attention to Detail
Organisational Skills
Ability to Manage Multiple Priorities
Clear Communication
Sound Judgement
Collaborative Skills
Proactive Attitude
Training Delivery

Some tips for your application 🫡

Tailor Your CV: Make sure your CV is tailored to the Compliance Associate role. Highlight your relevant experience in compliance, especially within alternative investment management or private markets. We want to see how your skills align with our needs!

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how you can contribute to our team. Be sure to mention specific experiences that relate to the responsibilities listed in the job description.

Showcase Your Communication Skills: As a Compliance Associate, clear communication is key. In your application, demonstrate your ability to convey complex information simply and effectively. This will show us that you’re ready to be the first point of contact for compliance queries.

Apply Through Our Website: We encourage you to apply through our website for a smoother process. It’s the best way for us to receive your application and ensures you don’t miss any important updates from our team!

How to prepare for a job interview at Hayfin Capital Management

✨Know Your Compliance Stuff

Make sure you brush up on the UK regulatory framework for asset management businesses. Familiarise yourself with key areas like the Code of Ethics and SM&CR, as these will likely come up in conversation. Showing that you have a solid understanding of compliance matters will impress the interviewers.

✨Showcase Your Experience

With 4-5 years of compliance experience, be ready to discuss specific examples from your past roles. Highlight any work you've done related to regulatory reporting or monitoring reviews. This will demonstrate your hands-on experience and how it aligns with what they’re looking for.

✨Be a Clear Communicator

As a Compliance Associate, communication is key. Practice articulating your thoughts clearly and concisely. You might be asked to explain complex compliance concepts, so being able to break them down simply will show your strong judgement and attention to detail.

✨Demonstrate Your Organisational Skills

In a fast-paced environment, managing multiple priorities is crucial. Prepare to discuss how you’ve successfully juggled various tasks in previous roles. Sharing specific strategies or tools you use to stay organised will highlight your proactive approach and readiness for the role.

Compliance Associate - Central Compliance
Hayfin Capital Management

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