At a Glance
- Tasks: Monitor transactions and implement trade surveillance strategies in a dynamic investment banking environment.
- Company: Join Hawksworth UK, a leading investment bank with a focus on compliance and innovation.
- Benefits: Competitive salary, hybrid working, and opportunities for professional growth.
- Other info: Unique role offering excellent career development in a supportive team.
- Why this job: Combine your Python skills with compliance to make a real impact in global markets.
- Qualifications: Strong Python skills and a keen interest in compliance are essential.
The predicted salary is between 50000 - 60000 £ per year.
Hawksworth UK are now hiring for a Permanent Surveillance Officer/ Analyst for an Investment Bank based in London. This is a Surveillance Officer role who needs to have good Python technical skills. As that mix is quite unusual, we will look at good Python skills and an interest/ willingness to learn the Trade Surveillance / Compliance side.
You will join a Compliance Surveillance Team and you will help monitor transactions across Global Markets, Global Investment Banking and Treasury. You will work within the Surveillance area to implement and perform monitoring and testing of trade alerts across all business lines. You will give input for the design of new monitoring strategies. This opportunity is unique in terms it is Compliance / Trade Surveillance but also an Analyst where we need someone very technical with Python. So as long as you have strong Python skills and ideally some Compliance or an interest in compliance then this could be for you.
Essential skills & experience:- Degree education or equivalent
- Analytical Compliance experience or a keen interest in Compliance.
- Ability to review and analyse data then present results statistically in MI format.
- Proven experience of delivering high quality compliance MI reports for senior management.
- Proven experience of executing compliance reports and investigations or similar regulatory reports.
- Understanding of Market Abuse Regulation and the associated Alert Scenarios, including Layering/Spoofing, Front Running, Wash Trades, Ramping, Cross Product/Venue Manipulation, Manipulation of Benchmarks.
- Prior experience in e-Communications surveillance, trade surveillance, market abuse, market conduct or compliance within an investment bank - Desirable.
- Understanding of EU and UK Compliance requirements, regulatory and exchange requirements - in particular with respect to Market Abuse and Conduct Risk - Desirable.
If you have the knowledge and experience requested and are looking for a new opportunity, please apply now!
‘Surveillance Officer/ Analyst’ - Python tech skills/ Compliance - £50k - £60k - Hybrid working[...] employer: Hawksworth
Hawksworth UK is an exceptional employer, offering a unique opportunity for a Surveillance Officer/Analyst role within a dynamic Investment Bank in London. With a strong emphasis on employee growth and development, the company fosters a collaborative work culture that values technical expertise and compliance knowledge, providing hybrid working arrangements that promote work-life balance. Employees benefit from competitive salaries, comprehensive training, and the chance to contribute to innovative monitoring strategies in a fast-paced financial environment.
StudySmarter Expert Advice🤫
We think this is how you could land ‘Surveillance Officer/ Analyst’ - Python tech skills/ Compliance - £50k - £60k - Hybrid working[...]
✨Tip Number 1
Network like a pro! Reach out to people in the industry, especially those working in compliance or surveillance roles. A friendly chat can lead to insider info about job openings that aren't even advertised yet.
✨Tip Number 2
Show off your Python skills! If you’ve got a portfolio or any projects showcasing your technical abilities, make sure to highlight them during interviews. It’s all about proving you can bring value to the team.
✨Tip Number 3
Prepare for those tricky compliance questions! Brush up on Market Abuse Regulation and be ready to discuss how you’d handle specific scenarios. This shows you’re not just technically savvy but also understand the compliance landscape.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who take that extra step to connect with us directly.
We think you need these skills to ace ‘Surveillance Officer/ Analyst’ - Python tech skills/ Compliance - £50k - £60k - Hybrid working[...]
Some tips for your application 🫡
Show Off Your Python Skills:Make sure to highlight your Python technical skills in your application. We want to see how you've used Python in past projects or roles, so don’t hold back on the details!
Express Your Interest in Compliance:Even if you don't have extensive compliance experience, let us know about your interest in this area. A genuine enthusiasm for compliance can really set you apart from other candidates.
Tailor Your Application:Take a moment to customise your CV and cover letter for this role. Mention specific experiences that relate to trade surveillance and compliance, as we’re looking for candidates who understand the unique blend of skills required.
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity!
How to prepare for a job interview at Hawksworth
✨Brush Up on Your Python Skills
Make sure you're comfortable with Python, as it's a key requirement for this role. Review any relevant projects or code you've worked on, and be ready to discuss how you've used Python in practical scenarios, especially in relation to data analysis.
✨Understand Compliance Basics
Even if you don't have extensive compliance experience, show your interest by familiarising yourself with key concepts like Market Abuse Regulation and common alert scenarios. This will demonstrate your willingness to learn and adapt to the compliance side of the role.
✨Prepare for Technical Questions
Expect technical questions that assess your analytical skills and understanding of compliance. Practice explaining your thought process when analysing data and presenting results, as this will showcase your ability to deliver high-quality compliance reports.
✨Show Enthusiasm for Hybrid Working
Since this role involves hybrid working, express your enthusiasm for this setup. Discuss how you manage your time effectively and stay productive while working both in the office and remotely, as this will highlight your adaptability.
