At a Glance
- Tasks: Monitor transactions in global markets and help design new compliance strategies.
- Company: Join a leading investment bank with a focus on compliance and innovation.
- Benefits: Competitive salary, bonus package, and hybrid working model.
- Other info: Dynamic role with opportunities for career growth in a fast-paced environment.
- Why this job: Make a real impact in compliance while working with cutting-edge technology.
- Qualifications: Degree, Python skills, and a passion for compliance are essential.
The predicted salary is between 45000 - 60000 € per year.
Hawksworth UK are now hiring for a Permanent Surveillance Officer/ Analyst for an Investment Bank based in London. You will join a Compliance Surveillance Team and help monitor transactions across Global Markets, Global Investment Banking and Treasury. You will work within the Surveillance area to implement and perform monitoring and testing of trade alerts across all business lines. You will give input for the design of new monitoring strategies.
For this role, you will need a good understanding of up-to-date compliance rules and regulations. Knowledge of Surveillance Vendor tools would be an advantage. You will have a good understanding of relevant monitoring and surveillance frameworks, i.e. Market Abuse and Conduct Risk.
Essential skills & experience:- Degree education or equivalent
- Python skills
- Analytical
- Compliance experience or a keen interest in Compliance
- Understanding of basic Capital market products such as Origination, Syndication, Credit and Rates, Structured Products, FX and Treasury
- Solid controls development experience – streamlining processes and controls
- Ability to review and analyse data then present results statistically in MI format
- Proven experience of delivering high quality compliance MI reports for senior management
- Proven experience of executing compliance reports and investigations or similar regulatory reports
- Understanding of Market Abuse Regulation and the associated Alert Scenarios, including but not limited to: Layering/Spoofing, Front Running, Wash Trades, Ramping, Cross Product/Venue Manipulation, Manipulation of Benchmarks
- Trade Surveillance Monitoring experience – Desirable
- Prior experience in e-Communications surveillance, trade surveillance, market abuse, market conduct or compliance within an investment bank
- Understanding of EU and UK Compliance requirements, regulatory and exchange requirements - in particular with respect to Market Abuse and Conduct Risk
If you have the knowledge and experience requested and are looking for a new opportunity, please apply now!
‘Surveillance Officer/ Analyst’ - Python/ Compliance - £50k - £60k - Hybrid working / London employer: Hawksworth
Hawksworth UK is an exceptional employer, offering a dynamic work environment in the heart of London, where you can thrive as a Surveillance Officer/Analyst. With a strong focus on employee growth and development, we provide comprehensive training and support, alongside competitive salaries and hybrid working arrangements that promote work-life balance. Join our Compliance Surveillance Team to make a meaningful impact in the investment banking sector while enjoying the unique advantages of working in a vibrant city known for its financial innovation.
StudySmarter Expert Advice🤫
We think this is how you could land ‘Surveillance Officer/ Analyst’ - Python/ Compliance - £50k - £60k - Hybrid working / London
✨Tip Number 1
Network like a pro! Reach out to people in the industry, especially those working in compliance or surveillance roles. A friendly chat can lead to insider info about job openings that aren't even advertised yet.
✨Tip Number 2
Show off your skills! If you’ve got Python chops, consider creating a small project or analysis related to trade surveillance. Share it on LinkedIn or GitHub to catch the eye of recruiters and hiring managers.
✨Tip Number 3
Prepare for interviews by brushing up on compliance regulations and market abuse scenarios. We recommend practising common interview questions and having examples ready that showcase your analytical skills and experience.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen. Plus, we love seeing candidates who are proactive and take the initiative to reach out directly.
We think you need these skills to ace ‘Surveillance Officer/ Analyst’ - Python/ Compliance - £50k - £60k - Hybrid working / London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Surveillance Officer/Analyst role. Highlight your Python skills, compliance experience, and any relevant projects that showcase your analytical abilities. We want to see how you fit into our team!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and surveillance. Share specific examples of your experience with market abuse regulations or trade surveillance to grab our attention.
Showcase Your Analytical Skills:In your application, don’t forget to mention your ability to analyse data and present it in a clear format. We love candidates who can turn complex information into actionable insights, so let us know how you've done this in the past!
Apply Through Our Website:We encourage you to apply through our website for a smoother process. It helps us keep track of applications better and ensures you don’t miss out on any important updates. Plus, it’s super easy!
How to prepare for a job interview at Hawksworth
✨Know Your Compliance Stuff
Make sure you brush up on the latest compliance rules and regulations. Familiarise yourself with Market Abuse Regulation and the specific alert scenarios mentioned in the job description. This will show that you're not just interested in the role, but that you understand the critical aspects of compliance.
✨Show Off Your Python Skills
Since Python skills are essential for this role, be prepared to discuss your experience with it. Bring examples of how you've used Python in previous roles, especially in relation to data analysis or compliance tasks. If you can, even prepare a small coding example to demonstrate your proficiency.
✨Get Analytical
This position requires strong analytical skills, so be ready to talk about how you've analysed data in the past. Think of specific instances where your analysis led to actionable insights or improvements in compliance processes. Presenting these examples clearly will highlight your analytical capabilities.
✨Prepare Questions About the Role
Interviews are a two-way street, so come armed with questions about the Surveillance Officer/Analyst role. Ask about the tools they use for surveillance, the team dynamics, or how they measure success in this position. This shows your genuine interest and helps you assess if the company is the right fit for you.
