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- Tasks: Monitor transactions in Global Markets and Investment Banking to ensure compliance.
- Company: Join a leading Investment Bank in London with a dynamic team.
- Benefits: Competitive salary, hybrid working, and opportunities for professional growth.
- Why this job: Make a real impact in compliance while developing your analytical and Python skills.
- Qualifications: Degree education, Python skills, and knowledge of compliance regulations required.
- Other info: Exciting role with excellent career advancement potential in a fast-paced environment.
The predicted salary is between 36000 - 60000 £ per year.
Hawksworth UK are now hiring for a Permanent ‘Analyst/Surveillance Officer’ for an Investment Bank based in London.
Surveillance of Transactions in Global Markets, Investment Banking and Treasury.
Skills needed:
- Python skills
- Some Surveillance exposure & interest
Location: London – Near Liverpool St
Hybrid working – x3 days in the office per week.
Job Description:
You will join a Compliance Surveillance Team and you will help monitor transactions across Global Markets, Global Investment Banking and Treasury. You will work within the Surveillance area to implement and perform monitoring and testing of trade alerts across all business lines. You will give input for the design of new monitoring strategies.
For this you will need:
- Analytical skills
- Python skills
- Some experience/knowledge of compliance rules and regulations
- Knowledge of Surveillance Vendor tools would be an advantage
- A good understanding of relevant monitoring and surveillance frameworks i.e. Market Abuse and Conduct Risk
Essential skills & experience:
- Degree education or equivalent
- Understanding of basic Capital market products such as Origination, Syndication, Credit and Rates, Structured Products, FX and Treasury
- Solid controls development experience – streamlining processes and controls
- Ability to review and analyse data then present results statistically in MI format
- Proven experience of delivering high quality compliance MI reports for senior management
- Proven experience of executing compliance reports and investigations or similar regulatory reports
- Understanding of Market Abuse Regulation and the associated Alert Scenarios, including but not limited to: Layering/Spoofing, Front Running, Wash Trades, Ramping, Cross Product/Venue Manipulation, Manipulation of Benchmarks
- Prior experience in e-Communications surveillance, trade surveillance, market abuse, market conduct or compliance within an investment bank
- Understanding of EU and UK Compliance requirements, regulatory and exchange requirements - in particular with respect to Market Abuse and Conduct Risk
If you have the knowledge and experience requested and are looking for a new opportunity, please apply now!
Analyst / Surveillance Officer (Trade/ Investment Banking/Global Markets/ Treasury) - £45k - £60... employer: Hawksworth
Contact Detail:
Hawksworth Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Analyst / Surveillance Officer (Trade/ Investment Banking/Global Markets/ Treasury) - £45k - £60...
✨Tip Number 1
Network like a pro! Reach out to people in the industry, attend events, and connect on LinkedIn. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by practising common questions and scenarios related to compliance and surveillance. We recommend doing mock interviews with friends or using online resources to boost your confidence.
✨Tip Number 3
Show off your Python skills! Be ready to discuss any relevant projects or experiences where you've used Python in a compliance context. This will help you stand out as a candidate who can hit the ground running.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who take that extra step!
We think you need these skills to ace Analyst / Surveillance Officer (Trade/ Investment Banking/Global Markets/ Treasury) - £45k - £60...
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Analyst/Surveillance Officer role. Highlight your Python skills and any relevant experience in compliance or surveillance. We want to see how your background fits with what we’re looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about compliance and surveillance in investment banking. Let us know how your analytical skills can contribute to our team.
Showcase Relevant Experience: When filling out your application, be sure to showcase any experience you have with market abuse regulations or trade surveillance. We love seeing candidates who understand the ins and outs of compliance!
Apply Through Our Website: Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. We can’t wait to hear from you!
How to prepare for a job interview at Hawksworth
✨Know Your Stuff
Make sure you brush up on your knowledge of compliance rules and regulations, especially around Market Abuse and Conduct Risk. Familiarise yourself with the specific alert scenarios mentioned in the job description, like layering and spoofing. This will show that you're not just interested in the role but also understand the intricacies involved.
✨Show Off Your Python Skills
Since Python skills are essential for this role, be prepared to discuss your experience with it. Bring examples of how you've used Python in previous roles, particularly in data analysis or compliance monitoring. If you can, even prepare a small coding example to demonstrate your proficiency during the interview.
✨Prepare for Scenario Questions
Expect questions that put you in hypothetical situations related to trade surveillance and compliance. Think about how you would handle specific scenarios, such as identifying suspicious trading patterns or designing new monitoring strategies. Practising these responses will help you articulate your thought process clearly.
✨Bring Data to Life
You’ll need to present results statistically, so be ready to discuss how you've previously analysed data and created management information reports. Use concrete examples from your past work to illustrate your ability to streamline processes and deliver high-quality compliance reports. This will highlight your analytical skills and attention to detail.