Risk & Controls Lead - Capital Markets, HCR
Risk & Controls Lead - Capital Markets, HCR

Risk & Controls Lead - Capital Markets, HCR

Full-Time 48000 - 72000 £ / year (est.) No home office possible
H

At a Glance

  • Tasks: Lead the design and implementation of Human Capital Risk frameworks in a dynamic financial environment.
  • Company: Join a leading global investment bank based in London.
  • Benefits: Competitive salary, flexible working, and opportunities for professional growth.
  • Why this job: Shape risk management standards and make a real impact in capital markets.
  • Qualifications: 5-10 years in Risk & Control roles with strong analytical skills.
  • Other info: Collaborative culture with a focus on innovation and process optimisation.

The predicted salary is between 48000 - 72000 £ per year.

A leading global financial institution is seeking a highly skilled Risk & Control Lead to design, develop and implement Human Capital Risk (HCR) frameworks within a complex Markets environment. This is a strategic role focused on strengthening risk management standards, enhancing control effectiveness, and driving consistent practices across diverse business lines.

The Role

You will play a pivotal part in shaping and embedding HCR risk and control capabilities. Working closely with senior stakeholders across Markets, you will ensure robust risk identification, assessment, monitoring and reporting practices are in place and aligned to firm-wide expectations.

Key Responsibilities

  • Develop and execute Inherent Risk Assessments tailored to HCR risks across Markets businesses
  • Analyse Manager Control Assessment (MCA) data, identify gaps, and partner with stakeholders to drive remediation
  • Define, standardise and implement HCR controls and monitoring across multiple business areas
  • Collaborate with Markets teams to understand risk drivers and ensure appropriate controls are designed and executed
  • Oversee and validate control execution to ensure effectiveness and compliance
  • Lead the standardisation of HCR reporting, assessing data sources and methodologies to recommend improvements

What You’ll Bring

  • 5-10 years’ experience in a 1LoD Risk & Control role within a large, complex organisation
  • Strong understanding of operational risk frameworks and risk & control assessment methodologies
  • Proven ability to translate business knowledge into robust risk assessments
  • Exceptional communication and stakeholder management skills, with the ability to influence across all levels
  • Highly collaborative, adaptable, and detail-oriented, with a track record of thriving in fast-paced environments
  • Strong analytical and problem-solving capabilities, able to synthesise complex data into actionable insights
  • Demonstrated ability to identify opportunities to optimise processes and lead improvement initiatives
  • High proficiency in Microsoft Office, particularly Excel and PowerPoint

Please apply within for further details or call on 07393149627.

Risk & Controls Lead - Capital Markets, HCR employer: Harvey Nash

As a leading global financial institution based in the heart of London, we pride ourselves on fostering a dynamic and inclusive work culture that prioritises employee growth and development. Our commitment to excellence is reflected in our comprehensive benefits package, which includes flexible working arrangements, professional development opportunities, and a collaborative environment where innovative ideas are encouraged. Join us to be part of a team that not only values your expertise but also empowers you to make a meaningful impact in the world of Capital Markets.
H

Contact Detail:

Harvey Nash Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Risk & Controls Lead - Capital Markets, HCR

✨Tip Number 1

Network like a pro! Reach out to your connections in the finance and risk management sectors. Attend industry events or webinars, and don’t be shy about introducing yourself. You never know who might have the inside scoop on job openings!

✨Tip Number 2

Prepare for interviews by researching the company and its culture. Understand their approach to risk management and think about how your experience aligns with their needs. This will help you stand out and show that you're genuinely interested in the role.

✨Tip Number 3

Practice your responses to common interview questions, especially those related to risk assessment and control frameworks. Use the STAR method (Situation, Task, Action, Result) to structure your answers and highlight your achievements effectively.

✨Tip Number 4

Don’t forget to apply through our website! We’ve got loads of opportunities that might just be the perfect fit for you. Plus, it’s a great way to ensure your application gets seen by the right people.

We think you need these skills to ace Risk & Controls Lead - Capital Markets, HCR

Risk Management
Human Capital Risk (HCR) Frameworks
Inherent Risk Assessments
Manager Control Assessment (MCA) Analysis
Control Design and Implementation
Stakeholder Management
Operational Risk Frameworks
Risk & Control Assessment Methodologies
Analytical Skills
Problem-Solving Skills
Process Optimisation
Microsoft Excel
Microsoft PowerPoint
Communication Skills
Adaptability

Some tips for your application 🫡

Tailor Your CV: Make sure your CV speaks directly to the role of Risk & Control Lead. Highlight your experience in operational risk frameworks and any specific projects that showcase your skills in risk assessment and control implementation.

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this strategic role. Mention your collaborative approach and how you've successfully influenced stakeholders in past roles.

Showcase Your Analytical Skills: In your application, don’t forget to mention your strong analytical capabilities. Provide examples of how you've synthesised complex data into actionable insights, especially in a fast-paced environment like Capital Markets.

Apply Through Our Website: We encourage you to apply through our website for a smoother process. It’s the best way for us to receive your application and ensure it gets the attention it deserves!

How to prepare for a job interview at Harvey Nash

✨Know Your Risk Frameworks

Make sure you brush up on your knowledge of operational risk frameworks and risk assessment methodologies. Be ready to discuss how you've applied these in previous roles, especially in a complex environment like Capital Markets.

✨Showcase Your Analytical Skills

Prepare to demonstrate your analytical capabilities by discussing specific examples where you've synthesised complex data into actionable insights. Think about how you can relate this to the role's focus on HCR risks and controls.

✨Engage with Stakeholders

Since this role involves collaborating with senior stakeholders, practice articulating your ideas clearly and confidently. Prepare examples of how you've influenced decision-making in past roles, as strong communication is key.

✨Be Ready for Scenario Questions

Expect scenario-based questions that test your problem-solving skills. Think through potential risk scenarios in a Capital Markets context and how you would approach identifying and mitigating those risks effectively.

Risk & Controls Lead - Capital Markets, HCR
Harvey Nash

Land your dream job quicker with Premium

You’re marked as a top applicant with our partner companies
Individual CV and cover letter feedback including tailoring to specific job roles
Be among the first applications for new jobs with our AI application
1:1 support and career advice from our career coaches
Go Premium

Money-back if you don't land a job in 6-months

H
Similar positions in other companies
UK’s top job board for Gen Z
discover-jobs-cta
Discover now
>