At a Glance
- Tasks: Review and investigate trading activity alerts to ensure compliance with regulations.
- Company: Join a leading financial services firm focused on integrity and excellence.
- Benefits: Attractive salary, comprehensive benefits, and opportunities for professional growth.
- Other info: Fast-paced environment with opportunities to work on diverse projects.
- Why this job: Play a crucial role in maintaining compliance and safeguarding the organisation's reputation.
- Qualifications: Experience in compliance or financial services and strong communication skills required.
The predicted salary is between 40000 - 50000 £ per year.
Job Description
We are hiring a Compliance Surveillance Analyst to review and investigate surveillance alerts across trading activity, employee activity, and communications.
The role involves identifying potential regulatory or policy breaches, documenting findings, and escalating issues where appropriate.
You will analyse trade data to support internal and regulatory inquiries and work closely with legal, audit, and compliance stakeholders.
Additional duties include handling hotline queries, completing data entry tasks, and supporting wider surveillance initiatives.
Ideal candidates bring experience in compliance or financial services, strong communication skills, and the ability to manage multiple priorities.
Contact Details:
Harvey Nash IT Recruitment UK Recruitment Team
