At a Glance
- Tasks: Support compliance training and implement projects in a global trading environment.
- Company: Join Hartree, a leading global commodity trading firm with a dynamic culture.
- Benefits: Competitive salary, hybrid work, and excellent career development opportunities.
- Other info: Diverse and inclusive workplace valuing potential and talent.
- Why this job: Make a real impact on compliance in the fast-paced commodities sector.
- Qualifications: Experience in trading compliance and strong communication skills required.
The predicted salary is between 60000 - 80000 £ per year.
We have an opportunity for someone to join us as a Compliance Officer in a truly global environment, supporting Hartree’s Partners’ EMEA businesses, with a strong focus on Hartree’s global agriculture trading businesses, based in London.
The role represents an exciting opportunity to provide ongoing compliance training to the business and to work with various functions across the business to support the development and implementation of compliance projects. As Compliance Officer, you are expected to form and express objective views, including in situations where they may challenge business priorities. The role provides long-term development potential for someone eager to demonstrate their skills and experience in the fast-paced soft commodities environment.
The Compliance function at Hartree is built on independence of mind, integrity, and accountability. The Compliance Officer is not only an advisor to the business but also a safeguard of the Group’s standards and long-term interests.
Key Responsibilities:
- Implement Hartree Partner’s compliance program across the business.
- Undertake risk assessments to identify key compliance risks and required mitigation.
- Monitor compliance with internal policies and international regulations.
- Monitor communications to ensure compliance with policies and laws.
- Provide the business with regular compliance guidance in high-risk trading activity.
- Provide ongoing compliance training to the business covering internal policies and external laws.
- Ensure that compliance considerations are appropriately integrated into decision-making processes, including the ability to raise and defend dissenting views.
- Support the central compliance function and the business with counterparty KYC activities, including an understanding of how sanctions risks can be identified and mitigated in key markets in which the business operates.
- Identify compliance issues across the business and report those issues to the Chief Compliance Officer and work towards their rectification.
- Review marketing materials and external presentations to ensure compliance with applicable laws and regulations.
- Support the central compliance team by gathering information relevant to the business.
- Work with Touton and ED&F Man’s Legal and Internal Audit Departments on fraud or related investigations.
- Support various compliance projects being implemented across the business.
- Consistently engage with the business’s trading and leadership teams to ensure compliance remains a top priority.
- Provide compliance support and advice to the trading business covering both financial and physical trading.
- Support the onboarding and manage the KYC and counterparties approval activities.
- Advise on and monitor compliance with policies and regulations including MiFid, REMIT, EMIR, MAR and Dodd Frank.
- Monitor market abuse, anti-trust, and sanctions compliance.
- Monitor OTC and exchange trading activity to ensure compliance with rules and local regulatory requirements.
Qualifications:
- Fluency in English – essential.
- Fluency in French or Arabic – highly valued.
- Considerable and direct trading compliance experience working for a physical commodities trading house – essential.
- Trade compliance experience with emerging markets, in particular West African and Middle Eastern markets – desirable.
- Knowledge of UK, US, EU, Swiss, French and other international compliance regulations applicable to commodity trading – essential.
- Experience of providing compliance advice and guidance to traders - essential.
- Degree in law or economics – advantageous.
- Experience in being part of developing a compliance program and monitoring compliance performance.
- Excellent communication and relationship-building experience.
We recognise that talent comes in many forms, and we value potential just as much as experience. We provide a fast-paced, stimulating and truly global environment, which will stretch your abilities and channel your talents. We also offer a competitive salary and benefits combined with outstanding career development opportunities in one of the global leaders of commodity trading.
We provide equal opportunities to all qualified applicants without regard to race, colour, sex, gender, age, religion, ethnic or national origin, marital or civil partner status, physical or mental disability, military or veteran status, sexual orientation, gender identity or expression, genetic information or any other characteristic protected by applicable law.
Legal Risk and Compliance Officer in London employer: Hartree Partners
Hartree Partners is an exceptional employer, offering a dynamic and inclusive work culture that prioritises integrity and accountability. Based in London, the role of Compliance Officer provides not only competitive salary and benefits but also significant opportunities for professional growth within a global leader in commodity trading. Employees are encouraged to develop their skills in a fast-paced environment while contributing to meaningful compliance initiatives that safeguard the company's long-term interests.
