Compliance Manager - 12 Month FTC
Specialist Insurance Business | London | Hybrid
Harrison Holgate is working with a specialist insurance business to recruit a Compliance Manager on a 12-month fixed-term contract.
This is a broad and hands-on compliance role, supporting the General Counsel, Head of Legal and Compliance in managing the organisation's compliance framework and ensuring adherence to regulatory, legal and internal policy requirements.
The Role
- Maintain and develop the compliance monitoring programme and framework.
- Provide regulatory advice and guidance to the business.
- Monitor regulatory developments and support implementation of regulatory change.
- Oversee financial crime compliance, including AML, sanctions, KYC, ABC and fraud prevention.
- Support regulatory submissions, notifications and interactions with regulators.
- Conduct compliance risk assessments and maintain risk registers.
- Support compliance projects, including GDPR, policy reviews and regulatory change.
- Investigate compliance incidents, breaches and complaints and oversee remediation.
- Support compliance training and awareness programmes.
- Prepare MI and reports for senior management, risk committees and boards.
- Support internal and external audits and regulatory inspections.
About You
- Strong knowledge of FCA and insurance market regulatory requirements.
- Experience within insurance broking, MGA, delegated authority or financial services compliance.
- Strong understanding of AML, sanctions, KYC, financial crime, conduct risk and data protection.
- London Market insurance experience would be advantageous.
- Strong stakeholder management skills, with the ability to influence and challenge at all levels.
- Excellent analytical, organisational and problem-solving skills.
- Experience drafting policies, procedures, regulatory submissions and compliance reports.
This is an excellent opportunity for a pragmatic and commercially minded Compliance professional looking for a broad, hands-on role within the London insurance market
Compliance Manager - 12 Month FTC in London employer: Harrison Holgate
Join a pioneering organisation that values excellence and innovation, offering a dynamic work culture where your expertise as the Group Head of Insurance will be instrumental in shaping global risk management strategies. With a commitment to employee growth, you will have access to professional development opportunities and the chance to lead impactful projects across multiple countries, all while being part of a supportive team that prioritises collaboration and strategic thinking.
