At a Glance
- Tasks: Oversee compliance framework and ensure regulatory obligations are met across the business.
- Company: Growing international insurance group with a strong compliance culture.
- Benefits: Competitive salary, hybrid working, and opportunities for professional growth.
- Other info: Dynamic role with exposure to senior management and evolving regulatory challenges.
- Why this job: Make a real impact on compliance while working closely with senior stakeholders.
- Qualifications: Experience in compliance within the UK insurance market, ideally Lloyd's or London Market.
The predicted salary is between 80000 - 100000 £ per year.
Compliance Manager London/Hybrid | Permanent | 80,000–100,000 + Benefits A fantastic opportunity has arisen for a Compliance Manager to join the compliance function of a growing international insurance group.
Reporting to the Head of Compliance & Governance, you will take responsibility for overseeing and enhancing the Group's compliance framework, ensuring the business meets its regulatory obligations across the jurisdictions in which it operates.
This is a broad, hands-on management role offering the opportunity to take ownership of key compliance activities, work closely with senior stakeholders and help drive a strong culture of regulatory compliance across the business.
The Role You will play a key role in the day-to-day management of the compliance function, overseeing monitoring and governance activities, providing regulatory guidance and ensuring that appropriate controls and procedures are embedded throughout the business.
Key responsibilities will include: Managing and maintaining the Group's compliance framework, policies and procedures, ensuring they remain aligned with relevant regulatory requirements.
Owning and delivering the Compliance Monitoring Plan, ensuring appropriate risk-based monitoring, testing and follow-up of identified issues.
Overseeing TOBA reviews, market partner due diligence and ongoing third-party oversight.
Managing Lloyd's Atlas compliance activities and delegated authority oversight.
Coordinating internal audits and supporting external audits, ensuring findings are appropriately addressed and remedial actions completed.
Overseeing sanctions screening processes, investigating potential matches and ensuring appropriate escalation and resolution.
Managing the compliance oversight of Appointed Representatives.
Overseeing underwriting and claims peer reviews, identifying potential compliance issues and recommending improvements.
Managing FCA regulatory reporting, including Reg Data and Connect submissions, ensuring accuracy and timely completion.
Maintaining oversight of key compliance registers, including breaches, complaints, conflicts of interest and gifts and hospitality.
Preparing compliance management information, regulatory updates and quarterly Board reporting.
Acting as a key point of contact for compliance matters, providing practical guidance to brokers, underwriters and senior stakeholders across the business.
Managing complaints investigations and coordinating regulatory responses where required.
Reviewing legal and commercial documentation, identifying regulatory risks and advising on appropriate mitigations.
Identifying opportunities to strengthen compliance controls, improve processes and embed a proactive compliance culture across the Group.
About You We are looking for an experienced compliance professional with a strong understanding of the UK regulatory environment and insurance market, ideally with experience within the Lloyd's or London Market.
You will have a proven background across a broad range of compliance activities, including compliance monitoring, TOBAs, due diligence, sanctions, regulatory reporting and the maintenance of compliance frameworks.
You will be comfortable taking ownership of compliance processes, managing competing priorities and engaging confidently with stakeholders at all levels.
The ability to interpret regulatory requirements and translate them into practical, proportionate controls will be important.
We are looking for someone who combines strong technical compliance knowledge with a proactive, solutions-focused approach and the confidence to challenge constructively where required.
The Opportunity This is an excellent opportunity to step into a Compliance Manager position within a growing international insurance group, taking ownership of a broad compliance remit and working closely with the Head of Compliance & Governance and senior business stakeholders.
The role offers considerable variety, exposure to senior management and the opportunity to influence the development of the Group's compliance framework while helping ensure the business continues to operate effectively within an evolving regulatory environment.
Analysis & Compliance Manager employer: Harrison Holgate
Join a pioneering organisation that values excellence and innovation, offering a dynamic work culture where your expertise as the Group Head of Insurance will be instrumental in shaping global risk management strategies. With a commitment to employee growth, you will have access to professional development opportunities and the chance to lead impactful projects across multiple countries, all while being part of a supportive team that prioritises collaboration and strategic thinking.
StudySmarter Expert Advice🤫
We think this is how you could land Analysis & Compliance Manager
✨Dive Into Industry Networking Events
Get your foot in the door by attending insurance industry events and conferences. Not only will you learn about the latest trends, but you'll also meet potential employers and industry peers. Check out local chapters of professional bodies like the Chartered Insurance Institute for valuable meetups.
✨Use LinkedIn to Your Advantage
Don’t underestimate the power of LinkedIn in the insurance world. Engage with industry content, join relevant groups, and connect with professionals at companies you admire (like Harrison Holgate). A thoughtful message explaining your interest can really make a difference!
✨Look Out for Graduate Schemes
Many firms in insurance have structured graduate programmes. Keep an eye on application windows and utilise your university's career services for insider tips. These schemes are designed to develop talent and often lead to permanent roles after your initial training.
✨Leverage Your Current Connections
Got friends or family in the industry? Now’s the time to reach out! Personal referrals can give you a head start, so let them know you're on the lookout for full-time opportunities at places like Harrison Holgate. Don’t shy away from asking for a coffee chat; you never know what doors it might open!
We think you need these skills to ace Analysis & Compliance Manager
Some tips for your application 🫡
Highlight Your Analytical Skills:In insurance, we love a candidate who can crunch numbers and analyse data effectively. When crafting your CV, make sure to showcase any relevant coursework or experiences that highlight your analytical abilities, especially if you’ve tackled risk assessment or financial modelling.
Showcase Industry Knowledge:Don’t be shy about your knowledge of the insurance sector! We want to see that you've done your homework on current trends, regulations, and challenges in the industry. Mention any relevant projects or studies you’ve completed that demonstrate your understanding of the field in your cover letter.
Craft a Compelling Cover Letter:Your cover letter should tell us why you’re passionate about insurance. Share any personal experiences or what drew you into this profession. We’re looking for enthusiasm and a clear motivation for why you want to be part of our team at Harrison Holgate.
Tailor Your CV for the Role:Don't just send a generic CV! Focus on tailoring it specifically for the insurance role at Harrison Holgate. Highlight relevant skills such as risk management, customer service experience, or any certifications you've earned in the industry to make your application stand out.
How to prepare for a job interview at Harrison Holgate
✨Know Your Numbers: Insurance Fundamentals
Brush up on your understanding of key insurance concepts, like underwriting principles and risk assessment. Expect the interviewer at Harrison Holgate to throw some technical questions your way, so be ready to demonstrate your grasp of these essentials.
✨Showcase Your Analytical Side
In the insurance world, it's all about data. Prepare to discuss any analytical tools or methodologies you've used in past experiences. If you have a portfolio of projects where you've tackled complex data, bring that along to impress the team!
✨Prepare for Behavioural Questions
As a full-timer at Harrison Holgate, they'll want to know how you handle real-life scenarios, not just theory. Think about challenges you've faced in teamwork or customer service, and how those experiences can relate to a career in insurance.
✨Know the Company Culture Inside Out
Understanding Harrison Holgate's values and workplace culture is essential. Don’t just memorise their mission statement; think about how your personal values align with theirs. This will show your genuine interest in being part of their team long-term.
