Senior Compliance Officer

Senior Compliance Officer

Slough Full-Time 43200 - 72000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Lead compliance operations and mentor a team in a dynamic law firm.
  • Company: Join a forward-thinking international law firm with a focus on inclusivity and strategy.
  • Benefits: Enjoy competitive salary, private healthcare, flexible benefits, and hybrid working options.
  • Why this job: Make a significant impact in compliance while developing your career in a supportive environment.
  • Qualifications: 4+ years in compliance within a law firm; strong AML knowledge and mentoring experience preferred.
  • Other info: Confidential search; all applications treated with strict confidentiality.

The predicted salary is between 43200 - 72000 £ per year.

An international law firm is seeking a Senior Compliance Officer to join its Business Acceptance team in London. This is a confidential search for a high-performing professional with a strong background in compliance and previous experience in a law firm environment – a non-negotiable requirement.

You’ll play a pivotal role in both day-to-day compliance operations and the supervision of a pod of Compliance Officers, offering guidance and strategic support. You will act as a senior point of contact for complex queries involving AML, conflict resolution, and regulatory compliance across the firm's global offices.

Key Responsibilities:
  • Oversee daily workflows around client onboarding and matter opening
  • Act as a first point of escalation for AML, conflicts, and sanctions issues
  • Supervise and mentor a small team of Compliance Officers, ensuring consistent and efficient delivery
  • Support the Head of Business Acceptance with training, policy drafting, and systems upgrades (Intapp Open)
  • Handle complex conflict checks, CDD, and information barriers
  • Collaborate on lateral hire searches and provide occasional out-of-hours support on urgent matters
Essential Experience & Skills:
  • Minimum 4 years’ experience in a Business Acceptance or Compliance role within a law firm
  • Strong knowledge of AML and conflicts rules across multiple jurisdictions
  • Demonstrated experience using systems such as Intapp Open and Walls
  • Excellent communication, problem-solving and time management skills
  • Prior people management or mentoring experience highly beneficial
  • Familiarity with systems like Orbis and Accuity
  • Commercial and pragmatic approach to compliance challenges
Why Join:
  • A forward-thinking, inclusive firm with a clear strategy to 2026
  • Competitive salary, private healthcare, life assurance and flexible benefits
  • Dynamic and supportive team culture with an emphasis on career development
  • Hybrid working policy and a focus on employee wellbeing across physical, emotional, financial and social pillars

If you’re an experienced compliance professional looking to step into a senior role with greater responsibility and impact — and you’ve worked within a law firm environment — this is an exceptional opportunity to be part of a high-calibre global team. All applications will be treated with the strictest confidence.

Senior Compliance Officer employer: HarKaye Core Talent

Join a forward-thinking international law firm in London, where you will thrive in a dynamic and inclusive work culture that prioritises employee wellbeing and career development. With a competitive salary, comprehensive benefits including private healthcare and life assurance, and a hybrid working model, this role as a Senior Compliance Officer offers you the chance to make a significant impact while being supported by a collaborative team dedicated to excellence in compliance.
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Contact Detail:

HarKaye Core Talent Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Senior Compliance Officer

✨Tip Number 1

Network with professionals in the legal sector, especially those who have experience in compliance roles. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends in compliance within law firms.

✨Tip Number 2

Familiarise yourself with the specific compliance systems mentioned in the job description, such as Intapp Open and Walls. Consider taking online courses or tutorials to enhance your proficiency in these tools, as this will demonstrate your commitment and readiness for the role.

✨Tip Number 3

Prepare to discuss your previous experiences in managing compliance teams or mentoring junior officers. Be ready to share specific examples of how you’ve handled complex compliance issues, as this will showcase your leadership skills and problem-solving abilities.

✨Tip Number 4

Research the firm’s culture and values to align your approach during interviews. Understanding their emphasis on employee wellbeing and career development can help you articulate how you would contribute positively to their dynamic team environment.

We think you need these skills to ace Senior Compliance Officer

Compliance Knowledge
AML Regulations
Conflict Resolution
Regulatory Compliance
Client Onboarding Processes
Team Leadership
Mentoring Skills
Intapp Open Proficiency
Time Management
Problem-Solving Skills
Communication Skills
Knowledge of Orbis and Accuity
Commercial Awareness
Attention to Detail

Some tips for your application 🫡

Tailor Your CV: Make sure your CV highlights your relevant experience in compliance, particularly within a law firm environment. Emphasise your knowledge of AML and conflicts rules, as well as any systems like Intapp Open that you've used.

Craft a Strong Cover Letter: In your cover letter, clearly articulate why you are the right fit for the Senior Compliance Officer role. Mention specific examples of your previous work in compliance and how it aligns with the responsibilities outlined in the job description.

Highlight Leadership Experience: Since the role involves supervising a team, be sure to showcase any prior people management or mentoring experience. Discuss how you've successfully guided teams in the past and the impact it had on compliance operations.

Showcase Problem-Solving Skills: Provide examples in your application of how you've tackled complex compliance challenges. This could include handling AML issues or navigating conflicts, demonstrating your commercial and pragmatic approach to compliance.

How to prepare for a job interview at HarKaye Core Talent

✨Showcase Your Legal Sector Experience

Make sure to highlight your previous experience in a law firm environment during the interview. Discuss specific compliance challenges you've faced and how you navigated them, as this will demonstrate your suitability for the role.

✨Prepare for Complex Queries

Since the role involves acting as a senior point of contact for complex queries, be ready to discuss scenarios involving AML, conflict resolution, and regulatory compliance. Prepare examples that showcase your problem-solving skills in these areas.

✨Emphasise Leadership Skills

As you'll be supervising a team of Compliance Officers, it's crucial to convey your leadership and mentoring experience. Share instances where you've successfully guided a team or managed conflicts, highlighting your ability to foster a supportive environment.

✨Familiarise Yourself with Relevant Systems

The job mentions systems like Intapp Open and Walls. If you have experience with these or similar systems, be sure to mention it. If not, do some research beforehand to show your willingness to learn and adapt to new technologies.

Senior Compliance Officer
HarKaye Core Talent
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  • Senior Compliance Officer

    Slough
    Full-Time
    43200 - 72000 £ / year (est.)

    Application deadline: 2027-05-01

  • H

    HarKaye Core Talent

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