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- Tasks: Lead compliance operations and enhance risk management frameworks in a dynamic environment.
- Company: Join the UK's number 1 investment platform, empowering investors for over 40 years.
- Benefits: Enjoy flexible working, competitive salary, bonus opportunities, and comprehensive health benefits.
- Why this job: Make a real impact in compliance while growing your career with a supportive team.
- Qualifications: Experience in compliance and risk management, with strong communication and stakeholder skills.
- Other info: Flexible working options and a vibrant workplace culture await you!
The predicted salary is between 36000 - 60000 £ per year.
Excited to grow your career? Our purpose is to empower people to save and invest with confidence. We are looking for great people to join us, so please come and invest in YOUR future at HL.
About the role
An exciting opportunity has arisen to join our Enterprise Risk Management function as a Compliance Operations Manager on a 12 Month FTC. Reporting to the Head of Compliance Operations, you will be responsible for the implementation and embedding of our group-wide frameworks including policy management, regulatory reporting, Speak Up governance, engagement and operations (including the management of highly sensitive investigations).
What you’ll be doing:
- Designing, implementing, embedding, and optimising second-line operations.
- Taking ownership of the plan designed to achieve the outcomes agreed, ensuring 2LOD operations are resilient and that processes are repeatable and efficient.
- Working to embed 2LOD operations by ensuring it is fully integrated into the business' culture, processes, as appropriate, and is used effectively.
- Producing high quality reports on the delivery of outcomes, providing data driven insight to relevant committees and senior leadership.
- Managing and reporting on confidential Speak Up investigations.
- Challenging the business on compliance with internal frameworks.
- Contributing towards the delivery of second-line transformation and optimisation, continually seeking opportunities to improve the way the organisation's compliance frameworks are managed.
- Support the design, delivery and embedding of the enterprise risk management framework, including but not limited to prudential risk, conduct risk and GRC tooling.
About you:
- Relevant compliance, risk management and control expertise.
- Relevant knowledge of the regulatory environment.
- Stakeholder management and engagement skills.
- Understanding and experience of the three-lines of defence.
- Has a service mindset.
- Comprehensive knowledge and understanding of FS products and markets.
- Excellent communication and people skills to explain / interact / engage / influence with and between stakeholders.
Interview process:
This will be a two-stage interview process, consisting of a competency and behavioural based interview and a task.
Working Schedule:
This role is a 12 Month FTC, full time, 37.5 hours per week, Monday to Friday. We have returned to the office, however for this role we offer a flexible working pattern to enable you the option of working from home.
Why us?
Here at HL, we're the UK’s number 1 investment platform for private investors, based in Bristol. For more than 40 years we’ve helped investors save time, tax and money on their investments. To achieve our mission, we believe we have a workplace like no other, with constant learning, dynamic teams, and a great ethos. We’re steered by core values that promote service, quality, innovation, and opportunity in everything we do.
What’s on offer:
- Discretionary annual bonus* & annual pay review
- 25 days* holiday plus bank holidays and 1-day additional Christmas closure time
- Option to purchase an additional 5 days holiday per year at annual enrolment
- Flexible working options available, including hybrid working
- Enhanced parental leave
- Pension scheme up to 11% employer contribution
- Sharesave scheme - have a real stake in HL's future
- Income Protection & Life insurance (4 x salary core level of cover)
- Private medical insurance*
- Health care cash plans - including optical, dental, and outpatient care
- Help@hand and an Employee Assistance Programme
- Gympass - gym memberships and wellbeing apps available
- Variety of travel to work schemes with free bike storage and shower facilities
- An inhouse barista serving subsidised coffee and snacks
- Join HL's sports, I&D networks and volunteering groups (two paid volunteering days per year)
- LifeWorks Discounts on services, restaurants and retailers
* dependant on role level
Hargreaves Lansdown is an inclusive employer that values diversity in its workforce. We encourage applications from all individuals without regard to race, religion, gender, sexual orientation, national origin, disability or age. This role may also be available on a flexible working or part time basis - please ask the Recruitment & Onboarding team for more information. Please note, we are unable to provide employment sponsorship to candidates.
Compliance Operations Manager (FTC) in Bristol employer: Hargreaves Lansdown Asset Management Limited
Contact Detail:
Hargreaves Lansdown Asset Management Limited Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Operations Manager (FTC) in Bristol
✨Tip Number 1
Network like a pro! Reach out to people in the industry, especially those at HL. A friendly chat can open doors and give you insights that a job description just can't.
✨Tip Number 2
Prepare for the interview by practising common questions related to compliance and risk management. We want you to feel confident and ready to showcase your skills and experience!
✨Tip Number 3
Show your passion for the role! When you get the chance to speak with us, let your enthusiasm shine through. We love candidates who are genuinely excited about what we do.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows you’re serious about joining our team.
We think you need these skills to ace Compliance Operations Manager (FTC) in Bristol
Some tips for your application 🫡
Be Yourself: When you're filling out your application, let your personality shine through! We want to get to know the real you, so don’t be afraid to show your enthusiasm for the role and our mission.
Tailor Your CV: Make sure your CV highlights the skills and experiences that are most relevant to the Compliance Operations Manager role. Use keywords from the job description to show us you’re a great fit!
Craft a Compelling Cover Letter: Your cover letter is your chance to tell us why you’re excited about this opportunity. Share specific examples of your experience in compliance and risk management, and how they align with what we’re looking for.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way to ensure your application gets to us quickly and efficiently. Plus, it shows you’re serious about joining our team!
How to prepare for a job interview at Hargreaves Lansdown Asset Management Limited
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of compliance, risk management, and the regulatory environment. Be ready to discuss how your expertise aligns with the role and how you can contribute to the company's frameworks.
✨Showcase Your Stakeholder Skills
Prepare examples that highlight your stakeholder management and engagement skills. Think about times when you've successfully influenced or communicated with different stakeholders, as this will be key in the role.
✨Understand the Three Lines of Defence
Familiarise yourself with the three lines of defence model. Be prepared to explain how you’ve applied this framework in previous roles and how it can be integrated into the business culture at HL.
✨Be Ready for the Task
Since the interview includes a task, practice presenting data-driven insights and reports. This will help you demonstrate your ability to produce high-quality outputs and engage effectively with senior leadership.
