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- Tasks: Provide regulatory advice and support to ensure compliance with financial regulations.
- Company: Join Hampshire Trust Bank, a specialist bank dedicated to helping UK businesses thrive.
- Benefits: Enjoy competitive pay, private medical insurance, and 25 days annual leave.
- Other info: Hybrid working model and excellent career growth opportunities await you.
- Why this job: Make a real impact in a collaborative environment while enhancing your compliance skills.
- Qualifications: Experience in regulated financial services and strong communication skills required.
The predicted salary is between 40000 - 50000 ÂŁ per year.
Hampshire Trust Bank is a specialist bank, staffed by experts focused on helping UK businesses realise their ambitions. We offer niche specialty lines as an SME bank, targeting under‑served segments. Our dedicated Wholesale Finance, Bridging Finance, Development Finance and Specialist Mortgages teams ensure that businesses receive the outstanding service, lasting relationships, integrity and expertise they need to prosper. We also provide savings accounts to individuals and businesses, and since we lend to SMEs, our savers can be sure their money will help boost the British economy. Our vision is to be the go‑to bank in our chosen markets; to deliver positive customer outcomes, rewarding careers and great shareholder value through a high‑performing culture grounded in excellence and integrity.
Location: London (Head Office)
Hours: Monday to Friday, 9:00am–5:30pm
Working Pattern: Hybrid (50/50)
Reports to: Senior Regulatory Compliance Manager
Department: Compliance
About the Role
We are looking for a Regulatory Compliance Officer to join our Compliance Advisory team within the second line of defence. Reporting to the Senior Regulatory Compliance Manager, you will provide practical, timely regulatory and conduct advice to the first line of defence and wider business stakeholders. This is a varied and visible role, ideal for someone with regulatory compliance experience who enjoys partnering with stakeholders, translating regulation into practical business guidance, and working in a collaborative, high‑performing environment.
Key Responsibilities
- Provide advisory support to the first line and change teams on FCA and PRA requirements, with a focus on SMCR, Consumer Duty, operational resilience, and supplier management.
- Assess conduct and regulatory risks, agree mitigations, and elevate material issues through appropriate governance forums.
- Triage, investigate, and support the resolution of compliance issues, ensuring clear root‑cause analysis and evidence trails.
- Support regulatory change activity by translating requirements into policies, processes, controls, and customer communications.
- Draft, review, and maintain compliance policies, procedures, and supporting artefacts.
- Maintain key compliance registers, including horizon scanning outputs and rules mapping.
- Prepare and input into governance and committee papers, track actions, and support BAU and project delivery.
- Support regulatory submissions, queries, and responses, including returns via FCA Connect.
What We’re Looking For
Essential Experience And Skills
- Experience gained within a regulated financial services environment.
- Previous Compliance Advisory experience.
- Good working knowledge of regulatory responsibilities and conduct risk.
- Strong written and verbal communication skills, with the ability to present information clearly to senior stakeholders.
- Excellent attention to detail and analytical skills.
- Strong Microsoft Office skills (Excel, PowerPoint); curiosity around use of AI tools.
- Proactive, self‑motivated approach with sound problem‑solving skills.
Desirable
- Experience working in a PRA‑ and FCA‑regulated organisation.
- Knowledge of FCA Principles, Conduct Risk, Treating Customers Fairly (TCF), Consumer Duty, and MCOBS.
- Experience in policy governance and management.
- A relevant professional qualification (e.g. ICA, IRM), or working towards one.
Benefits
- Competitive remuneration including discretionary annual bonus and annual pay review.
- Private Medical Insurance (Bupa).
- Mental health & wellbeing support via YuLife & Bupa.
- 25 days annual leave (increasing with service) + Holiday Buy Scheme.
- Cycle to Work Scheme & Green Car Scheme.
- Enhanced family leave policies.
- Study support & professional memberships.
- Hybrid working (50/50 London).
- YuLife Rewards – retail, lifestyle & experience discounts.
- Pension scheme – 8% employer contribution (non‑contributory).
- Interest‑free season ticket loan.
- Annual volunteering day & Net Zero employer commitment.
Regulatory Compliance Officer employer: Hampshire Trust Bank
Contact Detail:
Hampshire Trust Bank Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Compliance Officer
✨Tip Number 1
Network like a pro! Reach out to people in the industry, especially those already working at Hampshire Trust Bank. A friendly chat can give you insider info and maybe even a referral.
✨Tip Number 2
Prepare for the interview by brushing up on your knowledge of FCA and PRA regulations. Show us you know your stuff and can translate complex regulations into practical advice.
✨Tip Number 3
Practice your communication skills! You’ll need to present information clearly to senior stakeholders, so get comfortable explaining compliance concepts in simple terms.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows you’re serious about joining our team.
We think you need these skills to ace Regulatory Compliance Officer
Some tips for your application 🫡
Tailor Your Application: Make sure to customise your CV and cover letter for the Regulatory Compliance Officer role. Highlight your experience in regulatory compliance and how it aligns with our needs at Hampshire Trust Bank. We want to see how you can bring your unique skills to our team!
Showcase Your Communication Skills: Since strong written and verbal communication is key for this role, don’t shy away from demonstrating these skills in your application. Use clear, concise language and make sure your points are easy to follow. We love a well-structured application!
Highlight Relevant Experience: Be sure to emphasise any previous compliance advisory experience or work within regulated financial services. We’re looking for candidates who can hit the ground running, so let us know how your background prepares you for this role.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team at Hampshire Trust Bank!
How to prepare for a job interview at Hampshire Trust Bank
✨Know Your Regulations
Make sure you brush up on the FCA and PRA requirements, especially around SMCR and Consumer Duty. Being able to discuss these regulations confidently will show that you're not just familiar with compliance but can also translate it into practical advice for the business.
✨Showcase Your Advisory Skills
Prepare examples of how you've provided compliance advisory support in the past. Think about specific situations where you helped resolve compliance issues or improved processes. This will demonstrate your ability to partner with stakeholders effectively.
✨Communicate Clearly
Practice articulating complex regulatory concepts in a straightforward manner. You’ll need to present information clearly to senior stakeholders, so being concise and clear in your communication is key. Consider doing mock interviews to refine this skill.
✨Demonstrate Attention to Detail
Bring along examples of your work that highlight your attention to detail, such as compliance policies or reports you've drafted. Discuss how you ensure accuracy in your work, as this is crucial in a regulatory environment.