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- Tasks: Provide regulatory advice and support to ensure compliance with financial regulations.
- Company: Hampshire Trust Bank, a specialist bank focused on helping UK businesses thrive.
- Benefits: Competitive salary, private medical insurance, hybrid working, and generous annual leave.
- Other info: Enjoy a supportive culture with opportunities for professional growth and development.
- Why this job: Join a dynamic team and make a real impact in the financial services sector.
- Qualifications: Experience in regulatory compliance and strong communication skills required.
The predicted salary is between 40000 - 50000 ÂŁ per year.
Hampshire Trust Bank is a specialist bank, staffed by experts focused on helping UK businesses realise their ambitions. We offer niche specialty lines as an SME bank, targeting under‑served segments. Our dedicated Wholesale Finance, Bridging Finance, Development Finance and Specialist Mortgages teams ensure that businesses receive the outstanding service, lasting relationships, integrity and expertise they need to prosper. We also provide savings accounts to individuals and businesses, and since we lend to SMEs, our savers can be sure their money will help boost the British economy. Our vision is to be the go‑to bank in our chosen markets; to deliver positive customer outcomes, rewarding careers and great shareholder value through a high‑performing culture grounded in excellence and integrity.
Location: London (Head Office)
Hours: Monday to Friday, 9:00am–5:30pm
Working Pattern: Hybrid (50/50)
Reports to: Senior Regulatory Compliance Manager
Department: Compliance
About the Role
We are looking for a Regulatory Compliance Officer to join our Compliance Advisory team within the second line of defence. Reporting to the Senior Regulatory Compliance Manager, you will provide practical, timely regulatory and conduct advice to the first line of defence and wider business stakeholders. This is a varied and visible role, ideal for someone with regulatory compliance experience who enjoys partnering with stakeholders, translating regulation into practical business guidance, and working in a collaborative, high‑performing environment.
Key Responsibilities
- Provide advisory support to the first line and change teams on FCA and PRA requirements, with a focus on SMCR, Consumer Duty, operational resilience, and supplier management.
- Assess conduct and regulatory risks, agree mitigations, and elevate material issues through appropriate governance forums.
- Triage, investigate, and support the resolution of compliance issues, ensuring clear root‑cause analysis and evidence trails.
- Support regulatory change activity by translating requirements into policies, processes, controls, and customer communications.
- Draft, review, and maintain compliance policies, procedures, and supporting artefacts.
- Maintain key compliance registers, including horizon scanning outputs and rules mapping.
- Prepare and input into governance and committee papers, track actions, and support BAU and project delivery.
- Support regulatory submissions, queries, and responses, including returns via FCA Connect.
What We’re Looking For
Essential Experience And Skills
- Experience gained within a regulated financial services environment.
- Previous Compliance Advisory experience.
- Good working knowledge of regulatory responsibilities and conduct risk.
- Strong written and verbal communication skills, with the ability to present information clearly to senior stakeholders.
- Excellent attention to detail and analytical skills.
- Strong Microsoft Office skills (Excel, PowerPoint); curiosity around use of AI tools.
- Proactive, self‑motivated approach with sound problem‑solving skills.
Desirable
- Experience working in a PRA‑ and FCA‑regulated organisation.
- Knowledge of FCA Principles, Conduct Risk, Treating Customers Fairly (TCF), Consumer Duty, and MCOBS.
- Experience in policy governance and management.
- A relevant professional qualification (e.g. ICA, IRM), or working towards one.
Benefits
- Competitive remuneration including discretionary annual bonus and annual pay review.
- Private Medical Insurance (Bupa).
- Mental health & wellbeing support via YuLife & Bupa.
- 25 days annual leave (increasing with service) + Holiday Buy Scheme.
- Cycle to Work Scheme & Green Car Scheme.
- Enhanced family leave policies.
- Study support & professional memberships.
- Hybrid working (50/50 London).
- YuLife Rewards – retail, lifestyle & experience discounts.
- Pension scheme – 8% employer contribution (non‑contributory).
- Interest‑free season ticket loan.
- Annual volunteering day & Net Zero employer commitment.
Regulatory Compliance Officer in London employer: Hampshire Trust Bank
Contact Detail:
Hampshire Trust Bank Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Compliance Officer in London
✨Tip Number 1
Network like a pro! Reach out to people in the industry, especially those already working at Hampshire Trust Bank. A friendly chat can give you insider info and maybe even a referral.
✨Tip Number 2
Prepare for the interview by brushing up on your knowledge of FCA and PRA regulations. Show us you know your stuff and can translate complex regulations into practical advice.
✨Tip Number 3
Practice your communication skills! You’ll need to present information clearly to senior stakeholders, so get comfortable explaining compliance concepts in simple terms.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who are proactive!
We think you need these skills to ace Regulatory Compliance Officer in London
Some tips for your application 🫡
Tailor Your Application: Make sure to customise your CV and cover letter for the Regulatory Compliance Officer role. Highlight your relevant experience in regulatory compliance and how it aligns with our mission at Hampshire Trust Bank.
Showcase Your Skills: We want to see your strong written and verbal communication skills shine through. Use clear examples of how you've effectively communicated complex regulatory information to stakeholders in your previous roles.
Be Detail-Oriented: Attention to detail is key in compliance. When you’re drafting your application, double-check for any typos or errors. A polished application reflects your commitment to excellence, which is what we value at Hampshire Trust Bank.
Apply Through Our Website: Don’t forget to submit your application through our website! It’s the best way for us to receive your details and ensures you’re considered for the role. We can’t wait to see what you bring to the table!
How to prepare for a job interview at Hampshire Trust Bank
✨Know Your Regulations
Make sure you brush up on the FCA and PRA requirements, especially around SMCR and Consumer Duty. Being able to discuss these regulations confidently will show that you're not just familiar with compliance but can also translate it into practical advice for the business.
✨Showcase Your Advisory Skills
Prepare examples from your past experience where you've provided compliance advisory support. Highlight how you assessed risks and worked with stakeholders to resolve issues. This will demonstrate your ability to partner effectively and add value to the team.
✨Communicate Clearly
Practice articulating complex compliance concepts in a straightforward manner. You’ll need to present information to senior stakeholders, so being clear and concise is key. Consider doing mock interviews to refine your communication style.
✨Be Proactive and Curious
Show your proactive approach by discussing how you've taken initiative in previous roles. Also, express your curiosity about using AI tools in compliance. This will highlight your forward-thinking mindset and willingness to adapt to new technologies.