At a Glance
- Tasks: Support compliance and governance by managing complaints and regulatory returns.
- Company: Join Hamilton, a vibrant and inclusive global insurance company.
- Benefits: Collaborative culture, career growth, and a supportive work environment.
- Other info: Embrace individuality and diverse perspectives in a meaningful workplace.
- Why this job: Make a real impact in compliance while developing your skills in a dynamic setting.
- Qualifications: Experience in complaints management and strong analytical skills required.
The predicted salary is between 40000 - 50000 £ per year.
We're looking for a Compliance Officer. This is an important role within our Global Compliance team, supporting the culture of compliance and good governance across a range of Hamilton group companies. This role is primarily responsible for assisting in the oversight, coordination and ongoing enhancement of the Complaints Management Framework across the Hamilton Group. The Compliance Officer will act as the central point of coordination for complaints handling, management information, root cause analysis and complaints-related regulatory returns. The role will also support the preparation and coordination of wider regulatory returns and the collation of information provided to regulators, contributing to effective regulatory engagement and ensuring all compliance reporting obligations are met in a timely and accurate manner.
The role holder will be well-organised and proactive, using their knowledge, experience and skills to assist the Compliance Managers, Compliance Officer (Business Conduct) and Head of Compliance to provide timely, top-quality compliance advice. In doing so, the capability to ‘see the big picture beyond the task at hand’, as well as a strong detail orientation, will be crucial to success.
What you will do:
- Provision of regulatory and procedural advice in respect of all matters relating to complaints and regulatory returns based on relevant jurisdictional specific regulatory requirements.
- Assist the Business Conduct manager with the development and maintenance of Hamilton’s Complaints Governance framework, ensuring all elements of complaints are considered.
- Maintain the Complaints Management Framework, policies, procedures and governance documentation.
- Act as first line Compliance contact for complaints-related queries from the business along with the Compliance Officer for business conduct from an escalation perspective.
- Prepare and analyse complaints MI, trends and root cause analysis for management and senior management, committees and boards.
- Coordinate and prepare complaints regulatory returns across relevant jurisdictions (e.g. FCA, CBI, Lloyd’s), ensuring accuracy and timeliness.
- Support complaint review and analysis as well as regulatory engagement, inspections and information requests.
- Contribute to compliance monitoring reviews and assurance work relevant to areas covered.
- Support preparation of management information, committee papers and board reporting.
- Review and analyse internal data and provide returns to regulators and international licensing bodies.
- Support the preparation, completion and submission of routine regulatory returns across relevant jurisdictions, in accordance with applicable regulatory requirements and internal timelines.
- Collate, validate and reconcile data inputs required for regulatory returns, working with internal stakeholders to ensure accuracy and completeness.
- Assist in coordinating inputs and responses to regulatory information requests, including ad-hoc data requests and follow-up queries.
- Perform quality checks on regulatory return data prior to submission, escalating any data gaps, inconsistencies or risks to the Compliance Manager.
- Track submission deadlines and maintain a regulatory returns calendar, highlighting upcoming and overdue obligations.
- Assist Compliance Managers in reviewing and maintaining a centralised regulatory returns library, ensuring all submitted returns.
- Assist with regulatory thematic reviews and the collation of data.
What you require for the role:
- Demonstrable experience managing or overseeing complaints within an insurance or Lloyd’s environment.
- Strong working knowledge of complaints regulation, DISP requirements and customer outcomes.
- Ability to prepare MI and regulatory submissions.
- Strong attention to detail with the ability to analyse trends and identify root causes.
- Understanding of the different regulatory regimes from an insurance perspective, preferably Lloyds, CBI and the FCA.
- A thorough understanding of the role of Compliance in the delivery of an effective complaints framework.
- Well-developed report writing skills.
- Excellent interpersonal and communication skills, with the ability to build effective working relationships at all levels.
- Ability to think critically, identify and analyse problems, and develop effective solutions.
- Proven track record of delivering assignments on time and to the required standard.
- Adaptability and a willingness to learn and improve processes.
- Open, innovative and inclusive mindset.
- Collaborative spirit.
- Results-oriented and growth mindset.
What you can expect from us:
At Hamilton, we offer a vibrant, entrepreneurial and collaborative workplace shaped by our values: Be Smart, Be Sensible, Be Open and Be More. Our employees consistently say they would recommend Hamilton as a great place to work — a testament to the inclusive, supportive, and empowering culture we’ve built together. We embrace individuality, value diverse perspectives, and recognise the unique contribution each person makes to our continued success.
In good company:
Hamilton (NYSE: HG) underwrites specialty insurance and reinsurance risks on a global basis through its wholly owned subsidiaries. Its three underwriting platforms: Hamilton Global Specialty, Hamilton Select and Hamilton Re, each with dedicated and experienced leadership, provide access to diversified and profitable business around the world. Headquartered in Bermuda, Hamilton has over 600 employees with key underwriting operations in London, Bermuda, the US and Dublin. We work collaboratively, we share a passion for the service and results we deliver, and we know that what we do each day is meaningful – to our customers and our business. We believe we are ‘In good company’ with everyone we interact with.
Compliance Officer in London employer: Hamilton
Hamilton offers an exceptional working environment in London, where collaboration and innovation thrive. As a Reserving Actuary, you will benefit from a vibrant culture that encourages professional growth and development, alongside competitive remuneration and comprehensive benefits. Join us to make a meaningful impact while enjoying the unique advantages of working in one of the world's leading financial hubs.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Officer in London
✨Tip Number 1
Network like a pro! Reach out to current or former employees at Hamilton through LinkedIn. A friendly chat can give you insider info and maybe even a referral, which can really boost your chances.
✨Tip Number 2
Prepare for the interview by brushing up on your knowledge of complaints regulation and the specific requirements of the role. We want to see that you can think critically and provide effective solutions, so come ready with examples from your past experience.
✨Tip Number 3
Show off your attention to detail! During the interview, be sure to highlight your ability to analyse trends and identify root causes. This is key for the Compliance Officer role, and we love candidates who can demonstrate this skill.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows you’re genuinely interested in joining our vibrant team at Hamilton.
We think you need these skills to ace Compliance Officer in London
Some tips for your application 🫡
Tailor Your Application:Make sure to customise your CV and cover letter to highlight your experience with complaints management and regulatory submissions. We want to see how your skills align with the Compliance Officer role, so don’t hold back on showcasing your relevant achievements!
Show Off Your Attention to Detail:Given the importance of accuracy in compliance reporting, it’s crucial to demonstrate your strong attention to detail. Use specific examples from your past roles where you’ve successfully managed data or identified trends to support your claims.
Be Clear and Concise:When writing your application, keep it straightforward and to the point. We appreciate clarity, so avoid jargon and ensure your key points stand out. This will help us quickly see why you’re a great fit for our team!
Apply Through Our Website:We encourage you to submit your application directly through our website. It’s the best way for us to receive your details and ensures you’re considered for the role. Plus, it’s super easy to do!
How to prepare for a job interview at Hamilton
✨Know Your Regulations
Familiarise yourself with the specific complaints regulations and DISP requirements relevant to the insurance sector, especially those pertaining to Lloyd's, CBI, and FCA. This knowledge will not only help you answer questions confidently but also demonstrate your commitment to compliance.
✨Showcase Your Analytical Skills
Prepare to discuss how you've previously analysed trends and identified root causes in complaints management. Bring examples of MI you've prepared or regulatory submissions you've completed, as this will highlight your attention to detail and problem-solving abilities.
✨Demonstrate Your Collaborative Spirit
Hamilton values teamwork, so be ready to share experiences where you've worked effectively with others. Highlight instances where you've built relationships across different levels of an organisation, as this will show your ability to fit into their collaborative culture.
✨Be Proactive and Results-Oriented
During the interview, convey your proactive approach to compliance and your results-driven mindset. Discuss how you've taken initiative in past roles to improve processes or meet deadlines, which aligns perfectly with what Hamilton is looking for in a Compliance Officer.