At a Glance
- Tasks: Support compliance and governance by managing complaints and regulatory returns.
- Company: Join a vibrant, entrepreneurial team at Hamilton, a global insurance leader.
- Benefits: Inclusive culture, collaborative environment, and opportunities for personal growth.
- Other info: Be part of a supportive team that values diverse perspectives and individual contributions.
- Why this job: Make a real impact in compliance while developing valuable skills in a dynamic industry.
- Qualifications: Experience in complaints management and strong analytical skills required.
The predicted salary is between 40000 - 50000 £ per year.
This is an important role within our Global Compliance team, supporting the culture of compliance and good governance across a range of Hamilton group companies. This role is primarily responsible for assisting in the oversight, coordination and ongoing enhancement of the Complaints Management Framework across the Hamilton Group. The Compliance Officer will act as the central point of coordination for complaints handling, management information, root cause analysis and complaints‑related regulatory returns. The role will also support the preparation and coordination of wider regulatory returns and the collation of information provided to regulators, contributing to effective regulatory engagement and ensuring all compliance reporting obligations are met in a timely and accurate manner.
The role holder will be well‑organised and proactive, using their knowledge, experience and skills to assist the Compliance Managers, Compliance Officer (Business Conduct) and Head of Compliance to provide timely, top‑quality compliance advice. In doing so, the capability to ‘see the big picture beyond the task at hand’, as well as a strong detail orientation, will be crucial to success.
What you will do:
- Provision of regulatory and procedural advice in respect of all matters relating to complaints and regulatory returns based on relevant jurisdictional specific regulatory requirements.
- Assist the Business Conduct manager with the development and maintenance of the Hamilton’s Complaints Governance framework, ensuring all elements of complaints are considered.
- Maintain the Complaints Management Framework, policies, procedures and governance documentation.
- Act as first line Compliance contact for complaints‑related queries from the business along with the Compliance Officer for business conduct from an escalation perspective.
- Prepare and analyse complaints MI, trends and root cause analysis for management and senior management, committees and boards.
- Coordinate and prepare complaints regulatory returns across relevant jurisdictions (e.g. FCA, CBI, Lloyd’s), ensuring accuracy and timeliness.
- Support complaint review and analysis as well as regulatory engagement, inspections and information requests.
- Contribute to compliance monitoring reviews and assurance work relevant to areas covered.
- Support preparation of management information, committee papers and board reporting.
- Review and analyse internal data and provide returns to regulators and international licensing bodies.
- Support the preparation, completion and submission of routine regulatory returns across relevant jurisdictions, in accordance with applicable regulatory requirements and internal timelines.
- Collate, validate and reconcile data inputs required for regulatory returns, working with internal stakeholders to ensure accuracy and completeness.
- Assist in coordinating inputs and responses to regulatory information requests, including ad‑hoc data requests and follow‑up queries.
- Perform quality checks on regulatory return data prior to submission, escalating any data gaps, inconsistencies or risks to the Compliance Manager.
- Track submission deadlines and maintain a regulatory returns calendar, highlighting upcoming and overdue obligations.
- Assist Compliance Managers in reviewing and maintaining a centralised regulatory returns library, ensuring all submitted returns.
- Assist with regulatory thematic reviews and the collation of data.
What you require for the role:
- Demonstrable experience managing or overseeing complaints within an insurance or Lloyd’s environment.
- Strong working knowledge of complaints regulation, DISP requirements and customer outcomes.
- Ability to prepare MI and regulatory submissions.
- Strong attention to detail with the ability to analyse trends and identify root causes.
- Understanding of the different regulatory regimes from an insurance perspective, preferably Lloyds, CBI and the FCA.
- A thorough understanding of the role of Compliance in the delivery of an effective complaints framework.
- Well‑developed report writing skills.
- Excellent interpersonal and communication skills, with the ability to build effective working relationships at all levels.
- Ability to think critically, identify and analyse problems, and develop effective solutions.
- Proven track record of delivering assignments on time and to the required standard.
- Adaptability and a willingness to learn and improve processes.
- Open, innovative and inclusive mindset.
- Results‑oriented and growth mindset.
What you can expect from us:
At Hamilton, we offer a vibrant, entrepreneurial and collaborative workplace shaped by our values: Be Smart, Be Sensible, Be Open and Be More. Our employees consistently say they would recommend Hamilton as a great place to work — a testament to the inclusive, supportive, and empowering culture we’ve built together. We embrace individuality, value diverse perspectives, and recognise the unique contribution each person makes to our continued success.
Hamilton (NYSE: HG) underwrites specialty insurance and reinsurance risks on a global basis through its wholly owned subsidiaries. Its three underwriting platforms: Hamilton Global Specialty, Hamilton Select and Hamilton Re, each with dedicated and experienced leadership, provide access to diversified and profitable business around the world. Headquartered in Bermuda, Hamilton has over 600 employees with key underwriting operations in London, Bermuda, the US and Dublin. We work collaboratively, we share a passion for the service and results we deliver, and we know that what we do each day is meaningful – to our customers and our business. We believe we are ‘In good company.’ with everyone we interact with.
Compliance Officer employer: Hamilton
Hamilton offers an exceptional working environment in London, where collaboration and innovation thrive. As a Reserving Actuary, you will benefit from a vibrant culture that encourages professional growth and development, alongside competitive remuneration and comprehensive benefits. Join us to make a meaningful impact while enjoying the unique advantages of working in one of the world's leading financial hubs.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Officer
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Hamilton looking for candidates who are engaged and informed.
We think you need these skills to ace Compliance Officer
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Hamilton. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Hamilton
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Hamilton’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!