At a Glance
- Tasks: Support compliance programmes and monitor regulatory requirements in a dynamic investment firm.
- Company: Leading global investment management firm based in London.
- Benefits: Professional development opportunities and exposure to strategic business initiatives.
- Other info: Great career growth potential in a collaborative environment.
- Why this job: Join a visible role with significant impact on compliance and investor relations.
- Qualifications: 3+ years in financial services with strong knowledge of FCA regulations.
The predicted salary is between 60000 - 80000 £ per year.
Our client, a leading global investment management firm, is seeking a Compliance Officer to join its London office. This is an excellent opportunity for a compliance professional with 3+ years’ experience in financial services, gained within a hedge fund, asset manager, investment bank, or broader regulated financial institution.
Reporting directly to the GC/CCO, you will support all aspects of the firm's compliance programme, including:
- regulatory filings
- compliance monitoring
- trading surveillance
- threshold reporting
- market abuse controls
- policy development
- employee training
The role also offers exposure to investor relations, fund structuring, and strategic business initiatives.
The ideal candidate will have strong knowledge of FCA regulations, familiarity with SEC requirements, excellent organisational and communication skills, and a proactive, solutions-oriented mindset. Experience with private funds and UCITS would be advantageous as would familiarity with relevant systems including Bloomberg, Enfusion, or FundApps.
This is a highly visible role offering broad exposure across the business and significant scope for professional development within a growing investment management platform.
Compliance Officer (3+) | Investment Manager in Slough employer: Hamilton Search Limited
Join a leading global investment management firm in London, where you will thrive in a dynamic work culture that prioritises compliance excellence and professional growth. With a commitment to employee development, the firm offers comprehensive training programmes and opportunities for advancement, ensuring that you can build a rewarding career while contributing to strategic business initiatives. Enjoy the unique advantage of working in a highly visible role that provides exposure across various functions, making it an ideal environment for compliance professionals seeking meaningful impact.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Officer (3+) | Investment Manager in Slough
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Hamilton Search Limited looking for candidates who are engaged and informed.
We think you need these skills to ace Compliance Officer (3+) | Investment Manager in Slough
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Hamilton Search Limited. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Hamilton Search Limited
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Hamilton Search Limited’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
