At a Glance
- Tasks: Support compliance programmes, regulatory filings, and trading surveillance in a dynamic investment firm.
- Company: Leading global investment management firm based in London.
- Benefits: Professional development opportunities and exposure to strategic business initiatives.
- Other info: Great opportunity for career growth in a thriving investment management platform.
- Why this job: Join a visible role with broad exposure and make an impact in compliance.
- Qualifications: 3+ years in financial services, preferably in hedge funds or asset management.
The predicted salary is between 60000 - 80000 £ per year.
Our client, a leading global investment management firm, is seeking a Compliance Officer to join its London office. This is an excellent opportunity for a compliance professional with 3+ years’ experience in financial services, gained within a hedge fund, asset manager, investment bank, or broader regulated financial institution.
Reporting directly to the GC/CCO, you will support all aspects of the firm's compliance programme, including:
- regulatory filings
- compliance monitoring
- trading surveillance
- threshold reporting
- market abuse controls
- policy development
- employee training
The role also offers exposure to investor relations, fund structuring, and strategic business initiatives. Experience with private funds and UCITS would be advantageous as would familiarity with relevant systems including Bloomberg, Enfusion, or FundApps. This is a highly visible role offering broad exposure across the business and significant scope for professional development within a growing investment management platform.
Compliance Analyst - Specialist Investment Manager in London employer: Hamilton Search Limited
Join a leading global investment management firm in London, where you will thrive in a dynamic work culture that prioritises compliance excellence and professional growth. With a commitment to employee development, the firm offers extensive training opportunities and exposure to strategic initiatives, making it an ideal environment for compliance professionals looking to advance their careers in a supportive and innovative setting.
