At a Glance
- Tasks: Support compliance programmes, regulatory filings, and trading surveillance in a dynamic investment firm.
- Company: Leading global investment management firm with a strong reputation.
- Benefits: Professional development opportunities and exposure to various business areas.
- Other info: Great career growth potential in a collaborative environment.
- Why this job: Join a visible role with significant impact on compliance and investor relations.
- Qualifications: 3+ years in financial services, preferably in hedge funds or asset management.
The predicted salary is between 50000 - 70000 £ per year.
Our client, a leading global investment management firm, is seeking a Compliance Officer to join its London office. This is an excellent opportunity for a compliance professional with 3+ years’ experience in financial services, gained within a hedge fund, asset manager, investment bank, or broader regulated financial institution.
Reporting directly to the GC/CCO, you will support all aspects of the firm's compliance programme, including:
- regulatory filings
- compliance monitoring
- trading surveillance
- threshold reporting
- market abuse controls
- policy development
- employee training
The role also offers exposure to investor relations, fund structuring, and strategic business initiatives. Experience with private funds and UCITS would be advantageous as would familiarity with relevant systems including Bloomberg, Enfusion, or FundApps. This is a highly visible role offering broad exposure across the business and significant scope for professional development within a growing investment management platform.
Fund Compliance Analyst - Investment Manager in City of London employer: Hamilton Search Limited
Join a leading global investment management firm in London, where you will thrive in a dynamic work culture that prioritises compliance excellence and professional growth. With a commitment to employee development, this role offers unique opportunities to engage with various aspects of the business, from regulatory compliance to strategic initiatives, all while being part of a collaborative team dedicated to maintaining the highest standards in the industry.
