At a Glance
- Tasks: Support compliance programmes, regulatory filings, and employee training in a dynamic investment firm.
- Company: Leading global investment management firm based in London.
- Benefits: Competitive salary, professional development, and exposure to strategic business initiatives.
- Other info: Ideal for proactive candidates seeking to make an impact in a growing investment platform.
- Why this job: Join a visible role with broad exposure and significant growth opportunities in finance.
- Qualifications: 3+ years in financial services, strong knowledge of FCA regulations, and excellent communication skills.
The predicted salary is between 60000 - 80000 £ per year.
Our client, a leading global investment management firm, is seeking a Compliance Officer to join its London office. This is an excellent opportunity for a compliance professional with 3+ years’ experience in financial services, gained within a hedge fund, asset manager, investment bank, or broader regulated financial institution.
Reporting directly to the GC/CCO, you will support all aspects of the firm's compliance programme, including:
- regulatory filings
- compliance monitoring
- trading surveillance
- threshold reporting
- market abuse controls
- policy development
- employee training
The role also offers exposure to investor relations, fund structuring, and strategic business initiatives.
The ideal candidate will have strong knowledge of FCA regulations, familiarity with SEC requirements, excellent organisational and communication skills, and a proactive, solutions-oriented mindset. Experience with private funds and UCITS would be advantageous as would familiarity with relevant systems including Bloomberg, Enfusion, or FundApps.
This is a highly visible role offering broad exposure across the business and significant scope for professional development within a growing investment management platform.
Compliance Officer (3+) | Investment Manager in City of London employer: Hamilton Search Limited
Join a leading global investment management firm in London, where you will thrive in a dynamic work culture that prioritises compliance excellence and professional growth. With a commitment to employee development, this role offers unique opportunities to engage with various aspects of the business, from regulatory compliance to strategic initiatives, all while being part of a collaborative team that values innovation and integrity.
