At a Glance
- Tasks: Ensure investment products meet regulatory standards and help expand our offerings globally.
- Company: Join a leading fintech firm with a focus on innovation and compliance.
- Benefits: Competitive salary, flexible working options, and opportunities for professional growth.
- Other info: Collaborate with global teams and enhance your fintech expertise.
- Why this job: Make a real impact by building compliant, customer-focused financial products.
- Qualifications: 5+ years in compliance with strong knowledge of UK securities regulations.
The predicted salary is between 60000 - 80000 € per year.
The Product Compliance Manager will support the Assets Product Compliance team in the UK, working closely with product teams to ensure regulatory compliance across investment products and help expand the Assets offering locally and globally.
Responsibilities
- Identify and interpret regulatory requirements, support product and operational teams to avoid breaches and incidents.
- Collaborate with Risk and Compliance to identify regulatory risks, gaps and upcoming regulations, present clear solutions and help execute mitigation actions.
- Translate regulatory needs into compliant product solutions, building new products/features in a customer‑oriented way.
- Perform regulatory analysis of new products/features and implement required controls before launch.
- Identify opportunities to improve product proposition by thoroughly analysing relevant regulations and challenging existing interpretations.
- Provide input on regulatory matters to third‑party relationships, ensuring compliance while representing a customer‑oriented culture.
Qualifications
- Minimum 5 years of compliance experience in retail investments, fund management, broker‑dealer or capital markets.
- Deep working knowledge of UK securities regulations (COBS, MiFID, FSMA, CASS 6/7).
- Familiarity with evolving FCA expectations for investment firms.
Other Skills
- Ability to prioritise effectively and identify key areas of improvement and implementation from a regulatory point of view.
- Effective communication with Product Managers and Engineers, providing practical, actionable recommendations.
- Problem‑solving attitude, using regulation and data to drive business decisions.
- Strong ownership, delivering projects from inception to completion on time and with attention to detail.
- Legally authorised to work in the United Kingdom.
Nice to Have
- Familiarity with licensing and regulatory frameworks in multiple jurisdictions.
Key Opportunities
- Grow your hands‑on Fintech knowledge at full speed.
- Build world‑class, compliant products that are innovative and state‑of‑the‑art.
- Collaborate with all amazing global teams.
Product Compliance and Risk Manager - Assets employer: hackajob
As a Product Compliance and Risk Manager in the UK, you will thrive in a dynamic work culture that prioritises innovation and regulatory excellence. Our commitment to employee growth is evident through hands-on Fintech training and opportunities to collaborate with global teams, ensuring you are at the forefront of compliant product development. Join us to make a meaningful impact while enjoying a supportive environment that values your contributions and fosters professional advancement.
StudySmarter Expert Advice🤫
We think this is how you could land Product Compliance and Risk Manager - Assets
✨Tip Number 1
Network like a pro! Reach out to folks in the industry, attend events, and connect with people on LinkedIn. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by researching the company and its products. Understand their compliance challenges and think about how your experience aligns with their needs. This will help you stand out as a candidate who gets it!
✨Tip Number 3
Showcase your problem-solving skills during interviews. Be ready to discuss specific examples where you've tackled regulatory issues or improved compliance processes. This will demonstrate your value to potential employers.
✨Tip Number 4
Don't forget to apply through our website! We love seeing applications directly from candidates who are passionate about joining our team. Plus, it gives you a better chance of getting noticed by hiring managers.
We think you need these skills to ace Product Compliance and Risk Manager - Assets
Some tips for your application 🫡
Tailor Your CV:Make sure your CV speaks directly to the role of Product Compliance and Risk Manager. Highlight your experience in compliance, especially in retail investments and UK securities regulations, so we can see how you fit right in!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your skills can help us expand our Assets offering. Be sure to mention any specific regulatory challenges you've tackled before.
Showcase Your Problem-Solving Skills:We love a good problem-solver! In your application, share examples of how you've identified regulatory risks and implemented solutions. This will show us that you can think on your feet and drive business decisions effectively.
Apply Through Our Website:Don't forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity. We can’t wait to see what you bring to the table!
How to prepare for a job interview at hackajob
✨Know Your Regulations
Make sure you brush up on UK securities regulations like COBS, MiFID, and FSMA. Being able to discuss these confidently will show that you’re not just familiar with the rules but can also interpret them effectively for product compliance.
✨Showcase Your Problem-Solving Skills
Prepare examples of how you've tackled regulatory challenges in the past. Highlight your ability to turn complex regulations into actionable solutions, as this is key for the role. Think about specific instances where your recommendations made a difference.
✨Communicate Clearly
Practice explaining regulatory concepts in simple terms. You’ll need to collaborate with Product Managers and Engineers, so being able to communicate effectively is crucial. Use clear, concise language to demonstrate your ability to bridge the gap between compliance and product development.
✨Demonstrate Ownership
Be ready to discuss projects you've led from start to finish. Emphasise your attention to detail and how you ensure compliance throughout the process. This will show that you take ownership seriously and can deliver results on time.
