At a Glance
- Tasks: Monitor investment guidelines and support fund management teams in a dynamic environment.
- Company: Join Janus Henderson, a leader in financial services committed to client success.
- Benefits: Enjoy hybrid working, generous holidays, health benefits, and professional development opportunities.
- Other info: Opportunities for mentorship, leadership development, and networking events.
- Why this job: Make a real impact while growing your career in a supportive and inclusive culture.
- Qualifications: Experience with compliance and regulatory frameworks; strong communication and teamwork skills.
The predicted salary is between 40000 - 50000 £ per year.
A career at Janus Henderson is more than a job, it’s about investing in a brighter future together. Our Mission at Janus Henderson is to help clients define and achieve superior financial outcomes through differentiated insights, disciplined investments, and world-class service.
Our Values are key to driving our success, and are at the heart of everything we do:
- Clients Come First - Always
- Execution Supersedes Intention
- Together We Win
- Diversity Improves Results
- Truth Builds Trust
An opportunity has arisen for an Analyst (maternity Cover) to join the Guideline Oversight team as a monitoring resource on investment restrictions. This is a highly visible role within the firm and offers the successful candidate substantial breadth of experience within a dynamic environment.
The Investment Guideline Compliance team provides oversight and support to all fund management desks and the central dealing function in respect of investment guideline related matters. Responsibilities include:
- Monitoring pre and post trade alerts
- Working with client services teams on account onboarding and closing
- Supporting operational teams on exception management
- Preparing reporting for senior management
- Participating in business projects and working groups
You will be responsible for:
- Timely identification and investigation of investment guideline related issues
- Investment guideline monitoring of pre, post and batch trade alerts and warnings
- Research breaches to determine whether they are passive or active and advise on actions
- Clear communication with relevant stakeholders on breach related matters
- Ability to interpret investment guidelines within fund documentation (operational, client specific, regulatory)
- Support Senior Management with preparation of business and committee reporting
The jobholder must possess a high degree of credibility and should be keen to work with a team in a fast-paced environment.
What to expect when you join our firm:
- Hybrid working and reasonable accommodations
- Generous Holiday policies
- Excellent Health and Wellbeing benefits including corporate membership to Wellhub
- Paid volunteer time to step away from your desk and into the community
- Support to grow through professional development courses, tuition/qualification reimbursement and more
- Maternal/paternal leave benefits and family services
- All employee events including networking opportunities and social activities
- Lunch allowance for use within our subsidized onsite canteen
Must have skills:
- Prior user experience of Charles River or Aladdin
- Prior knowledge in key regulatory issues and rule frameworks (UCITs, 40 Act, ERISA etc)
- Ability to work in multiple teams and leverage internal/external networks
- Ability to communicate clearly (verbally and in writing) with team members and key business representatives i.e. fund managers, dealers etc
- Ensuring complex regulation and its impact are communicated effectively
- Good planning, organisational and prioritisation skills
- Ability to work effectively under pressure and meet tight deadlines
Nice to have skills:
- The IMC or IAQ qualification is desirable although not essential
- Minimum 12 months previous experience in Compliance, preferably investment related
- Ideally experienced across a range of product and instrument types
- Typically, 1 to 2 years working experience at an Asset Manager or Investment Bank
You will be expected to understand the regulatory obligations of the firm and abide by the regulated entity requirements and JHI policies applicable for your role.
At Janus Henderson Investors we’re committed to an inclusive and supportive environment. We believe diversity improves results and we welcome applications from candidates from all backgrounds. Don’t worry if you don’t think you tick every box, we still want to hear from you!
Annual Bonus Opportunity: Position may be eligible to receive an annual discretionary bonus award from the profit pool. The profit pool is funded based on Company profits. Individual bonuses are determined based on Company, department, team and individual performance.
Benefits: Janus Henderson is committed to offering a comprehensive total rewards package to eligible employees that includes competitive compensation, pension/retirement plans, and various health, wellbeing and lifestyle benefits.
Janus Henderson Investors is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability or veteran status. All applications are subject to background checks.
Compliance Analyst in London employer: GWP
At Janus Henderson, we pride ourselves on being an exceptional employer that fosters a collaborative and inclusive work culture. Our commitment to employee growth is evident through our comprehensive professional development programmes, generous health and wellbeing benefits, and a supportive hybrid working environment. Join us in London, where you can thrive in a dynamic role as a Compliance Analyst while contributing to our mission of delivering superior financial outcomes for our clients.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Analyst in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance and compliance sectors. Attend industry events or webinars, and don’t be shy about introducing yourself. You never know who might have the inside scoop on job openings!
✨Tip Number 2
Prepare for interviews by researching Janus Henderson’s mission and values. Think about how your skills align with their focus on client service and teamwork. Be ready to share examples of how you’ve demonstrated these values in your previous roles.
✨Tip Number 3
Practice your communication skills! Since clear communication is key in compliance roles, consider doing mock interviews with friends or using online platforms. This will help you articulate your thoughts clearly and confidently during the real deal.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, it shows you’re genuinely interested in joining the team at Janus Henderson. So, get that application in and let’s make it happen!
We think you need these skills to ace Compliance Analyst in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV reflects the skills and experiences that align with the Compliance Analyst role. Highlight any relevant experience in investment compliance, regulatory frameworks, or teamwork to show us you’re a great fit!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you’re passionate about compliance and how your values align with ours. Don’t forget to mention specific examples of your problem-solving skills and communication abilities.
Showcase Your Technical Skills:Since prior user experience of systems like Charles River or Aladdin is required, make sure to mention any relevant technical skills in your application. We want to see how you can hit the ground running!
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates from our team!
How to prepare for a job interview at GWP
✨Know Your Guidelines
Familiarise yourself with investment guidelines and regulatory frameworks like UCITS and ERISA. Being able to discuss these confidently will show that you understand the core responsibilities of a Compliance Analyst.
✨Showcase Your Communication Skills
Prepare examples of how you've effectively communicated complex compliance issues in the past. Clear communication is key in this role, so be ready to demonstrate your ability to convey important information to stakeholders.
✨Demonstrate Teamwork
Think of instances where you've successfully collaborated with different teams. Highlighting your teamwork skills will resonate well, especially since the role requires working closely with fund managers and operational teams.
✨Prepare for Problem-Solving Scenarios
Anticipate questions about how you would handle specific compliance breaches or regulatory challenges. Practising your problem-solving approach will help you articulate your thought process during the interview.
