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- Tasks: Join our Compliance team to shape risk management strategies and ensure regulatory compliance.
- Company: gunnercooke is a Top 75 law firm with over 500 lawyers across 14 global offices.
- Benefits: Enjoy hybrid working, a self-employed model, and opportunities for personal practice development.
- Why this job: Be part of a dynamic team focused on excellence and social impact through the gunnercooke foundation.
- Qualifications: Experience in risk and compliance within a commercial law firm is essential.
- Other info: Willingness to travel to London occasionally and work flexible hours as needed.
The predicted salary is between 43200 - 72000 £ per year.
An exciting opportunity has arisen for a senior role within the Compliance team, working closely with and supporting the Head of Compliance in the planning, design and implementation of the firm’s overall risk management strategy. You will help to shape the firm’s processes and policies as well as identifying, managing and mitigating the firm’s risks, and you will lead on the delivery of the firm’s drive for quality and excellence, with a focus on training and development.
The firm’s approach to risk, compliance and quality is critical to our continued success and growth. You will help to ensure that the firm continues to meet all its regulatory and legislative requirements and that first-class firmwide risk management processes and compliance is embedded into the firm’s culture.
The role encompasses all aspects of regulatory compliance including professional conduct, anti-money laundering, data protection, liaison with the regulators and places excellence at the heart of the risk management strategy.
- Helping to ensure that the Compliance team provides an effective and supportive risk management and compliance function to the gunnercooke Group’s partners at all times.
- Helping to embed a proactive culture of risk management across the gunnercooke Group, helping our lawyers to deliver excellence.
- Helping to ensure compliance at all times across the firm with the SRA Code of Conduct, POCA and Money Laundering Regulations 2017 and related legislation.
- Advising the firm’s partners and support lawyers in relation to day-to-day compliance questions or queries and helping to resolve issues.
- Preparing key risk MI data as required.
- Maintaining and updating the firm’s risk and compliance policies, procedures, risk assessments and guidance documents.
- Ensuring the firms various risk registers are kept up-to-date and actively monitored on a regular basis.
- Handling complaints or claims against the firm as required from time to time.
Proven experience of working within the risk and compliance team of a commercial law firm, and have detailed knowledge and understanding of the SRA Code of Conduct, Money Laundering Regulations, POCA, the Legal Sector Affinity Group guidance and related legislation. Proven experience of resolving commercial conflicts and handling complaints from clients and third parties. Be able to maintain a positive and cheerful approach to building strong working relationships with a wide variety of colleagues and partners. The willingness to travel to London on occasions and occasionally work unsocial hours if business need dictates. Have good general IT competency—able to use basic MS Office to intermediate/advanced level.
Legal Counsel Regulatory Compliance employer: gunnercooke
Contact Detail:
gunnercooke Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Legal Counsel Regulatory Compliance
✨Tip Number 1
Familiarise yourself with the SRA Code of Conduct and Money Laundering Regulations. Understanding these regulations inside out will not only help you in interviews but also demonstrate your commitment to compliance, which is crucial for this role.
✨Tip Number 2
Network with professionals in the legal compliance field. Attend industry events or webinars where you can meet current employees from gunnercooke or similar firms. Building these connections can provide valuable insights and potentially lead to referrals.
✨Tip Number 3
Stay updated on recent developments in regulatory compliance and risk management. Subscribe to relevant legal journals or follow thought leaders on social media to ensure you can discuss current trends and challenges during your interview.
✨Tip Number 4
Prepare to discuss specific examples from your past experience where you've successfully managed compliance issues or improved risk management processes. This will showcase your practical knowledge and problem-solving skills, making you a strong candidate for the role.
We think you need these skills to ace Legal Counsel Regulatory Compliance
Some tips for your application 🫡
Understand the Role: Read the job description thoroughly to grasp the responsibilities and requirements of the Legal Counsel Regulatory Compliance position. Tailor your application to highlight relevant experiences that align with these expectations.
Highlight Relevant Experience: Emphasise your experience in risk and compliance within a commercial law firm. Provide specific examples of how you've handled regulatory compliance, managed risks, and resolved conflicts to demonstrate your suitability for the role.
Craft a Strong Cover Letter: Write a compelling cover letter that not only introduces yourself but also explains why you are passionate about this role at gunnercooke. Mention your understanding of their culture and how you can contribute to their compliance and risk management strategies.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any spelling or grammatical errors. A polished application reflects your attention to detail, which is crucial for a role focused on compliance and risk management.
How to prepare for a job interview at gunnercooke
✨Know Your Regulations
Familiarise yourself with the SRA Code of Conduct, Money Laundering Regulations, and other relevant legislation. Be prepared to discuss how these regulations impact the firm's operations and your approach to compliance.
✨Showcase Your Experience
Highlight your previous experience in risk and compliance within a commercial law firm. Be ready to provide specific examples of how you've successfully managed compliance issues or resolved conflicts.
✨Demonstrate Relationship-Building Skills
Emphasise your ability to build strong working relationships with colleagues and partners. Share examples of how you've fostered collaboration and communication in past roles.
✨Prepare for Scenario Questions
Anticipate scenario-based questions that may test your problem-solving skills in compliance situations. Think through potential challenges you might face in the role and how you would address them.
