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- Tasks: Join our Compliance team to ensure top-notch service and regulatory adherence.
- Company: gunnercooke is revolutionising legal services with a focus on client satisfaction and talent freedom.
- Benefits: Enjoy a supportive culture, flexible work options, and opportunities for professional growth.
- Why this job: Be part of a dynamic team driving excellence in compliance and risk management.
- Qualifications: Attention to detail, strong people skills, and good IT competency are essential.
- Other info: Submit your CV and cover letter to join our innovative firm.
The predicted salary is between 28800 - 43200 £ per year.
About the Company
gunnercooke is the blueprint for the future of legal services, a firm that is passionately, obsessively focused on brilliant service for its clients. A law firm, with a difference.
We’ve taken away lots of the constraints that prevent lawyers from giving a brilliant client service and we’ve replaced them with a model that attracts the best legal talent to join us, giving them the freedom to invest fully into their client relationships.
The Role
Reports to: Compliance Supervisor
An exciting opportunity has arisen for a role within the Compliance team providing business critical services, as well as leading on the delivery of the firm’s drive for quality and excellence.
The firm’s approach to risk, compliance and quality is critical to our continued success and growth. You will help to ensure that the firm meets its business objectives, that the Compliance team meets its internal SLA’s and help ensure that the firm continues to meet all of its regulatory and legislative requirements, ensuring that first-class compliance is embedded into the firm’s culture.
Main Responsibilities
- Responsible for file opening and ensuring that all necessary ancillary compliance checks, including conflict checks, KYC verification and AML checks, are completed in a timely manner;
- Helping to maintain the Compliance in-box, assisting the firm’s partners and support lawyers in relation to day-to-day compliance questions or queries, resolving issues or escalating such enquiries to other Compliance team members as appropriate;
- Ensuring that client files are closed and archived or otherwise sent to the firm’s off-site storage facility appropriately, as required from time to time;
- Assisting the Compliance Supervisor with reports, administrative tasks and general housekeeping;
- Assisting in the provision of induction training or other basic compliance training to partners and support lawyers as may be required from time to time;
- Assisting the Compliance Supervisor in ensuring that the Compliance team provides an effective and supportive risk management and compliance function to the firm’s partners at all times;
- Helping to embed and maintain a proactive culture of risk management across gunnercooke, helping our lawyers to deliver excellence;
- Helping to ensure compliance at all times across the firm with the SRA Code of Conduct, POCA and Money Laundering Regulations 2017 and related legislation;
- Carrying out such other responsibilities within the Compliance team as may be required from time to time.
- Adhering to and always promoting the firm’s values
The Person
Skills and Abilities
The successful candidate will have:
- Excellent attention to detail.
- A methodical and consistent approach to their work.
- Excellent people skills, consistent with the firm’s commitment to placing our supportive culture at the heart of everything we do.
- Outstanding organisational and interpersonal skills, the ability to meet deadlines and delivering exceptional service to internal clients.
- A calm, professional, welcoming approach, with the ability to work under pressure.
- Ability to plan and meet objectives.
- Be able to maintain a positive and cheerful approach to building strong working relationships with a wide variety of colleagues and partners.
- Be a good team player demonstrating loyalty and commitment to the firm and your team.
- Have good general IT competency—able to use basic MS Office to intermediate/advanced level.
To apply, please submit your CV and covering letter to vacancies@gunnercooke.com
Compliance Executive employer: gunnercooke
Contact Detail:
gunnercooke Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Executive
✨Tip Number 1
Familiarise yourself with the SRA Code of Conduct and Money Laundering Regulations. Understanding these regulations will not only help you in the interview but also demonstrate your commitment to compliance, which is crucial for the role.
✨Tip Number 2
Network with professionals in the legal compliance field. Attend relevant events or webinars where you can meet people from gunnercooke or similar firms. Building connections can give you insights into the company culture and potentially lead to referrals.
✨Tip Number 3
Prepare to discuss real-life scenarios where you've demonstrated excellent attention to detail and organisational skills. Think of specific examples that highlight your ability to manage compliance tasks effectively under pressure.
✨Tip Number 4
Showcase your interpersonal skills during the interview. Since the role involves working closely with partners and support lawyers, emphasise your ability to build strong relationships and provide exceptional service to internal clients.
We think you need these skills to ace Compliance Executive
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Compliance Executive at gunnercooke. Tailor your application to highlight how your skills and experiences align with their requirements.
Craft a Strong Covering Letter: Your covering letter should reflect your passion for compliance and your understanding of the firm's culture. Mention specific examples from your past experiences that demonstrate your attention to detail and ability to work under pressure.
Highlight Relevant Skills: In your CV, emphasise skills that are crucial for the role, such as organisational abilities, interpersonal skills, and IT competency. Use bullet points to make these stand out and ensure they relate directly to the job description.
Proofread Your Application: Before submitting, carefully proofread your CV and covering letter. Look for any spelling or grammatical errors, and ensure that your documents are formatted neatly. A polished application reflects your attention to detail, which is vital for this role.
How to prepare for a job interview at gunnercooke
✨Showcase Your Attention to Detail
As a Compliance Executive, attention to detail is crucial. Prepare examples from your past experiences where your meticulous nature helped avoid compliance issues or improved processes.
✨Demonstrate Your People Skills
The role requires excellent interpersonal skills. Be ready to discuss how you've successfully collaborated with colleagues or resolved conflicts in a professional setting, highlighting your supportive approach.
✨Prepare for Scenario-Based Questions
Expect questions that assess your ability to handle compliance-related scenarios. Think through potential challenges you might face in the role and how you would address them, showcasing your problem-solving skills.
✨Familiarise Yourself with Relevant Regulations
Make sure you understand the SRA Code of Conduct, POCA, and Money Laundering Regulations. Being knowledgeable about these regulations will demonstrate your commitment to compliance and readiness for the role.
