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- Tasks: Join us as a Compliance Analyst to tackle financial crime compliance and support our dynamic team.
- Company: Guardian Professional Corporate Services is a fast-growing FinTech leader in London, focused on career development.
- Benefits: Enjoy a collegial work environment with opportunities for growth and skill development.
- Why this job: Make an impact in the FinTech space while developing your skills in a supportive atmosphere.
- Qualifications: 2+ years in compliance, preferably in FinTech; strong AML knowledge and excellent communication skills required.
- Other info: Ideal for proactive individuals who thrive in a fast-paced, tech-driven environment.
The predicted salary is between 36000 - 60000 £ per year.
Based in City of London, Guardian Professional Corporate Services is a rapidly growing, progressive business that offers its employees career development in a fast-paced, collegial working environment. We offer Recruitment services designed to meet our clients’ individual business needs – from planning stages and all the way through to onboarding and induction. Whilst striving to deliver excellence in our working practice, we support clients in the end-to-end recruitment process.
We’re looking for a \”Compliance Analyst\” to join one of the leading FinTech companies located in London.
Key Responsibilities:
- Assist with any due diligence tasks required
- Assist with transaction monitoring, review, screening, sales queries and escalations
- Provide risk based and proportionate financial crime advice across the firm’s retail business units on all aspects of financial crime compliance, including anti-money laundering, anti-bribery, anti-facilitation of tax evasion, politically exposed persons, sanctions and adverse media and conduct areas
- Assist the MLRO and DMLRO with oversight of the firm’s financial crime and compliance program.
- Hold regular oversight meetings with the firm’s businesses to discuss issues and challenges and help the business to find proportionate and risk-based solutions.
- Help to develop financial crime and compliance policies, standards and procedures, and keep these up to date.
- Stay up to date with regulatory developments and industry trends, especially technologically driven financial crime and conduct solutions.
- Assist with the deployment of the Compliance Monitoring programme.
- Conduct risk assessments of prospective and existing customers to evaluate the financial crime and reputational risk, and produce written reports.
- Assist with the development and delivery of computer-based training modules.
- Create and deliver tailored face-to-face training to on a targeted, risk-driven basis across subjects such as anti-money laundering, customer due diligence, watchlist match resolution, suspicious activity reporting and adverse media and conduct.
- Support the DMLRO with the annual financial crime and business wide risk assessments.
- Assist the MLRO and DMLRO with other financial crime or conduct-related tasks and projects as needed.
Qualifications:
- Minimum 2 years of experience in a compliance-related role.
- Previous experience in the FinTech industry is essential
- Experience working in a Payment Service Provider (PSP) or with e-money institutions is highly desirable.
- Preferably holder of a Bachelor of Law (LLB Hons) or equivalent legal education.
- Strong knowledge of anti-money laundering (AML) regulations and financial crime compliance requirements.
- Experience with risk rating protocols and understanding of financial crime risks.
- Hands-on, self-motivated and naturally organised individual.
- Strong time management skills and the ability to meet deadlines.
- Proactive, task-driven and positive attitude.
- Excellent interpersonal, oral and written communication skills in English
- Detail-oriented and able to multi-task.
- Fully fluent with the use of Microsoft tools such as Word, Excel, PowerPoint Office 365 etc.
Compliance Analyst employer: Guardian Professional Corporate Services
Contact Detail:
Guardian Professional Corporate Services Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Analyst
✨Tip Number 1
Make sure to familiarize yourself with the latest trends in financial crime compliance, especially in the FinTech sector. This knowledge will not only help you during interviews but also demonstrate your commitment to staying updated in a rapidly evolving field.
✨Tip Number 2
Network with professionals in the compliance and FinTech industries. Attend relevant events or webinars where you can meet people who work in similar roles. Building these connections can provide valuable insights and potentially lead to referrals.
✨Tip Number 3
Prepare to discuss specific examples from your previous experience that showcase your skills in compliance, particularly in anti-money laundering and risk assessment. Being able to articulate your hands-on experience will set you apart from other candidates.
✨Tip Number 4
Demonstrate your proficiency with Microsoft Office tools by being ready to discuss how you've used them in past roles. Highlighting your ability to create reports and presentations can show your organizational skills and attention to detail.
We think you need these skills to ace Compliance Analyst
Some tips for your application 🫡
Understand the Role: Make sure to thoroughly read the job description for the Compliance Analyst position. Highlight key responsibilities and qualifications that resonate with your experience, especially in compliance and FinTech.
Tailor Your CV: Customize your CV to reflect your relevant experience in compliance roles, particularly focusing on your knowledge of anti-money laundering regulations and any experience with Payment Service Providers or e-money institutions.
Craft a Compelling Cover Letter: Write a cover letter that not only outlines your qualifications but also demonstrates your understanding of the financial crime landscape. Mention specific examples of how you've contributed to compliance efforts in previous roles.
Highlight Relevant Skills: In your application, emphasize your strong interpersonal and communication skills, as well as your proficiency with Microsoft Office tools. These are crucial for the role and should be clearly presented in your documents.
How to prepare for a job interview at Guardian Professional Corporate Services
✨Show Your Compliance Knowledge
Make sure to brush up on your knowledge of anti-money laundering regulations and financial crime compliance requirements. Be prepared to discuss specific examples from your previous experience that demonstrate your understanding of these concepts.
✨Demonstrate Your Problem-Solving Skills
The role involves assisting with risk assessments and finding solutions to compliance challenges. Prepare to share instances where you've successfully navigated complex compliance issues or developed effective policies in your past roles.
✨Highlight Your FinTech Experience
Since previous experience in the FinTech industry is essential, be ready to talk about your time in this sector. Discuss any relevant projects or tasks you undertook, especially those related to payment service providers or e-money institutions.
✨Prepare for Behavioral Questions
Expect questions that assess your interpersonal skills and ability to work in a team. Think of examples that showcase your communication skills, especially in training or oversight meetings, as these are crucial for the role.
