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- Tasks: Lead the Regulatory Compliance audit portfolio and manage a dynamic team.
- Company: Global banking client with a focus on innovation and compliance.
- Benefits: Competitive salary, flexible working arrangements, and professional development opportunities.
- Why this job: Make a significant impact in regulatory compliance within a leading investment bank.
- Qualifications: Strong background in Core Compliance and excellent communication skills required.
- Other info: Join a forward-thinking team with a focus on Agile Auditing and data analytics.
The predicted salary is between 80000 - 100000 £ per year.
I am working exclusively with a global banking client, who are looking for an Internal Audit Director to own the Regulatory Compliance portfolio, on a FTC basis. Whilst directly managing at least x2 reports, you will be tasked with delivering the regional audit plan through your team for the Core Compliance portfolio.
My client is seeking a technically strong individual, balanced with excellent communication skills to land messaging with your Executive stakeholder group. Excellent subject matter knowledge of Core Compliance, with particular focus on regulatory change, surveillance, and conduct.
Key requirements include:
- Excellent understanding of banking and financial services, financial products, their risks and processes associated.
- Strong acumen regarding auditing methods and industry practices.
- A strong understanding of CC within banking and of complex investment banking related procedures, e.g. Regulatory change, surveillance, Control Room, Advisory, Conduct.
- Experience of working in a similar function for an investment bank.
- Experience in Agile Auditing and in utilising data analytics approach and tools to execute.
Please note, my client does not believe Financial Crime experience is relevant for the role and as such, upon application, please ensure your Regulatory (Core) Compliance skillset is clear and obvious.
Internal Audit Director, Regulatory Compliance in London employer: Gresham Hunt
Contact Detail:
Gresham Hunt Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Internal Audit Director, Regulatory Compliance in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the banking and financial services sector. Let them know you're on the lookout for an Internal Audit Director role. You never know who might have the inside scoop on opportunities or can put in a good word for you.
✨Tip Number 2
Prepare for those interviews by brushing up on your knowledge of regulatory compliance and auditing methods. We recommend creating a cheat sheet of key topics and recent changes in regulations that could come up during discussions. This will show your expertise and keep you confident!
✨Tip Number 3
Don’t underestimate the power of follow-ups! After interviews, send a quick thank-you email to express your appreciation. It’s a great way to reinforce your interest in the role and keep you top of mind for the hiring team.
✨Tip Number 4
Apply through our website! We’ve got loads of resources to help you stand out. Plus, it shows you’re serious about landing that Internal Audit Director position. Make sure your Regulatory Compliance skills shine through in your application!
We think you need these skills to ace Internal Audit Director, Regulatory Compliance in London
Some tips for your application 🫡
Showcase Your Regulatory Compliance Skills: Make sure your application highlights your expertise in Core Compliance. We want to see your experience with regulatory change, surveillance, and conduct clearly laid out. Don’t leave us guessing!
Communicate Clearly: Since excellent communication skills are key for this role, ensure your written application is clear and concise. Use straightforward language to convey your experience and how it aligns with the needs of the Executive stakeholder group.
Tailor Your Experience: When detailing your past roles, focus on your auditing methods and industry practices relevant to banking and financial services. We’re looking for a strong understanding of complex investment banking procedures, so make that shine through!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss any important updates from us during the process.
How to prepare for a job interview at Gresham Hunt
✨Know Your Regulatory Compliance Inside Out
Make sure you brush up on your knowledge of Core Compliance, especially around regulatory change and conduct. Be prepared to discuss specific examples from your past experience that demonstrate your understanding of these areas, as well as how you've navigated complex investment banking procedures.
✨Showcase Your Leadership Skills
Since you'll be managing a team, it's crucial to highlight your leadership style and how you motivate your reports. Think of instances where you've successfully led a team through challenges in auditing or compliance, and be ready to share those stories during the interview.
✨Communicate Effectively with Executives
Given the need to engage with executive stakeholders, practice articulating your thoughts clearly and concisely. Prepare to explain complex compliance issues in simple terms, demonstrating your ability to bridge the gap between technical details and strategic insights.
✨Familiarise Yourself with Agile Auditing and Data Analytics
Since the role requires an understanding of Agile Auditing and data analytics tools, make sure you can discuss how you've applied these methodologies in your previous roles. Bring examples of how data-driven insights have influenced your audit strategies or improved compliance outcomes.