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- Tasks: Lead the Regulatory Compliance audit portfolio and manage a dynamic team.
- Company: Global banking client with a focus on innovation and compliance.
- Benefits: Competitive salary, flexible working arrangements, and professional development opportunities.
- Why this job: Make a significant impact in regulatory compliance within a prestigious banking environment.
- Qualifications: Strong background in Core Compliance and excellent communication skills required.
- Other info: Opportunity to work in a fast-paced, collaborative environment with career advancement potential.
The predicted salary is between 80000 - 100000 £ per year.
I am working exclusively with a global banking client, who are looking for an Internal Audit Director to own the Regulatory Compliance portfolio, on a FTC basis. Whilst directly managing at least x2 reports, you will be tasked with delivering the regional audit plan through your team for the Core Compliance portfolio.
My client is seeking a technically strong individual, but that will need to be balanced with excellent communication skills to land messaging with your Executive stakeholder group.
Experience sought includes:
- Excellent subject matter of Core Compliance, with particular focus on regulatory change, surveillance, and conduct.
- Excellent understanding of banking and financial services, financial products, their risks and processes associated.
- Strong acumen regarding auditing methods and industry practices.
- A strong understanding of CC within banking and of complex investment banking related procedures, e.g. Regulatory change, surveillance, Control Room, Advisory, Conduct.
- Experience of working in a similar function for an investment bank.
- Experience in Agile Auditing and in utilising data analytics approach and tools to execute full.
Please note, my client does not believe Financial Crime experience is relevant for the role and as such, upon application, please ensure your Regulatory (Core) Compliance skillset is clear and obvious.
Internal Audit Director, Regulatory Compliance employer: Gresham Hunt
Contact Detail:
Gresham Hunt Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Internal Audit Director, Regulatory Compliance
✨Tip Number 1
Network like a pro! Reach out to your connections in the banking and financial services sector. Let them know you're on the lookout for an Internal Audit Director role. You never know who might have the inside scoop on opportunities or can put in a good word for you.
✨Tip Number 2
Prepare for those interviews by brushing up on your knowledge of regulatory compliance and auditing methods. Be ready to discuss your experience with Agile Auditing and data analytics. Show them you’re not just technically strong, but also a great communicator who can engage with executive stakeholders.
✨Tip Number 3
Don’t forget to tailor your approach! When you apply through our website, make sure your Regulatory Compliance skills are front and centre. Highlight your experience with regulatory change and surveillance to catch the eye of hiring managers.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way. Reiterate your interest in the role and mention something specific from the conversation that excited you. It shows you’re engaged and keen on the opportunity!
We think you need these skills to ace Internal Audit Director, Regulatory Compliance
Some tips for your application 🫡
Showcase Your Expertise: Make sure to highlight your strong understanding of Core Compliance and regulatory change in your application. We want to see your experience shine through, especially in areas like surveillance and conduct.
Communicate Clearly: Since excellent communication skills are key for this role, ensure your written application is clear and concise. Use straightforward language to convey your ideas, making it easy for us to understand your messaging.
Tailor Your Application: Don’t just send a generic application! Tailor your CV and cover letter to reflect the specific requirements mentioned in the job description. We love seeing candidates who take the time to align their skills with what we’re looking for.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates during the process!
How to prepare for a job interview at Gresham Hunt
✨Know Your Regulatory Compliance Inside Out
Make sure you brush up on your knowledge of Core Compliance, especially around regulatory change and conduct. Be prepared to discuss specific examples from your past experience that demonstrate your expertise in these areas.
✨Showcase Your Auditing Skills
Highlight your understanding of auditing methods and industry practices. Bring along examples of how you've successfully executed audits in the past, particularly in investment banking, to show you can deliver the regional audit plan effectively.
✨Communicate Like a Pro
Since you'll be dealing with Executive stakeholders, practice articulating complex ideas clearly and concisely. Use real-life scenarios to illustrate your points, ensuring you convey your messages effectively without jargon.
✨Emphasise Your Agile and Data Analytics Experience
Be ready to discuss your experience with Agile Auditing and how you've used data analytics tools in your previous roles. This will show that you're not just technically strong but also adaptable and forward-thinking in your approach.