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For Companies At a Glance
- Tasks: Join us as a Financial Crime Compliance Officer, managing compliance frameworks and investigating suspicious activities.
- Company: SEI Investment is a global leader in investment management, dedicated to ethics and high performance.
- Benefits: Enjoy a supportive work environment with opportunities for professional development and training.
- Why this job: Make a real impact by fostering a culture of compliance and enhancing client experiences.
- Qualifications: 4-5 years in financial crime compliance, strong analytical skills, and a collaborative mindset required.
- Other info: Ideal for those passionate about financial integrity and looking to grow in a dynamic setting.
The predicted salary is between 36000 - 60000 £ per year.
Job Description
Financial Crime Compliance Officer
We are seeking an experienced Financial Crime Compliance Officer to join a world leading investment company in London. The ideal candidate will have a deep understanding of Anti-Money Laundering (AML), Counter-Terrorist Financing (CTF), sanctions, and fraud, along with extensive experience across both 1st and 2nd Line of Defence (LOD) roles.
As part of this dynamic team, you will play a critical role in ensuring the firm's compliance with relevant financial crime regulations, safeguarding the institution from risk, and contributing to the development of best practices in financial crime prevention.
The role will report directly into the MLRO.
What we need:
The Financial Crime Compliance Officer will be responsible for assisting the MLRO to implement, manage and co-ordinate an effective Financial Crime Compliance (FCC) framework.
• Assist in the drafting, coordinating, monitoring and maintenance of FCC policies and procedure
• Provide subject matter expertise on financial crime compliance issues on day-to-day activities • Work closely with key stakeholders to ensure compliance risks are understood, managed, and mitigated across all business units
• Review and investigate of internal suspicious activity reports and fraud activities
• Provide Anti-Money Laundering oversight of products and processes through monitoring and periodic reviews to ensure compliance with regulatory requirements
• Overseeing first line of defence activities
• Prove training and guidance to the first line of defence on financial crime risks and control requirements
• Preparation of management information, board reports, and other senior management reporting
• Maintain a strong understanding of the Firm’s business model and strategy
• Assist in identifying and tracking new and updated requirements relating to financial crime, engaging collaboratively with the business in developing, implementing, and monitoring new procedures
• Identify training needs; delivering FCC training to employees
• Help identify opportunities for streamlining processes and implement efficiencies that will lead to enhanced client experience
• Foster a strong culture of compliance by promoting awareness and understanding of financial crime issues at all levels of the Firm.
What we would like:
• Experience of working in a second line of defence financial crime function (4 -5 years), preferably within Private Banking or Asset Management
• Strong knowledge of financial crime legislation and regulation (ideally ICA Diploma or ACAMS qualified)
• Proven experience in an assurance, compliance monitoring, providing assurance over financial crime risk management
• Previous experience in undertaking customer screening, transaction monitoring, suspicious activity reporting and complex fraud investigations
• Excellent analytical, research and critical thinking skills, with an ability to make informed judgements • Logical thinker with an attention to detail
• Strong verbal and written communication skills
• A collaborative team player, approachable, self-efficient and influences a positive work environment
• Capable of prioritizing and multi-tasking in a dynamic, fast paced environment
• High degree of personal and professional integrity
Financial Crime Compliance Officer employer: Gresham Hunt
Contact Detail:
Gresham Hunt Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Financial Crime Compliance Officer
✨Tip Number 1
Make sure to familiarize yourself with the latest financial crime legislation and regulations. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in this critical field.
✨Tip Number 2
Network with professionals in the financial crime compliance sector, especially those who have experience in private banking or asset management. Engaging with industry experts can provide valuable insights and potentially lead to referrals.
✨Tip Number 3
Prepare to discuss specific examples of how you've managed compliance risks in previous roles. Highlighting your hands-on experience with suspicious activity reporting and fraud investigations will set you apart from other candidates.
✨Tip Number 4
Showcase your analytical and critical thinking skills during the interview process. Be ready to solve hypothetical scenarios related to financial crime compliance, as this will demonstrate your problem-solving abilities and attention to detail.
We think you need these skills to ace Financial Crime Compliance Officer
Some tips for your application 🫡
Understand the Role: Make sure to thoroughly read the job description for the Financial Crime Compliance Officer position. Highlight key responsibilities and required skills, and think about how your experience aligns with these.
Tailor Your CV: Customize your CV to reflect relevant experience in financial crime compliance, particularly in private banking or asset management. Use specific examples that demonstrate your expertise in compliance monitoring and risk management.
Craft a Compelling Cover Letter: Write a cover letter that not only outlines your qualifications but also shows your understanding of SEI's commitment to high standards of workplace conduct and business ethics. Mention how you can contribute to fostering a strong culture of compliance.
Highlight Relevant Qualifications: If you have qualifications like the ICA Diploma or ACAMS certification, make sure to prominently feature these in your application. Discuss how these credentials enhance your ability to manage financial crime compliance effectively.
How to prepare for a job interview at Gresham Hunt
✨Understand Financial Crime Compliance
Make sure you have a solid grasp of financial crime legislation and regulations. Be prepared to discuss your experience in compliance monitoring and assurance, as well as any relevant qualifications like the ICA Diploma or ACAMS.
✨Showcase Your Analytical Skills
Highlight your analytical and critical thinking abilities during the interview. Prepare examples of how you've successfully investigated suspicious activity reports or managed compliance risks in previous roles.
✨Demonstrate Team Collaboration
Since this role requires working closely with various stakeholders, be ready to share instances where you've collaborated effectively in a team setting. Emphasize your approachability and ability to foster a positive work environment.
✨Prepare for Scenario-Based Questions
Expect scenario-based questions that assess your problem-solving skills in real-world situations. Think about how you would handle specific compliance challenges or streamline processes to enhance client experience.
