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For Companies At a Glance
- Tasks: Conduct technical analysis and produce compliant financial reports for clients.
- Company: Respected Independent Financial Advisory firm in Central London.
- Benefits: Competitive salary, stable fixed-term contract, and professional development opportunities.
- Why this job: Dive into complex financial work without the pressure of an advisory role.
- Qualifications: 2-3+ years in financial planning, Diploma qualified, strong attention to detail.
- Other info: Collaborative team environment with ongoing support and mentorship.
The predicted salary is between 45000 - 55000 £ per year.
Salary: £45,000 – £55,000 per annum (dependent on experience)
Contract: 12-month Fixed Term Contract
Location: Central London
Sector: Financial Services / Independent Financial Advice
About the Role
We are recruiting on behalf of our client, a well-established Independent Financial Advisory firm based in Central London, for a Finance Executive to join their technical and client support function on a 12-month fixed term contract. This role sits firmly within technical support and report writing, working closely with Consultants and Directors to support the delivery of high-quality, compliant financial planning advice. It is not an advisory role and would suit someone who enjoys technical analysis, research, and producing suitability documentation rather than progressing into an adviser position.
Key Responsibilities
- Research and technical assessment of cases submitted by Consultants
- Drafting accurate, compliant suitability letters and reports in line with internal procedures and FCA requirements
- Acting as the primary author of suitability documentation, subject to peer review
- Analysing client data and meeting notes to support recommendations
- Supporting Consultants with client queries and technical problem-solving
- Liaising with Compliance on technical or regulatory matters
- Managing complex cases and ensuring high standards of accuracy and detail
- Maintaining full and accurate records of all client and third-party communications
- Ensuring all client files remain compliant on an ongoing basis
- Keeping up to date with legislative and regulatory changes, including Consumer Duty
- Adhering to AML, Data Protection, and internal compliance procedures at all times
- Ensuring client outcomes are fair, transparent, and in line with best practice
- Supporting and mentoring more junior team members where appropriate
About You
This role will suit someone who:
- Has 2–3+ years’ experience within an IFA or financial planning environment
- Is Diploma qualified in Regulated Financial Planning (minimum)
- Has strong pensions knowledge, with broader technical exposure desirable
- Has experience producing bespoke suitability reports
- Demonstrates strong technical understanding and attention to detail
- Is comfortable working in a technical, behind-the-scenes role
- Is not currently an Adviser and does not wish to progress into an advisory role
- Is eager to continue developing technical expertise at a steady pace
- Understands compliance obligations and FCA regulatory standards
- Works well as part of a collaborative team and supports high-quality output
Why Apply?
- Join a respected financial services business in a central London location
- Gain exposure to complex, high-quality technical work
- Competitive salary (£45,000–£55,000 DOE)
- Fixed-term opportunity ideal for candidates seeking stability and development without adviser pressure
- Rolling recruitment process with interviews taking place as applications are received
Click apply below to be considered.
Finance Executive (12-Month Fixed Term Contract) employer: GORDON YATES
Contact Detail:
GORDON YATES Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Finance Executive (12-Month Fixed Term Contract)
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector, especially those who work in advisory firms. A friendly chat can lead to insider info about job openings that might not even be advertised yet.
✨Tip Number 2
Prepare for interviews by brushing up on your technical knowledge. Since this role is all about compliance and technical support, make sure you can discuss relevant regulations and demonstrate your analytical skills confidently.
✨Tip Number 3
Showcase your attention to detail! During interviews, be ready to share examples of how you've maintained accuracy in your previous roles. This will highlight your fit for the Finance Executive position perfectly.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take the initiative to engage directly with us.
We think you need these skills to ace Finance Executive (12-Month Fixed Term Contract)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV reflects the skills and experience mentioned in the job description. Highlight your technical analysis and report writing abilities, as these are key for the Finance Executive role.
Craft a Compelling Cover Letter: Use your cover letter to tell us why you're the perfect fit for this position. Share specific examples of your experience in financial planning and how you’ve successfully supported consultants in the past.
Showcase Your Compliance Knowledge: Since compliance is crucial in this role, make sure to mention your understanding of FCA regulations and any relevant experience you have with compliance procedures. This will show us that you’re serious about maintaining high standards.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates during the recruitment process.
How to prepare for a job interview at GORDON YATES
✨Know Your Technical Stuff
Make sure you brush up on your technical knowledge, especially around pensions and compliance. Be ready to discuss how you've applied this knowledge in previous roles, as the interviewers will want to see your understanding of the financial planning landscape.
✨Showcase Your Report Writing Skills
Since this role involves drafting suitability letters and reports, prepare examples of your past work. Bring along samples that demonstrate your attention to detail and compliance with FCA requirements, as this will highlight your fit for the position.
✨Prepare for Scenario Questions
Expect questions that assess your problem-solving skills and ability to handle complex cases. Think of specific situations where you successfully managed client queries or technical issues, and be ready to explain your thought process and outcomes.
✨Emphasise Team Collaboration
This role is all about working closely with Consultants and Directors, so be prepared to discuss how you’ve collaborated in the past. Share examples of how you’ve supported team members or mentored juniors, as this will show you’re a team player who values high-quality output.
