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For Companies At a Glance
- Tasks: Conduct technical analysis and produce compliant financial reports.
- Company: Respected Independent Financial Advisory firm in Central London.
- Benefits: Competitive salary, stable fixed-term contract, and professional development opportunities.
- Why this job: Dive into complex financial work without the pressure of an advisory role.
- Qualifications: 2-3+ years in financial planning and Diploma in Regulated Financial Planning.
- Other info: Collaborative team environment with ongoing learning and growth.
The predicted salary is between 45000 - 55000 £ per year.
Salary: £45,000 – £55,000 per annum (dependent on experience)
Contract: 12-month Fixed Term Contract
Location: Central London
Sector: Financial Services / Independent Financial Advice
About the Role
We are recruiting on behalf of our client, a well-established Independent Financial Advisory firm based in Central London, for a Finance Executive to join their technical and client support function on a 12-month fixed term contract.
This role sits firmly within technical support and report writing, working closely with Consultants and Directors to support the delivery of high-quality, compliant financial planning advice. It is not an advisory role and would suit someone who enjoys technical analysis, research, and producing suitability documentation rather than progressing into an adviser position.
Key Responsibilities
- Research and technical assessment of cases submitted by Consultants
- Drafting accurate, compliant suitability letters and reports in line with internal procedures and FCA requirements
- Acting as the primary author of suitability documentation, subject to peer review
- Analysing client data and meeting notes to support recommendations
- Supporting Consultants with client queries and technical problem-solving
- Liaising with Compliance on technical or regulatory matters
- Managing complex cases and ensuring high standards of accuracy and detail
- Maintaining full and accurate records of all client and third-party communications
- Ensuring all client files remain compliant on an ongoing basis
- Keeping up to date with legislative and regulatory changes, including Consumer Duty
- Adhering to AML, Data Protection, and internal compliance procedures at all times
- Ensuring client outcomes are fair, transparent, and in line with best practice
- Supporting and mentoring more junior team members where appropriate
About You
This role will suit someone who:
- Has 2–3+ years’ experience within an IFA or financial planning environment
- Is Diploma qualified in Regulated Financial Planning (minimum)
- Has strong pensions knowledge, with broader technical exposure desirable
- Has experience producing bespoke suitability reports
- Demonstrates strong technical understanding and attention to detail
- Is comfortable working in a technical, behind-the-scenes role
- Is not currently an Adviser and does not wish to progress into an advisory role
- Is eager to continue developing technical expertise at a steady pace
- Understands compliance obligations and FCA regulatory standards
- Works well as part of a collaborative team and supports high-quality output
Why Apply?
- Join a respected financial services business in a central London location
- Gain exposure to complex, high-quality technical work
- Competitive salary (£45,000–£55,000 DOE)
- Fixed-term opportunity ideal for candidates seeking stability and development without adviser pressure
- Rolling recruitment process with interviews taking place as applications are received
Finance Executive (12-Month Fixed Term Contract) in London employer: Gordon Yates Recruitment Consultancy
Contact Detail:
Gordon Yates Recruitment Consultancy Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Finance Executive (12-Month Fixed Term Contract) in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector, especially those who work at firms you're interested in. A friendly chat can sometimes lead to job opportunities that aren't even advertised.
✨Tip Number 2
Prepare for interviews by practising common questions related to technical analysis and compliance. We recommend doing mock interviews with friends or using online platforms to get comfortable with articulating your experience and skills.
✨Tip Number 3
Showcase your expertise! Bring along examples of your previous suitability reports or technical assessments to interviews. This not only demonstrates your skills but also gives you a chance to discuss your thought process and attention to detail.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who are proactive about their job search!
We think you need these skills to ace Finance Executive (12-Month Fixed Term Contract) in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Finance Executive role. Highlight your experience in technical analysis and report writing, as well as any relevant qualifications. We want to see how your background aligns with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about this role and how your skills can contribute to our team. Keep it concise but engaging – we love a good story!
Showcase Your Attention to Detail: Since this role involves drafting compliant suitability letters and reports, it's crucial to demonstrate your attention to detail. Make sure there are no typos or errors in your application – we’re all about high standards here at StudySmarter!
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of applications and ensures you don’t miss out on any important updates. Plus, it’s super easy!
How to prepare for a job interview at Gordon Yates Recruitment Consultancy
✨Know Your Technical Stuff
Make sure you brush up on your technical knowledge related to financial planning and compliance. Familiarise yourself with the latest FCA regulations and Consumer Duty principles, as these will likely come up during the interview.
✨Showcase Your Report Writing Skills
Since the role involves drafting suitability letters and reports, be prepared to discuss your experience in this area. Bring examples of past reports you've worked on, and be ready to explain your approach to ensuring accuracy and compliance.
✨Demonstrate Team Collaboration
This position requires working closely with Consultants and Directors, so highlight your ability to collaborate effectively. Share examples of how you've supported team members in the past, especially in technical problem-solving or client queries.
✨Ask Insightful Questions
Prepare thoughtful questions about the company’s approach to compliance and technical support. This shows your genuine interest in the role and helps you understand how you can contribute to their high standards of service.
