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For Companies At a Glance
- Tasks: Conduct technical analysis and produce compliant financial reports for clients.
- Company: Respected Independent Financial Advisory firm in Central London.
- Benefits: Competitive salary, stable fixed-term contract, and professional development opportunities.
- Why this job: Gain valuable experience in a supportive environment without the pressure of advisory roles.
- Qualifications: 2-3+ years in financial planning, Diploma qualified, strong attention to detail.
- Other info: Collaborative team culture with opportunities for mentoring junior members.
The predicted salary is between 45000 - 55000 £ per year.
Salary: £45,000 – £55,000 per annum (dependent on experience)
Contract: 12-month Fixed Term Contract
Location: Central London
Sector: Financial Services / Independent Financial Advice
About the Role
We are recruiting on behalf of our client, a well-established Independent Financial Advisory firm based in Central London, for a Finance Executive to join their technical and client support function on a 12-month fixed term contract. This role sits firmly within technical support and report writing, working closely with Consultants and Directors to support the delivery of high-quality, compliant financial planning advice. It is not an advisory role and would suit someone who enjoys technical analysis, research, and producing suitability documentation rather than progressing into an adviser position.
Key Responsibilities
- Research and technical assessment of cases submitted by Consultants
- Drafting accurate, compliant suitability letters and reports in line with internal procedures and FCA requirements
- Acting as the primary author of suitability documentation, subject to peer review
- Analysing client data and meeting notes to support recommendations
- Supporting Consultants with client queries and technical problem-solving
- Liaising with Compliance on technical or regulatory matters
- Managing complex cases and ensuring high standards of accuracy and detail
- Maintaining full and accurate records of all client and third-party communications
- Ensuring all client files remain compliant on an ongoing basis
- Keeping up to date with legislative and regulatory changes, including Consumer Duty
- Adhering to AML, Data Protection, and internal compliance procedures at all times
- Ensuring client outcomes are fair, transparent, and in line with best practice
- Supporting and mentoring more junior team members where appropriate
About You
This role will suit someone who:
- Has 2–3+ years' experience within an IFA or financial planning environment
- Is Diploma qualified in Regulated Financial Planning (minimum)
- Has strong pensions knowledge, with broader technical exposure desirable
- Has experience producing bespoke suitability reports
- Demonstrates strong technical understanding and attention to detail
- Is comfortable working in a technical, behind-the-scenes role
- Is not currently an Adviser and does not wish to progress into an advisory role
- Is eager to continue developing technical expertise at a steady pace
- Understands compliance obligations and FCA regulatory standards
- Works well as part of a collaborative team and supports high-quality output
Why Apply?
- Join a respected financial services business in a central London location
- Gain exposure to complex, high-quality technical work
- Competitive salary (£45,000–£55,000 DOE)
- Fixed-term opportunity ideal for candidates seeking stability and development without adviser pressure
- Rolling recruitment process with interviews taking place as applications are received
Click apply below to be considered.
Finance Executive (12-Month Fixed Term Contract) employer: Gordon Yates Ltd
Contact Detail:
Gordon Yates Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Finance Executive (12-Month Fixed Term Contract)
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector, especially those who work in advisory firms. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on your technical knowledge and compliance regulations. We recommend practising common interview questions related to suitability reports and client data analysis to show you’re the right fit for the role.
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation. It keeps you fresh in their minds and shows your enthusiasm for the position.
✨Tip Number 4
Apply through our website for the best chance at landing that Finance Executive role. We’re always on the lookout for talent, and applying directly can help us see your application sooner!
We think you need these skills to ace Finance Executive (12-Month Fixed Term Contract)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV reflects the skills and experience mentioned in the job description. Highlight your technical analysis and report writing abilities, as these are key for the Finance Executive role.
Craft a Compelling Cover Letter: Use your cover letter to tell us why you're the perfect fit for this position. Mention your experience in financial planning and your passion for compliance and technical support to grab our attention.
Showcase Your Attention to Detail: Since accuracy is crucial in this role, provide examples in your application that demonstrate your meticulous nature. Whether it’s through past work or projects, let us see how you ensure high standards.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way to ensure your application gets into the right hands and shows us you’re serious about joining our team!
How to prepare for a job interview at Gordon Yates Ltd
✨Know Your Technical Stuff
Make sure you brush up on your technical knowledge, especially around pensions and compliance. The role is all about supporting Consultants with accurate assessments and reports, so being able to discuss your experience in these areas confidently will really help you stand out.
✨Showcase Your Attention to Detail
Since the job involves drafting suitability letters and ensuring compliance, it’s crucial to demonstrate your attention to detail. Bring examples of past work where accuracy was key, and be ready to explain how you ensure high standards in your documentation.
✨Prepare for Scenario Questions
Expect questions that assess your problem-solving skills and ability to handle complex cases. Think of specific scenarios from your previous roles where you successfully navigated challenges or provided support to colleagues, and be prepared to discuss them in detail.
✨Emphasise Team Collaboration
This role requires working closely with a team, so highlight your collaborative experiences. Share examples of how you've supported others in your previous positions, and express your enthusiasm for mentoring junior team members, as this aligns well with the company culture.
