Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Provide compliance advice, manage projects, and conduct trading surveillance in a dynamic environment.
- Company: Join Goldman Sachs, a leading global investment banking firm with a commitment to diversity.
- Benefits: Competitive salary, professional growth opportunities, and a supportive work culture.
- Why this job: Make an impact in private wealth management while working with top professionals in the industry.
- Qualifications: 5+ years in compliance or financial services, strong analytical skills, and team player mentality.
- Other info: Exciting career development opportunities in a fast-paced, collaborative setting.
The predicted salary is between 43200 - 72000 ÂŁ per year.
The Compliance role is based in London and focuses on capital markets, equity structuring, and managed strategies (including derivatives, structured products, new issue securities, centrally managed strategies).
Responsibilities include providing productârelated compliance advice, project management, updating policies, monitoring, thematic compliance reviews, product/trade approvals, and postâtrade surveillance.
Functional Responsibilities- Provide advice to the business on live queries and/or transactions
- Conduct trading and suitability surveillance
- Provide compliance input in product design and approvals
- Develop and implement complianceârelated policies and procedures
- Review and signâoff marketing materials prepared for distribution to clients / prospects
- Manage complianceâled projects and represent PWM Divisional Compliance on firmâwide and crossâregional projects and working groups
- Conduct impact analysis and implementation of regulatory changes affecting the PWM business
- Develop and deliver training for business personnel
- Represent compliance in divisional committees, such as the Order Execution Review Committee
- Conduct programmatic reviews such as thematic reviews for best execution monitoring and other ad hoc compliance forensics
- University degree and/or professional compliance / financial services qualification
- 5+ years of compliance or other relevant financial services experience (private wealth management / retail client experience preferred)
- Strong product knowledge and trading strategies used by PWM (e.g., structured products, OTC derivatives)
- Detailed knowledge of the local regulatory environment
- Knowledge of other European or international regulatory regimes is an advantage
- Experience conducting trade surveillance or equivalent monitoring activity
- Strong interpersonal and effective written/oral communication skills
- Strong analytical and problemâsolving skills with the ability to exercise sound and balanced judgment
- Attention to detail
- Ability to handle multiple tasks and work under pressure
- Team player
- Good proficiency in Microsoft Excel, PowerPoint and Word
Private Wealth Management Compliance Officer - Market Solutions Group - Vice President - London employer: Goldman Sachs
Contact Detail:
Goldman Sachs Recruiting Team
StudySmarter Expert Advice đ¤Ť
We think this is how you could land Private Wealth Management Compliance Officer - Market Solutions Group - Vice President - London
â¨Tip Number 1
Network like a pro! Reach out to your connections in the finance and compliance sectors. Attend industry events or webinars to meet potential employers and get your name out there. Remember, itâs all about who you know!
â¨Tip Number 2
Prepare for interviews by researching Goldman Sachs and their compliance practices. Be ready to discuss how your experience aligns with their needs, especially in capital markets and trading strategies. Show them youâre not just another candidate!
â¨Tip Number 3
Practice your responses to common interview questions, but keep it natural. Use the STAR method (Situation, Task, Action, Result) to structure your answers, especially when discussing your compliance experience. We want to see your problem-solving skills in action!
â¨Tip Number 4
Donât forget to follow up after your interview! A quick thank-you email can go a long way in keeping you top of mind. And remember, apply through our website for the best chance at landing that Private Wealth Management Compliance Officer role!
We think you need these skills to ace Private Wealth Management Compliance Officer - Market Solutions Group - Vice President - London
Some tips for your application đŤĄ
Tailor Your CV: Make sure your CV is tailored to the Private Wealth Management Compliance Officer role. Highlight your relevant experience in compliance, especially in capital markets and trading strategies. We want to see how your skills align with what we do!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background makes you a great fit for our team. Keep it concise but impactful â we love a good story!
Showcase Your Skills: Donât forget to highlight your analytical and problem-solving skills in your application. Weâre looking for someone who can handle multiple tasks under pressure, so give us examples of how you've done this in the past.
Apply Through Our Website: We encourage you to apply through our website for the best chance of getting noticed. Itâs straightforward and ensures your application goes directly to us. Plus, we love seeing candidates who take that extra step!
How to prepare for a job interview at Goldman Sachs
â¨Know Your Compliance Stuff
Make sure you brush up on your knowledge of compliance regulations, especially those relevant to private wealth management. Be ready to discuss how you've navigated complex regulatory environments in the past.
â¨Showcase Your Analytical Skills
Prepare examples that highlight your analytical and problem-solving abilities. Think of situations where you had to exercise sound judgment under pressure, as this role demands a keen eye for detail and the ability to manage multiple tasks.
â¨Communicate Effectively
Since strong communication skills are crucial, practice articulating your thoughts clearly and concisely. You might be asked to explain compliance concepts or provide advice on trading strategies, so being able to convey complex information simply is key.
â¨Demonstrate Team Spirit
This role requires collaboration with various teams, so be prepared to discuss your experience working in a team environment. Share examples of how you've contributed to group projects or initiatives, particularly in compliance-led settings.
