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- Tasks: Provide compliance oversight and advice on M&A transactions in a dynamic investment banking environment.
- Company: Join Goldman Sachs, a leading global investment banking firm with a commitment to diversity.
- Benefits: Enjoy professional development, wellness programs, and a supportive work culture.
- Why this job: Make a real impact in the fast-paced world of investment banking compliance.
- Qualifications: 5+ years in compliance or finance, with strong analytical and communication skills.
- Other info: Collaborative team environment with opportunities for personal and professional growth.
The predicted salary is between 43200 - 72000 £ per year.
Global Banking & Markets Private Compliance supports the Investment Banking business by providing advice and guidance on regulatory, legal and compliance matters. Investment Banking (“IB”) includes M&A, financial advisory and financing transactions, including equity and debt capital markets, structured finance, credit finance and corporate derivatives. We currently have an opportunity available for a Vice President in London, to cover the IB M&A Advisory business in EMEA.
RESPONSIBILITIES
- Providing advice and compliance oversight to IB personnel on transactions, new business initiatives and significant business changes affecting the firm, as well as compliance, regulatory and reputational issues.
- Developing and implementing policies, procedures, and best practice standards within IB.
- Keeping up to date with relevant regulatory/rule changes.
- Creating and implementing new controls and surveillances to mitigate risks to the firm by analysing the transactional processes used in IB, as well as the activities and actions of individual bankers.
- Assisting other compliance teams in monitoring IB activities to help ensure adherence to applicable laws, regulations and firm policies and procedures, including developing and executing surveillance and other forensic compliance programs.
- Creating and implementing live and online compliance training programs to educate bankers on applicable compliance requirements, legal issues, and regulatory changes.
- Assisting in responding to regulatory inquiries and investigations.
SKILLS / EXPERIENCE
- Bachelor’s degree with 5+ years of relevant experience, including in compliance, legal, accounting or business (other finance, regulatory or legal roles) or similar relevant experience in the financial sector.
- Understanding of MiFID II and MAR, including practical experience of their applicability to investment banking transactions and practices.
- Demonstrated interest in financial markets and investment banking.
- A highly motivated self-starter, who learns quickly and works well under pressure.
- A critical thinker with strong analytical, problem solving and organizational skills.
- Able to effectively summarize, communicate and defend positions.
- A proactive team player, who enjoys working collaboratively across teams and disciplines.
- Possess effective interpersonal and communication skills; the candidate should be outgoing, communicative, persuasive, and courteous.
ABOUT GOLDMAN SACHS
At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world. We believe who you are makes you better at what you do. We’re committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at /careers. We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process.
Compliance, Global Banking & Markets Private Compliance, M&A Advisory, Vice President/Associate, London employer: Goldman Sachs
Contact Detail:
Goldman Sachs Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance, Global Banking & Markets Private Compliance, M&A Advisory, Vice President/Associate, London
✨Tip Number 1
Network like a pro! Reach out to folks in the industry, attend events, and connect on LinkedIn. The more people you know, the better your chances of landing that Vice President role.
✨Tip Number 2
Prepare for interviews by brushing up on compliance regulations like MiFID II and MAR. Show them you know your stuff and can apply it to real-world scenarios in investment banking.
✨Tip Number 3
Don’t just wait for job openings; be proactive! Apply through our website and express your interest in the M&A Advisory business. Sometimes, showing enthusiasm can set you apart from the crowd.
✨Tip Number 4
Practice your communication skills. You’ll need to summarise complex ideas clearly and persuasively. Get a friend to do mock interviews with you to build confidence and polish your delivery.
We think you need these skills to ace Compliance, Global Banking & Markets Private Compliance, M&A Advisory, Vice President/Associate, London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the role. Highlight your experience in compliance, especially in investment banking. We want to see how your skills align with the responsibilities listed in the job description.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance in investment banking and how your background makes you a great fit for the team. Keep it concise but impactful!
Showcase Relevant Experience: When detailing your experience, focus on specific projects or roles that relate to M&A advisory and compliance. We love seeing concrete examples of how you've navigated regulatory challenges or implemented best practices.
Apply Through Our Website: Don’t forget to apply through our website! It’s the best way to ensure your application gets into the right hands. Plus, it shows us you’re serious about joining our team at Goldman Sachs.
How to prepare for a job interview at Goldman Sachs
✨Know Your Regulations
Make sure you brush up on MiFID II and MAR before your interview. Understanding how these regulations apply to investment banking transactions will show that you're not just familiar with compliance, but that you can actively contribute to the team.
✨Showcase Your Analytical Skills
Prepare examples of how you've used your analytical skills in past roles. Be ready to discuss specific situations where you identified compliance issues or developed new controls. This will demonstrate your critical thinking and problem-solving abilities.
✨Be a Team Player
Highlight your experience working collaboratively across teams. Share stories that illustrate your ability to communicate effectively and work well under pressure. This is key in a role that requires close cooperation with various departments.
✨Stay Updated on Industry Changes
Keep yourself informed about recent regulatory changes and industry trends. Being able to discuss current events in the financial sector during your interview will show your genuine interest and commitment to the field.
