At a Glance
- Tasks: Join a dynamic team to manage regulatory reporting and enhance compliance across financial markets.
- Company: Goldman Sachs is a leading global investment banking and securities firm with a commitment to diversity.
- Benefits: Enjoy professional growth opportunities, wellness programs, and a supportive work environment.
- Other info: Flexible working environment with opportunities for personal and professional development.
- Why this job: Make a real impact in regulatory operations while collaborating with diverse stakeholders.
- Qualifications: Bachelor’s degree in finance or related field; strong analytical and communication skills required.
The predicted salary is between 44000 - 66000 £ per year.
Global Banking & Markets, Operations, Regulatory Reporting - Trade Level, Associate, London
Join to apply for the Global Banking & Markets, Operations, Regulatory Reporting - Trade Level, Associate, London role at Goldman Sachs
Global Banking & Markets, Operations, Regulatory Reporting - Trade Level, Associate, London
Join to apply for the Global Banking & Markets, Operations, Regulatory Reporting - Trade Level, Associate, London role at Goldman Sachs
Job Description
Operations division is a dynamic, multi-faceted organization that partners with all parts of the firm to provide banking, securities, and asset management services to clients around the world. In addition, Operations provides essential risk management and controls to preserve and enhance the firm\'s assets and its reputation. For every new product launched and every trade executed, it is Operations that develops and manages the processes and controls that enable business flow.
Job Description
Operations division is a dynamic, multi-faceted organization that partners with all parts of the firm to provide banking, securities, and asset management services to clients around the world. In addition, Operations provides essential risk management and controls to preserve and enhance the firm\'s assets and its reputation. For every new product launched and every trade executed, it is Operations that develops and manages the processes and controls that enable business flow.
YOUR IMPACT
We are looking for a professional individual who wants to apply their financial market knowledge and further develop their understanding of a growing sector of the financial markets at the heart of regulatory reform. With the continued high rate of change in the regulatory reporting space, Regulatory Operations professionals have the platform to significantly impact their environment and the wider business.
Our team is seeking a professional who is looking to collaborate with multiple stakeholders to improve the firm\'s compliance rates across various obligations.
OUR IMPACT
REGULATORY OPERATIONS
Regulatory Operations is a global team that ensures that the firm is compliant with a wide range of non-financial regulatory reporting obligations. We partner with groups across the firm and industry to accurately represent firm and client order, execution and position information to regulators across a wide range of traded financial products and businesses. Our team prides itself on best-in class operational design and delivery of high-quality controls to manage regulatory risk.From day one, team members play a vital role in upholding the three Operations principles of client focus, process innovation and risk management.
How You Will Fulfill Your Potential
- Contribute to the execution of non-financial regulatory reporting obligations and develop subject matter expertise
- Perform analysis to detect anomalies in the reporting data, investigate reporting issues demonstrating aptitude to work with range of data sets from big data to samples
- Advise on regulatory risk and requirements to facilitate commercial activity,
- Analyze internal client and external regulatory inquiries,
- Identify solutions to correct system issues, document requirements to high quality, perform tests to identify an accurate resolution
- Perform verification, validations and testing of the data provided by Engineering prior to submission,
- Actively participate in the development of the strategic control framework for Regulatory Operations
- Work collaboratively across multiple business lines and stakeholder groups in strategic initiatives across the global Regulatory Operations department
- Develop strong working relationships both internally including the Front Office and Middle Office Technology, Legal, Compliance and externally to support various reporting functions
- Participate in and influence discussions in external forums to improve and develop consistent reporting standards in the industry
SKILLS & EXPERIENCE WE ARE LOOKING FOR
- Bachelor’s degree with experience in financial services.
- Strong analytical skills with an ability to understand complex workflows paired with meticulous attention to detail,
- Strong communication skills to clearly articulate issues and ideas and provide timely escalation,
- Good interpersonal skills to build strong relationships with key stakeholders within and outside of Operations,
- Good influencing skills to work with the Operations team in challenging the status quo and continuously enhancing the control environment required,
- Self-motivated and proactive team player, who takes ownership and accountability of projects, has strong organizational skills as well as the ability to effectively manage competing priorities within deadlines
- Good understanding of and practical experience of writing business requirements, identifying solutions and defining and executing test cases
- Working knowledge of financial markets, regulatory landscape and associated processes, including the lifecycle of a trade
- Experience with regulatory reporting, in particular MiFID, EMIR, SFTR or similar global non-financial regulatory reporting obligations.
- Flexible and able to work well under pressure in a team environment.
- Proficiency in Microsoft Office applications
- Active interest in understanding and learning about the global financial market
- Experience in an Operations Control Environment,
- Experience participating in large-scale regulatory reporting implementation projects
- Working knowledge of financial products across securities, exchange traded derivatives and OTC Derivatives across Equity, Credit, Interest Rates, FX and Commodities.
- Understanding of Margin and Valuation processes and regulatory reporting requirements
- Experience participating in discussions and influencing outcomes in industry groups
- Working knowledge of project management and business analysis,
- Working experience with operating on large data sets and BI tools. SQL and/or Alteryx experience is advantageous.
At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.
We believe who you are makes you better at what you do. We\'re committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.
We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html
The Goldman Sachs Group, Inc., 2023. All rights reserved.
Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law.
Seniority level
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Full-time
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#J-18808-LjbffrGlobal Banking & Markets, Operations, Regulatory Reporting - Trade Level, Associate, London employer: Goldman Sachs
Goldman Sachs is an exceptional employer that fosters a dynamic and inclusive work culture, providing employees with ample opportunities for professional growth and development. Located in the heart of London, our Operations division offers a collaborative environment where team members can significantly impact regulatory compliance and operational excellence while benefiting from comprehensive training programs and wellness initiatives.
StudySmarter Expert Advice🤫
We think this is how you could land Global Banking & Markets, Operations, Regulatory Reporting - Trade Level, Associate, London
✨Tip Number 1
Familiarise yourself with the regulatory landscape, especially MiFID, EMIR, and SFTR. Understanding these regulations will not only help you in interviews but also demonstrate your commitment to the role.
✨Tip Number 2
Network with professionals in the financial services sector, particularly those involved in regulatory reporting. Engaging in conversations can provide insights into the role and may even lead to referrals.
✨Tip Number 3
Brush up on your analytical skills by working with data sets. Familiarity with SQL or BI tools like Alteryx can set you apart, as these skills are highly valued in the role.
✨Tip Number 4
Prepare to discuss your experience in managing competing priorities and how you've successfully collaborated with various stakeholders. This is crucial for demonstrating your fit within the Operations team.
We think you need these skills to ace Global Banking & Markets, Operations, Regulatory Reporting - Trade Level, Associate, London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV highlights relevant experience in financial services, particularly in regulatory reporting. Use keywords from the job description to demonstrate your fit for the role.
Craft a Strong Cover Letter:In your cover letter, express your enthusiasm for the position and explain how your skills align with the responsibilities outlined in the job description. Mention specific experiences that showcase your analytical skills and attention to detail.
Highlight Relevant Skills:Emphasise your understanding of financial markets and regulatory landscapes. Include any experience you have with regulatory reporting obligations like MiFID or EMIR, as well as your proficiency in tools like SQL or Alteryx.
Proofread Your Application:Before submitting, carefully proofread your application for any spelling or grammatical errors. A polished application reflects your attention to detail, which is crucial for this role.
How to prepare for a job interview at Goldman Sachs
✨Understand Regulatory Reporting
Make sure you have a solid grasp of regulatory reporting requirements, especially MiFID, EMIR, and SFTR. Be prepared to discuss how these regulations impact operations and compliance within financial markets.
✨Showcase Analytical Skills
Demonstrate your analytical abilities by discussing past experiences where you identified anomalies in data or improved processes. Use specific examples to illustrate your problem-solving skills and attention to detail.
✨Build Relationships
Highlight your interpersonal skills by sharing examples of how you've successfully collaborated with various stakeholders. Emphasise your ability to communicate effectively and build strong working relationships across different teams.
✨Prepare for Technical Questions
Brush up on your knowledge of financial products and the lifecycle of a trade. Be ready to answer technical questions related to operations control environments and any relevant software tools like SQL or Alteryx.
