At a Glance
- Tasks: Support compliance in Global Banking and Markets, focusing on Credit and Mortgages.
- Company: Join a leading financial institution with a strong compliance culture.
- Benefits: Competitive salary, professional development, and opportunities for growth.
- Other info: Collaborate with cross-functional teams and engage with regulators.
- Why this job: Make a real impact on risk mitigation and compliance in a dynamic environment.
- Qualifications: Analytical skills, strong communication, and a proactive mindset are essential.
The predicted salary is between 49500 - 60500 £ per year.
In this role, you support the Global Banking and Markets – Public Compliance team in London, focusing on Credit and Mortgages within FICC. You provide real-time compliance counsel on rules and policies, and help implement controls and training. You’ll review complex initiatives, collaborate with cross-functional teams, and assist in regulatory inquiries and investigations. The role offers impact on risk mitigation and a strong link to the firm’s second line of defense and compliance culture.
Responsibilities
- Provide real-time compliance guidance to the FICC business on regulatory and internal policy matters
- Issue proactive risk mitigation instructions for transactions, new products, and initiatives
- Interpret and implement new rules/regulations
- Develop and deliver ad-hoc and annual compliance training
- Develop and deploy second line controls and assist first line with controls
- Review algorithms and electronic initiatives; assess marketing materials and committee memos
- Coordinate with Global Banking and Markets – Public Compliance, Federation and Financial Crime Compliance on initiatives
- Collaborate with Controllers, Operations, Internal Audit and Legal
- Participate in investigations and audits using firm systems for forensic reviews
- Liaise with local regulators and exchange/MTF operators; coordinate responses to regulatory inquiries
Key requirements
- Analyst or Associate level
- Ability to process large amounts of information and present salient points to senior audiences
- Ability to build relationships with stakeholders across seniority and roles
- Excellent written and verbal communication and presentation skills
- Demonstrable interest in financial services, especially trading-floor Compliance
- Proactive, self-motivated, assertive and well organized
- Take ownership, progress tasks independently, escalate when needed
- Strong analytical, technical and problem-solving skills
- Ability to learn and navigate firm systems for forensic reviews and educate others
- Forward-looking, focused on improving controls and processes
- Ability to work independently and as part of a team
- Capable of handling multiple tasks in a high-paced trading floor environment
- Strong communication
- Stakeholder management
- Proactive mindset
- Navigating forensic review systems
- Ability to code or understand code (advantage)
- Analytical thinking
Compliance, Global Banking & Markets - Public Compliance, Analyst - London employer: Goldman Sachs
Goldman Sachs is an exceptional employer, offering a dynamic work environment where innovation and collaboration thrive. With a strong commitment to employee growth, the firm provides extensive training and development opportunities, alongside a diverse and inclusive culture that values every individual's contributions. Located in a global financial hub, employees benefit from engaging with top-tier professionals while managing a portfolio of EMEA Corporate clients, ensuring meaningful and impactful work in the field of credit risk analysis.
