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- Tasks: Join a dynamic team to manage compliance and regulatory risks in a fast-paced environment.
- Company: Goldman Sachs is a leading global investment banking and securities firm with a commitment to diversity.
- Benefits: Enjoy professional growth opportunities, wellness programs, and a supportive work culture.
- Why this job: Make an impact by advising on compliance matters while collaborating with diverse professionals globally.
- Qualifications: A Bachelor's degree is required; strong communication skills and adaptability are essential.
- Other info: Remote work options may be available; we value inclusivity and support candidates with special needs.
The predicted salary is between 64000 - 96000 £ per year.
GLOBAL COMPLIANCE
Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm’s responses to regulatory examinations, audits and inquiries. You will be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.
Responsibilities And Qualifications
Business Supported: Global Investment Research Division (GIR). From macroeconomic forecasts to individual stock analysis, GIR develops tools and insights to help shape investment strategies for clients and the firm. GIR analysts work on client-focused research in the equity, fixed-income, currency, and commodities markets, analyzing data that enters markets around the world each day to identify game-changing insights.
How You Will Fulfil Your Potential
GIR Compliance officers work closely on a daily basis with research professionals across a broad spectrum of coverage areas to advise on rules and laws impacting research and related areas of the firm. GIR Compliance officers must display initiative, creativity and drive, along with the ability to work closely and comfortably with a diverse group of research professionals, in order to effectively assist the firm in preventing, detecting and mitigating compliance, regulatory and reputational risk. The London GIR Compliance team covers GIR professionals in offices across Europe and the Middle East, including London, Paris, Milan, Dubai, and Birmingham. The global GIR Compliance team also collaborates closely across regions with team members located in New York, Hong Kong, Shanghai, Tokyo, Singapore, India, and Sydney.
Advisory and Compliance Oversight
- Provide advice to the business, including senior management, on regulatory and reputational related matters, and act as a resource on a daily basis for compliance and policy issues.
Policies and Procedures
- Ensure that the division has appropriate policies and procedures in place. Assess, design and drive completion of necessary updates and new policies. Work closely with Legal and the business to fulfill requirements.
Regulatory Matters
- Assist with regulatory examinations, audits and inquiries and analyze regulatory developments in order to formulate practical solutions to industry-wide issues.
Training
- Design, execute and deliver live and online training on divisional policies and procedures.
Controls/Surveillance/Testing
- Create controls, develop surveillance and monitor testing of policies and procedures.
New Business and Initiatives
- Coordinate with the business, Legal, Technology and other divisions across the firm on new initiatives.
Required Experience/Skills
- Bachelor’s degree or higher, Law or MBA degree a plus, but not required.
- Strong oral and written communication skills; ability to communicate confidently and effectively with a diverse audience.
- Inquisitive, quick learner who can adapt well to a fluid regulatory and business environment.
- Ability to handle multiple tasks simultaneously, and to work effectively in a team.
- Organized, detail-oriented, enthusiastic and professional.
- Strong project management skills.
About Goldman Sachs
At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.
We believe who you are makes you better at what you do. We are committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs.
We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process.
The Goldman Sachs Group, Inc., 2025. All rights reserved. Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law.
Compliance, GIR Compliance, Associate, London employer: Goldman Sachs
Contact Detail:
Goldman Sachs Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance, GIR Compliance, Associate, London
✨Tip Number 1
Familiarise yourself with the latest compliance regulations and trends in the financial sector. This will not only help you understand the role better but also demonstrate your proactive approach during interviews.
✨Tip Number 2
Network with professionals already working in compliance roles, especially within investment firms. Attend industry events or webinars to make connections that could provide insights or even referrals for the position.
✨Tip Number 3
Showcase your adaptability by discussing any experiences where you've successfully navigated changes in regulations or policies. This is crucial for a role that requires quick thinking in a fluid regulatory environment.
✨Tip Number 4
Prepare to discuss how you would approach training and advising teams on compliance matters. Think of examples where you've communicated complex information clearly, as this is key for the role.
We think you need these skills to ace Compliance, GIR Compliance, Associate, London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience and skills that align with the Compliance, GIR Compliance role. Focus on your ability to handle regulatory matters, communicate effectively, and work in a team.
Craft a Strong Cover Letter: In your cover letter, express your enthusiasm for the role and the company. Mention specific experiences that demonstrate your sound judgment and adaptability in a changing regulatory landscape.
Showcase Relevant Skills: Emphasise your strong oral and written communication skills, project management abilities, and any experience you have with compliance or regulatory issues. Use examples to illustrate how you've successfully navigated similar challenges.
Proofread Your Application: Before submitting, carefully proofread your application materials. Check for spelling and grammatical errors, and ensure that all information is clear and concise. A polished application reflects your attention to detail.
How to prepare for a job interview at Goldman Sachs
✨Understand the Compliance Landscape
Familiarise yourself with the current regulatory environment and compliance issues relevant to the financial sector. Being able to discuss recent changes in regulations or notable compliance cases will demonstrate your knowledge and interest in the field.
✨Showcase Your Communication Skills
As a Compliance Associate, you'll need to communicate effectively with diverse teams. Prepare examples of how you've successfully conveyed complex information to different audiences, highlighting your strong oral and written communication skills.
✨Demonstrate Initiative and Curiosity
Goldman Sachs values candidates who show initiative and a willingness to learn. Be ready to share instances where you've taken the lead on a project or sought out new knowledge, especially in relation to compliance and regulatory matters.
✨Prepare for Scenario-Based Questions
Expect questions that assess your problem-solving abilities in real-world compliance scenarios. Think through potential challenges you might face in the role and how you would approach them, showcasing your analytical and project management skills.