At a Glance
- Tasks: Review marketing materials and ensure compliance with financial regulations.
- Company: Join Goldman Sachs, a leading global financial services firm.
- Benefits: Diverse career growth opportunities, training, and wellness programs.
- Other info: Inclusive culture that values diversity and personal development.
- Why this job: Make an impact in compliance while working with a dynamic team.
- Qualifications: Interest in finance, strong analytical skills, and teamwork.
The predicted salary is between 49500 - 60500 £ per year.
OUR IMPACT
The Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking, securities and asset management services to a substantial and diversified client base that includes corporations, financial institutions, governments and high-net-worth individuals. Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance.
YOUR IMPACT
This is a role on the Asset Management Compliance team based in Birmingham. The successful candidate will provide Compliance advisory services covering sales and marketing activities within Goldman Sachs Asset Management (“GS AM”). The role will predominantly involve reviewing marketing collateral to ensure conformity to financial promotion regulations and jurisdiction restrictions. Additionally, the successful candidate will work with business partners, Legal and Compliance colleagues to manage sales and marketing regulatory requests, enhance the compliance program in line with regulatory reforms, conduct surveillance and forensic reviews, deliver compliance trainings, and assist in drafting and updating compliance policies.
RESPONSIBILITIES
- Review and approval of financial promotions
- Support the forensic program, including engaging in ad hoc and programmatic reviews, escalating and logging findings, prepare policy reminders
- Compliance support and representation on strategic initiatives
- Participate in regulatory identification and implementation projects
- Develop and implement Compliance policies and procedures, outlining firm policies, regulations and best practices
- Preparing and delivering Compliance training
- Assisting in responding to regulatory inquiries and investigations
- Miscellaneous projects as required
SKILLS/EXPERIENCE
- Demonstrated interest in financial markets, asset management and managing conduct risk
- A critical thinker with strong analytical, organizational, researching and fact-gathering skills
- A highly motivated self-starter, who learns quickly and works well under pressure
- Able to effectively summarize, communicate and defend positions
- A proactive team player, who enjoys working collaboratively across teams and disciplines
- Possess effective interpersonal and communication skills; the candidate should be outgoing, communicative, persuasive and courteous
ABOUT GOLDMAN SACHS
At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally.
Compliance, Asset Management Compliance, Analyst, Birmingham employer: Goldman Sachs
Goldman Sachs is an exceptional employer, offering a dynamic work environment where innovation and collaboration thrive. With a strong commitment to employee growth, the firm provides extensive training and development opportunities, alongside a diverse and inclusive culture that values every individual's contributions. Located in a global financial hub, employees benefit from engaging with top-tier professionals while managing a portfolio of EMEA Corporate clients, ensuring meaningful and impactful work in the field of credit risk analysis.
