PWM Compliance VP: Market Solutions & Trade Surveillance in London
PWM Compliance VP: Market Solutions & Trade Surveillance

PWM Compliance VP: Market Solutions & Trade Surveillance in London

London Full-Time 48000 - 72000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Provide compliance advice, conduct trading surveillance, and manage exciting projects.
  • Company: Leading global investment firm committed to diversity and professional growth.
  • Benefits: Comprehensive benefits, training opportunities, and a focus on career development.
  • Why this job: Join a dynamic team and make a real impact in capital markets compliance.
  • Qualifications: Over 5 years of experience in financial services with strong analytical skills.

The predicted salary is between 48000 - 72000 £ per year.

A leading global investment firm is looking for a Compliance professional in London to focus on capital markets. This role includes providing compliance advice, conducting trading surveillance, and managing projects.

Candidates should have over 5 years of relevant experience in financial services, with strong product knowledge and analytical skills. Committed to diversity and professional growth, the firm offers benefits and training opportunities.

PWM Compliance VP: Market Solutions & Trade Surveillance in London employer: Goldman Sachs, Inc.

As a leading global investment firm based in London, we pride ourselves on fostering a dynamic work culture that prioritises diversity and professional growth. Our employees benefit from comprehensive training opportunities, competitive remuneration, and a supportive environment that encourages innovation and collaboration, making us an excellent employer for those seeking a meaningful career in compliance within the capital markets.
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Contact Detail:

Goldman Sachs, Inc. Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land PWM Compliance VP: Market Solutions & Trade Surveillance in London

✨Tip Number 1

Network like a pro! Reach out to your connections in the financial services sector and let them know you're on the lookout for opportunities. You never know who might have the inside scoop on a role that’s perfect for you.

✨Tip Number 2

Prepare for interviews by brushing up on your product knowledge and analytical skills. Make sure you can discuss recent trends in capital markets and how they relate to compliance. We want you to shine when it comes to showcasing your expertise!

✨Tip Number 3

Don’t just apply anywhere; focus on firms that align with your values, especially those committed to diversity and professional growth. Check out our website for roles that match your skills and aspirations – we’ve got your back!

✨Tip Number 4

Follow up after interviews! A quick thank-you email can go a long way in keeping you top of mind. It shows your enthusiasm for the role and gives you another chance to highlight why you’re the best fit for the team.

We think you need these skills to ace PWM Compliance VP: Market Solutions & Trade Surveillance in London

Compliance Advice
Trading Surveillance
Project Management
Financial Services Experience
Product Knowledge
Analytical Skills
Diversity Commitment
Professional Growth Orientation

Some tips for your application 🫡

Tailor Your CV: Make sure your CV highlights your relevant experience in compliance and capital markets. We want to see how your skills align with the role, so don’t be shy about showcasing your achievements!

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about compliance and how your background makes you a perfect fit for our team. Keep it engaging and personal.

Showcase Your Analytical Skills: Since this role involves trading surveillance, we’d love to see examples of how you’ve used your analytical skills in past roles. Share specific instances where your insights made a difference!

Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it’s super easy!

How to prepare for a job interview at Goldman Sachs, Inc.

✨Know Your Compliance Stuff

Make sure you brush up on your knowledge of compliance regulations, especially those related to capital markets. Familiarise yourself with recent changes in legislation and how they impact trading surveillance. This will show that you're not just experienced but also up-to-date with industry standards.

✨Showcase Your Analytical Skills

Prepare to discuss specific examples where you've used your analytical skills to solve compliance issues or improve processes. Think about times when your insights led to better decision-making or risk management. This will help demonstrate your value to the firm.

✨Project Management Experience is Key

Since the role involves managing projects, be ready to talk about your project management experience. Highlight any relevant projects you've led, focusing on your approach to compliance challenges and how you ensured successful outcomes. This will illustrate your ability to handle the responsibilities of the position.

✨Embrace Diversity and Growth

The firm values diversity and professional growth, so be prepared to discuss how you contribute to a diverse workplace and your commitment to personal development. Share any experiences that reflect your dedication to fostering an inclusive environment and how you’ve pursued growth in your career.

PWM Compliance VP: Market Solutions & Trade Surveillance in London
Goldman Sachs, Inc.
Location: London

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