At a Glance
- Tasks: Lead technology audits and assess the firm's control environment in financial services.
- Company: Join Goldman Sachs, a leader in the financial industry with a commitment to innovation.
- Benefits: Competitive salary, diverse work culture, and opportunities for professional growth.
- Other info: Collaborate with global teams and gain unique insights into financial operations.
- Why this job: Make a real impact by ensuring the integrity of financial systems and controls.
- Qualifications: 8+ years in technology audit with strong analytical and communication skills.
The predicted salary is between 80000 - 100000 £ per year.
In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm’s compliance with laws and regulations, and advising management on developing smart control solutions. Our group has unique insight on the financial industry and its products and operations. We’re looking for detail-oriented team players who have an interest in financial markets and want to gain insight into the firm’s operations and control processes.
As the third line of defense, Internal Audit's mission is to independently assess the firm’s internal control structure, including the firm’s governance processes and controls, and risk management and capital and anti-financial crime frameworks, raise awareness of control risk and monitor the implementation of management’s control measures. We are organized into global teams comprising business and technology auditors to cover all the firm’s businesses and functions, including securities, investment banking, consumer and investment management, risk management, finance, cyber-security and technology risk, and engineering. Investment Management covers the firm’s Private Wealth Management, Asset Management businesses. Investment Banking covers the firm’s investment banking activities and Global Investment Research operations.
As a Technology Auditor, you will be involved to provide assurance on the data integrity and quality, applications stability and system operations used for portfolio construction and management, deal workflows, investment research flows, reporting for internal and regulatory purposes, along with other general technology controls.
Your Impact
As part of the third line of defense, you will be involved in independently assessing the firm’s overall control environment, and communicating the results to the firm’s local and global management. This will support independent, objective and timely assurance around the firm’s internal control structure, and support the Audit Committee, the Board of Directors, and the Risk Committee in fulfilling their oversight responsibilities.
Responsibilities
- Assist/Lead the risk assessment, scoping and planning of a review.
- Assist/Lead in executing the review, specifically focusing on the following:
- Analyze the design of controls around the underlying system architecture in the context of information technology controls and its impact on the business.
- Analyze the business and technology processes to evaluate the design and effectiveness of the relevant technology controls by designing and executing tests to validate identified system control features, which may require data analysis, code inspection, and re-performance of system processes.
- Document the results of the test steps executed within the IA automated document project repository as per the departmental guidelines.
- Assist/Lead in vetting audit observations.
- Assist/Lead in tracking, monitoring and recording remediation of risks identified in reviews.
Basic Qualifications
- BE/B Tech/MCA/MBA in Systems/MSc or equivalent University degrees in technology.
- At least 8+ years of experience in technology audit focusing on Financial Services Technology audit.
- Technology audit skills including an understanding of:
- System architecture, with high level understanding of databases, operating systems, and messaging.
- Prior experience of testing automated IT application controls.
- System Development / Programming Languages / Databases, System Architecture (Distributed/Messaging).
- Operating Systems and Data analysis skills (SQL, ACL, or similar tools).
- Application security principles.
- System development lifecycle (SDLC).
- Management, monitoring and operations of technology (backups, change management, system monitoring, incident/problem management).
- Business continuity planning and disaster recovery design and implementation.
- Security within the software development lifecycle.
- Ability to review / develop code (OO languages like Java, C#, C++).
- Experience in managing audit engagements or technology projects.
- Relevant Certification or industry accreditation (CISA, CISSP, etc).
- Ability to work effectively across a large global audit team, understanding the teams’ role in the overall strategy of the firm.
- Strong Written and verbal communication skills a must; strong interpersonal skills essential.
- Job requires frequent interaction with technology management.
- Must be able to multitask while managing both time and workload.
Internal Audit, Transaction Banking, Technology Audit, Vice President, Birmingham employer: Goldman Sachs, Inc.
Goldman Sachs is an exceptional employer, offering a dynamic work environment in Birmingham where innovation and collaboration thrive. With a strong focus on employee growth, we provide extensive training and development opportunities, ensuring our team members are equipped to excel in their careers. Our inclusive culture fosters diversity and encourages open communication, making it a rewarding place for professionals passionate about financial markets and technology audit.
StudySmarter Expert Advice🤫
We think this is how you could land Internal Audit, Transaction Banking, Technology Audit, Vice President, Birmingham
✨Tip Number 1
Network like a pro! Reach out to current or former employees at Goldman Sachs on LinkedIn. A friendly chat can give you insider info and maybe even a referral, which can really boost your chances.
✨Tip Number 2
Prepare for the interview by diving deep into the company’s values and recent news. Show us that you’re not just another candidate; you’re genuinely interested in what Goldman Sachs is doing and how you can contribute.
✨Tip Number 3
Practice your responses to common interview questions, especially those related to technology audit and financial services. We want to see that you can articulate your experience and skills clearly and confidently.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows us you’re serious about joining the team.
We think you need these skills to ace Internal Audit, Transaction Banking, Technology Audit, Vice President, Birmingham
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the role of Technology Auditor. Highlight your experience in technology audit and financial services, and don’t forget to showcase your skills in system architecture and data analysis.
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you’re passionate about internal audit and how your background makes you a perfect fit for the team. Be specific about your interest in financial markets and technology.
Showcase Your Communication Skills:Since strong written and verbal communication skills are a must, make sure your application reflects this. Use clear, concise language and structure your documents well to demonstrate your ability to communicate effectively.
Apply Through Our Website:We encourage you to apply through our website for a smoother process. It’s the best way to ensure your application gets the attention it deserves, and you’ll be one step closer to joining our awesome team!
How to prepare for a job interview at Goldman Sachs, Inc.
✨Know Your Tech Inside Out
Make sure you brush up on your knowledge of system architecture, databases, and application security principles. Be ready to discuss how these elements impact financial services technology audit, as this will show your depth of understanding and relevance to the role.
✨Demonstrate Your Analytical Skills
Prepare to showcase your ability to analyse business and technology processes. Think of examples where you've designed and executed tests to validate system controls, and be ready to explain your approach to data analysis and code inspection.
✨Communicate Clearly and Confidently
Strong written and verbal communication skills are essential for this role. Practice articulating complex ideas simply and clearly, especially when discussing audit findings or technical concepts. This will help you connect with the interviewers and demonstrate your interpersonal skills.
✨Showcase Your Project Management Experience
Be prepared to discuss your experience in managing audit engagements or technology projects. Highlight specific instances where you led a team or project, focusing on your ability to multitask and manage workloads effectively, as this is crucial for success in a global audit team.
