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- Tasks: Join our team to manage compliance in tech and engineering, tackling risks and regulations daily.
- Company: Goldman Sachs is a top global investment firm, dedicated to diversity and growth opportunities.
- Benefits: Enjoy a dynamic work environment with support for remote work and inclusive culture.
- Why this job: Be part of a crucial team shaping compliance in technology, making a real impact on the industry.
- Qualifications: 6-8 years in compliance or risk management; strong communication and analytical skills required.
- Other info: We value innovation and adaptability; perfect for those eager to learn and grow.
The predicted salary is between 72000 - 108000 £ per year.
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Compliance, CF&O Compliance, EMEA – Engineering, Technology Risk and GCDI Coverage, Vice President, Birmingham, Birmingham
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Client:
Location:
Birmingham, United Kingdom
Job Category:
Other
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EU work permit required:
Yes
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Job Reference:
245263ca7bb2
Job Views:
6
Posted:
12.08.2025
Expiry Date:
26.09.2025
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Job Description:
Job Description
GLOBAL COMPLIANCE AT GOLDMAN SACHS
At Goldman Sachs, the mandate of Global Compliance is to prevent, detect, and mitigate compliance, regulatory, and reputational risks across the firm and help to strengthen the firm\’s culture of compliance. Compliance accomplishes this through the firm\’s enterprise-wide compliance risk management program. As an independent control function and part of the firm\’s second line of defense, compliance assesses the firm\’s compliance, regulatory, and reputational risk; monitors for compliance with laws, rules, and regulations; designs and implements controls, policies, procedures, and training; conducts independent testing; investigates, surveils, and monitors for compliance risks and breaches; and leads the firm\’s responses to regulatory examinations, audits, and inquiries. Compliance provides advice on how to conduct the firm\’s business in a manner that complies with the rules, regulations, and expectations globally. Importantly, compliance plays a key role in reviewing and challenging transactions presenting compliance or reputational risks.
BUSINESS UNIT AND ROLE OVERVIEW
CF&O compliance provides compliance coverage to various divisions including Operations, Engineering, Controllers, Corporate Treasury, Corporate and Workplace Solutions, Executive Office, Finance, Office of the CAO, Finance Planning and Analysis, Risk, Tax, and Human Capital Management. This includes:
- Conducting risk identification, measurement, and assessment
- Monitoring for compliance with laws, rules, regulations, and policies, including investigation of conduct-related issues
- Participating in firm responses to regulatory examinations, audits, and inquiries
- Performing surveillance and investigations of business activities
- Testing the effectiveness of controls
- Writing policies and procedures
RESPONSIBILITIES AND QUALIFICATIONS
ROLE AND RESPONSIBILITIES
As part of the EMEA CF&O compliance team, you will support the firm\’s Engineering division, Technology Risk, and Global Cyber Defense and Intelligence teams. You will participate in regional and global initiatives to uphold the compliance mandate and business priorities. To succeed, you will need to:
- Coordinate and participate in responses to regulatory inquiries, including those related to AI, information security, cyber threats, and third-party risk management.
- Understand and advise on current and emerging regulatory requirements related to key risk areas.
- Participate in control forums related to AI to ensure governance processes are integrated into the compliance framework.
- Assist in developing the firm\’s governance, risk, and control framework concerning these key areas.
- Advise and challenge the Engineering Division, Tech Risk, GDCI, and other divisions on regulations, policies, and reputational risks.
- Brief senior leadership on risks and ensure stakeholder engagement.
- Review technology regulations, trends, and enforcement actions to assess impacts and identify gaps.
- Partner with impacted groups to support compliance with new requirements.
- Identify, investigate, and manage compliance issues involving the Engineering Division, Tech Risk, and GDCI.
- Coordinate with global counterparts to meet technology-related regulatory requirements.
- Support the development and analysis of related policies, standards, and processes.
- Perform compliance testing or forensic work as needed.
- Develop and deliver communications and training to relevant teams.
- Collaborate with the broader compliance team on initiatives and projects.
QUALIFICATIONS AND SKILLS
A suitable candidate will have:
- 6-8+ years of experience as a compliance officer or risk management professional, preferably in operational or information security risk.
- Bachelor\’s degree or higher.
- Good understanding of technological risks.
- Experience interpreting regulations, laws, and statutes.
- Knowledge of the global regulatory environment concerning technology, cybersecurity, data governance, and AI.
- Experience working with regulators or supporting audits and inquiries.
- Experience with cyber regulatory requirements and incident reporting is a plus.
Skills include:
- Strong communication skills, capable of engaging at senior levels.
- Ability to challenge and build rapport while maintaining independence.
- Independent work ethic, sound judgment, and integrity.
- Quick learner, adaptable to change, and innovative.
- Organized, capable of managing projects and urgent escalations.
- Strong analytical and problem-solving skills.
- Ownership of tasks and proactive communication.
- Proficiency with technology, data analysis, and learning new tools.
- Team-oriented and collaborative.
ABOUT GOLDMAN SACHS
Goldman Sachs, founded in 1869, is a leading global investment banking, securities, and investment management firm headquartered in New York with offices worldwide. We are committed to diversity, inclusion, and providing opportunities for growth. Learn more about our culture and benefits at GS/careers. We support reasonable accommodations for candidates with disabilities during our recruitment process. Goldman Sachs is an equal opportunity employer.
Job ID 300012797782269
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Compliance, CF&O Compliance, EMEA - Engineering, Technology Risk and GCDI Coverage, Vice Presid[...] employer: Goldman Sachs, Inc.
Contact Detail:
Goldman Sachs, Inc. Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance, CF&O Compliance, EMEA - Engineering, Technology Risk and GCDI Coverage, Vice Presid[...]
✨Tip Number 1
Familiarise yourself with the latest regulations and compliance frameworks relevant to technology risk and cybersecurity. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in a rapidly evolving field.
✨Tip Number 2
Network with professionals in the compliance and technology sectors, especially those who have experience at Goldman Sachs or similar firms. Engaging in conversations can provide insights into the company culture and expectations, which can be invaluable during the interview process.
✨Tip Number 3
Prepare to discuss specific examples of how you've handled compliance issues or regulatory inquiries in the past. Being able to articulate your experience clearly will showcase your problem-solving skills and ability to manage complex situations.
✨Tip Number 4
Stay informed about current trends in technology and compliance, particularly around AI and data governance. Showing that you understand these emerging areas will set you apart as a candidate who is not only qualified but also forward-thinking.
We think you need these skills to ace Compliance, CF&O Compliance, EMEA - Engineering, Technology Risk and GCDI Coverage, Vice Presid[...]
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in compliance, risk management, and technology. Use keywords from the job description to demonstrate that you meet the qualifications and skills required for the role.
Craft a Strong Cover Letter: Write a compelling cover letter that explains why you are interested in the position at Goldman Sachs. Highlight your understanding of compliance and regulatory requirements, and how your background aligns with the responsibilities outlined in the job description.
Showcase Relevant Experience: In your application, provide specific examples of your past work related to compliance, particularly in areas like technology risk and regulatory inquiries. This will help illustrate your capability to handle the responsibilities of the role.
Proofread Your Application: Before submitting your application, carefully proofread all documents for spelling and grammatical errors. A polished application reflects attention to detail, which is crucial in compliance roles.
How to prepare for a job interview at Goldman Sachs, Inc.
✨Understand the Compliance Landscape
Familiarise yourself with the current regulatory environment, especially concerning technology, cybersecurity, and AI. Being able to discuss recent trends or changes in regulations will demonstrate your knowledge and preparedness for the role.
✨Showcase Your Analytical Skills
Prepare examples that highlight your analytical and problem-solving abilities. Discuss specific instances where you identified compliance issues and how you addressed them, as this is crucial for the role.
✨Communicate Effectively
Strong communication skills are essential for this position. Practice articulating complex compliance concepts clearly and concisely, as you may need to brief senior leadership on risks and compliance matters.
✨Demonstrate Team Collaboration
Be ready to discuss your experience working collaboratively with various teams. Highlight any projects where you partnered with different divisions to achieve compliance goals, showcasing your ability to work in a team-oriented environment.