At a Glance
- Tasks: Provide compliance advice, review marketing materials, and conduct forensic reviews.
- Company: Leading global investment firm based in London.
- Benefits: Competitive benefits and dynamic financial environment.
- Why this job: Join a top firm and make a real impact in wealth management compliance.
- Qualifications: 6+ years in compliance or risk management with strong UK regulatory knowledge.
- Other info: Excellent opportunity for career growth in a fast-paced industry.
The predicted salary is between 54000 - 84000 £ per year.
A leading global investment firm is seeking a Wealth Management Compliance Officer in London. The role involves providing compliance advice, reviewing marketing materials, and conducting forensic reviews.
The ideal candidate has at least 6 years of compliance or risk management experience, a strong understanding of UK regulatory frameworks, and excellent interpersonal skills.
This position offers competitive benefits and an opportunity to work in a dynamic financial environment.
VP, Wealth Management Compliance & Risk Oversight in London employer: Goldman Sachs Group, Inc.
Contact Detail:
Goldman Sachs Group, Inc. Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land VP, Wealth Management Compliance & Risk Oversight in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance and compliance sectors. Attend industry events or webinars to meet potential employers and get your name out there.
✨Tip Number 2
Prepare for interviews by brushing up on UK regulatory frameworks. Be ready to discuss how your experience aligns with the role of a Wealth Management Compliance Officer and showcase your interpersonal skills.
✨Tip Number 3
Don’t just apply anywhere; focus on firms that resonate with your values and career goals. Use our website to find roles that match your expertise in compliance and risk management.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can set you apart from other candidates. It shows your enthusiasm for the role and keeps you fresh in their minds.
We think you need these skills to ace VP, Wealth Management Compliance & Risk Oversight in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your compliance and risk management experience, especially those 6 years we’re looking for. Use keywords from the job description to show you’re a perfect fit for the role.
Showcase Your Skills: Don’t just list your skills; demonstrate them! Include examples of how you've navigated UK regulatory frameworks or provided compliance advice in previous roles. We want to see your expertise in action!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Explain why you’re passionate about compliance and risk oversight in wealth management. Let us know what excites you about this role and how you can contribute to our team.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates during the process!
How to prepare for a job interview at Goldman Sachs Group, Inc.
✨Know Your Regulations
Make sure you brush up on the UK regulatory frameworks relevant to wealth management. Being able to discuss specific regulations and how they impact compliance will show that you’re not just familiar with the basics, but that you’re ready to tackle the complexities of the role.
✨Showcase Your Experience
With at least 6 years in compliance or risk management, be prepared to share concrete examples from your past roles. Highlight situations where you provided compliance advice or conducted forensic reviews, and explain the outcomes. This will demonstrate your hands-on experience and problem-solving skills.
✨Prepare for Scenario Questions
Expect scenario-based questions that test your decision-making and ethical judgement. Think about potential compliance dilemmas you might face in the role and how you would handle them. This will help you articulate your thought process and showcase your interpersonal skills.
✨Engage with the Interviewers
Don’t forget that interviews are a two-way street! Prepare thoughtful questions about the firm’s compliance culture and how they approach risk oversight. Engaging with the interviewers shows your genuine interest in the position and helps you assess if the company is the right fit for you.