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For Companies At a Glance
- Tasks: Support risk assessment and controls in financial crime compliance at a leading global firm.
- Company: Goldman Sachs, a top-tier investment banking and financial services company.
- Benefits: Diverse opportunities for growth, wellness programs, and a supportive work culture.
- Why this job: Join a dynamic team tackling real-world financial compliance challenges.
- Qualifications: Strong analytical skills, communication abilities, and prior experience in finance or compliance.
- Other info: Collaborative environment with excellent career advancement potential.
The predicted salary is between 28800 - 48000 £ per year.
OUR IMPACT
The Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations, financial institutions, governments and high-net-worth individuals. The firm is headquartered in New York and maintains offices in London, Frankfurt, Tokyo, Hong Kong and other major financial centers around the world. At Goldman Sachs, our culture is one of teamwork, innovation and meritocracy. We often say our people are our greatest asset and we take pride in supporting each colleague both professionally and personally.
The Global Compliance division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these objectives through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm’s responses to regulatory examinations, audits and inquiries.
You will be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.
YOUR IMPACT
The FCC’s Risk Assessment and Controls team is seeking an associate professional, ideally with prior banking/financial industry experience. The associate will support the design, execution and oversight of the FCC global risk assessment program, coordinating with stakeholders across the firm to gather and analyse data, and to prepare related materials. The associate will also serve in an advisory capacity to other groups within FCC, coordinating controls-related activities.
The ideal candidate would have strong analytical, communication and writing skills, and the ability to collaborate with others and manage projects and processes, as well as to prioritise and balance a heavy workload. In this role, the associate would be expected to quickly gain an understanding of the firm’s businesses in conjunction with the rules and regulations under which the firm operates.
Preferred Qualifications
- Strong academic record with Bachelor’s degree or equivalent required
- Prior investment banking/financial services industry experience and knowledge of securities industry and products
- Prior compliance experience and a technical understanding of applicable AML, sanctions and bribery and corruption regulations
- Experience of using data analytics tools and knowledge of structured query language preferred
- Ability to work both independently and in team-oriented workflows
- Ability to manage expectations of key stakeholders
- Strong analytical and risk assessment skills
- Excellent written and verbal communication skills
- Ability to prioritise workflows and ensure deadlines are met
- Ability to forge strong relationships with colleagues and clients
- Proactive, self-motivated, detail-oriented and well-organised
- Compliance or legal-related experience in financial services preferred
ABOUT GOLDMAN SACHS
At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world. We believe who you are makes you better at what you do. We’re committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs.
We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process.
Compliance, Financial Crime Compliance, Risk Assessment and Controls, Associate, Birmingham employer: Goldman Sachs Group, Inc.
Contact Detail:
Goldman Sachs Group, Inc. Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance, Financial Crime Compliance, Risk Assessment and Controls, Associate, Birmingham
✨Tip Number 1
Network like a pro! Reach out to current or former employees at Goldman Sachs on LinkedIn. A friendly chat can give us insider info and maybe even a referral.
✨Tip Number 2
Prepare for the interview by brushing up on compliance regulations and financial crime trends. We want to show that we’re not just interested, but knowledgeable too!
✨Tip Number 3
Practice our answers to common interview questions. Let’s make sure we can articulate our experience and how it aligns with the role at Goldman Sachs.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure our application gets seen by the right people. Plus, it shows we’re serious about joining the team.
We think you need these skills to ace Compliance, Financial Crime Compliance, Risk Assessment and Controls, Associate, Birmingham
Some tips for your application 🫡
Tailor Your Application: Make sure to customise your CV and cover letter for the Compliance Associate role. Highlight your relevant experience in financial services and compliance, and show us how your skills align with what we're looking for.
Show Off Your Analytical Skills: Since this role requires strong analytical abilities, don’t shy away from showcasing any relevant projects or experiences where you’ve used data analysis tools or conducted risk assessments. We want to see how you think!
Communicate Clearly: Your written communication skills are key for this position. Keep your application clear and concise, and make sure to proofread for any errors. We appreciate attention to detail!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it’s super easy!
How to prepare for a job interview at Goldman Sachs Group, Inc.
✨Know Your Compliance Basics
Before heading into the interview, brush up on your knowledge of compliance regulations, especially AML, sanctions, and anti-bribery laws. Being able to discuss these topics confidently will show that you understand the core responsibilities of the role.
✨Showcase Your Analytical Skills
Prepare examples from your past experiences where you've used analytical skills to assess risks or solve problems. This could be through data analysis or project management. Be ready to explain your thought process and how it led to successful outcomes.
✨Demonstrate Teamwork and Collaboration
Goldman Sachs values teamwork, so think of instances where you've worked effectively in a team. Highlight how you contributed to group projects and how you managed relationships with colleagues and stakeholders to achieve common goals.
✨Ask Insightful Questions
At the end of the interview, have a few thoughtful questions prepared about the firm's compliance culture or the specific challenges the FCC team faces. This shows your genuine interest in the role and helps you gauge if it's the right fit for you.